CIK: 0002095884
Total reported value
$129.2M
Reporting period: 2026-03-31 · Number of holdings: 46
Split Rock Private Trading & Wealth Management, LLC disclosed 46 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $129.2M and a quarterly turnover rate of 24.5%.
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Split Rock Private Trading & Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.171 — mathematically equivalent to about 6 equally-sized positions, well below its 46 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.65), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 14% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim FBND
-44.9% -$6.4M
Trim JAAA
-14.0% -$1.4M
Add JMBS
+122.1% $1.6M
Trim KOOL
-1.3% $353.1K
Trim QQQ
-0.7% -$483.1K
Trim AAPL
+0.5% -$428.6K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | KOOL | North Shore Equity Rotation | ETF-Other | 38.39% | -1.07% | -1.32% | |
| 2 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 6.57% | -1.37% | -14.03% | |
| 3 | FBND | Fidelity Total Bond ETF | ETF-Other | 5.94% | -5.32% | -44.89% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 5.20% | -0.57% | -0.71% | |
| 5 | AAPL | Apple INC | Stock-Tech | 5.05% | -0.52% | +0.51% | |
| 6 | AMZN | Amazon.com INC | Stock-Consumer Disc | 4.47% | -0.05% | +13.50% | |
| 7 | TFLO | Ishares Treasury Floating Ra | ETF-Gov Bonds | 4.34% | +4.34% | NEW | |
| 8 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 4.24% | -0.07% | +3.30% | |
| 9 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 3.95% | +0.18% | +2.80% | |
| 10 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 3.62% | -0.09% | -2.49% | |
| 11 | JMBS | Janus Henderson Mortg Backed | ETF-Other | 2.25% | +1.19% | +122.06% | |
| 12 | TIP | Ishares Tips Bond ETF | ETF-Other | 1.39% | +1.39% | NEW | |
| 13 | FGD | First Trust Dj Gl Sel Dvd | ETF-Other | 1.13% | +1.13% | NEW | |
| 14 | NVDA | Nvidia CORP | Stock-Tech | 1.11% | -0.28% | -11.14% | |
| 15 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 1.10% | +1.10% | NEW | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 1.03% | -0.21% | +12.02% | |
| 17 | NOBL | Proshares S&p 500 Dividend A | ETF-Large Cap & Growth | 0.98% | +0.09% | +12.26% | |
| 18 | PWR | Quanta Services INC | Stock-Industrials | 0.79% | +0.16% | -0.22% | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.75% | +0.75% | NEW | |
| 20 | GLDI | UBS AG Et Gl Shr Covr Cl Etn | ETF-Other | 0.74% | +0.74% | NEW | |
| 21 | MUB | Ishares National Muni Bond E | ETF-Other | 0.63% | -0.20% | -20.06% | |
| 22 | EVTR | Eaton Vance Total Return | ETF-Other | 0.60% | +0.60% | NEW | |
| 23 | SLVO | UBS AG Etracs Sl Sh Co C Etn | ETF-Other | 0.57% | -0.12% | -4.13% | |
| 24 | XOM | Exxon Mobil CORP | Stock-Energy | 0.43% | +0.12% | — | |
| 25 | WMT | Walmart INC | Stock-Consumer Staples | 0.37% | -0.07% | -22.42% | |
| 26 | FBTC | Fidelity Wise Origin Bitcoin | ETF-Crypto | 0.36% | -0.16% | -7.41% | |
| 27 | SFLR | Innovator Eqty Mgd Floor ETF | ETF-Other | 0.33% | +0.33% | NEW | |
| 28 | TDV | Proshares S&p Tech Dvd Arist | ETF-Tech | 0.31% | -0.05% | -10.01% | |
| 29 | BIV | Vanguard Intermediate-term B | ETF-Other | 0.29% | +0.01% | +7.46% | |
| 30 | ETH | Grayscale Ethereum Staking M | ETF-Other | 0.28% | -0.17% | -10.34% | |
| 31 | AVGO | Broadcom INC | Stock-Tech | 0.26% | -0.17% | -30.96% | |
| 32 | AGI | Alamos Gold Inc-class A | Stock-Materials | 0.24% | +0.02% | — | |
| 33 | FDVV | Fidelity High Dividend ETF | ETF-Other | 0.23% | -0.04% | -10.17% | |
| 34 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.20% | -0.11% | -29.07% | |
| 35 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.20% | -0.04% | -10.09% | |
| 36 | SUB | Ishares Short-term National | ETF-Other | 0.18% | +0.18% | NEW | |
| 37 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 0.18% | +0.18% | NEW | |
| 38 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.17% | — | -0.72% | |
| 39 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.17% | — | +7.03% | |
| 40 | ORCL | Oracle CORP | Stock-Tech | 0.17% | -0.06% | — | |
| 41 | AVDE | Avantis International Equity | ETF-Other | 0.16% | +0.16% | NEW | |
| 42 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 0.16% | +0.16% | NEW | |
| 43 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 0.16% | -0.01% | +0.96% | |
| 44 | WPC | Wp Carey INC | Stock-Real Estate | 0.16% | +0.16% | NEW | |
| 45 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.16% | -0.01% | -2.02% | |
| 46 | ELDN | Eledon Pharmaceuticals INC | Stock-Other | 0.02% | +0.01% | — |
Performance for Q3 2026
+0.6%
Performance Last 4 Quarters
+6.2%
Based on 5 months of available history
Based on 90% of reported portfolio value with available pricing
Split Rock Private Trading & Wealth Management, LLC's most significant position changes for 2026-03-31: New buy: Ishares Treasury Floating Ra (TFLO); Sold out: Invesco Msci Eafe Income Adv (EFAA); New buy: Ishares Tips Bond ETF (TIP); New buy: First Trust Dj Gl Sel Dvd (FGD); New buy: State Street Sp Ptf Em ETF (SPEM).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-28 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
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