CIK: 0001846711
Total reported value
$362.0M
Reporting period: 2026-03-31 · Number of holdings: 143
Safeguard Investment Advisory Group, LLC disclosed 143 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $362.0M and a quarterly turnover rate of 14.2%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "S"
Safeguard Investment Advisory Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.091 — mathematically equivalent to about 11 equally-sized positions, well below its 143 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.48), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SCHD
+98.0% $3.4M
Trim QQQ
-7.1% -$6.0M
Trim SPY
-7.1% -$4.2M
Trim DFAC
-7.3% -$7.7M
Add SGOV
+453.9% $1.3M
Add DGRW
+287.2% $1.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 21.71% | -0.38% | -7.26% | |
| 2 | DUHP | Dimensional US High Profi Et | ETF-Other | 12.49% | +0.15% | -2.98% | |
| 3 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 11.33% | -0.69% | -7.14% | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 9.02% | -0.40% | -7.06% | |
| 5 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 5.92% | — | -6.57% | |
| 6 | AAPL | Apple INC | Stock-Tech | 2.78% | -0.06% | -2.91% | |
| 7 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 2.02% | +0.02% | -1.76% | |
| 8 | QQQM | Invesco Nasdaq 100 ETF | ETF-Tech | 1.85% | +0.03% | +0.34% | |
| 9 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 1.71% | +1.00% | +97.99% | |
| 10 | VHT | Vanguard Health Care ETF | ETF-Other | 1.69% | -0.07% | -5.78% | |
| 11 | IHI | Ishares U.s. Medical Devices | ETF-Other | 1.49% | -0.22% | -5.80% | |
| 12 | NVDA | Nvidia CORP | Stock-Tech | 1.43% | -0.03% | -3.11% | |
| 13 | AVGO | Broadcom INC | Stock-Tech | 1.41% | -0.05% | -0.45% | |
| 14 | DFCF | Dimensional Core Fixed INC | ETF-Other | 1.21% | +0.02% | -5.22% | |
| 15 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.01% | -0.07% | -3.87% | |
| 16 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.00% | -0.01% | -6.95% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 0.87% | -0.14% | +4.38% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.71% | -0.01% | -0.13% | |
| 19 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.66% | -0.08% | -2.98% | |
| 20 | T | At&t INC | Stock-Comm Services | 0.54% | — | -3.50% | |
| 21 | BAC | Bank Of America CORP | Stock-Financials | 0.53% | -0.02% | -0.20% | |
| 22 | TSLA | Tesla INC | Stock-Consumer Disc | 0.52% | -0.20% | -19.29% | |
| 23 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.48% | — | -3.18% | |
| 24 | JEF | Jefferies Financial Group In | Stock-Financials | 0.45% | -0.18% | — | |
| 25 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.45% | +0.38% | +453.95% | |
| 26 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.42% | — | +3.12% | |
| 27 | XOM | Exxon Mobil CORP | Stock-Energy | 0.39% | +0.11% | -7.18% | |
| 28 | VDC | Vanguard Consumer Staple ETF | ETF-Other | 0.39% | +0.10% | +15.53% | |
| 29 | DGRW | Wisdomtree U.s. Quality Divi | ETF-Other | 0.38% | +0.29% | +287.23% | |
| 30 | MU | Micron Technology INC | Stock-Tech | 0.37% | — | +0.64% | |
| 31 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.35% | -0.04% | -10.80% | |
| 32 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.35% | -0.04% | -9.90% | |
| 33 | STX | Seagate Technology Holdings plc | Stock-Tech | 0.35% | +0.09% | -13.59% | |
| 34 | SOXX | Ishares Semiconductor ETF | ETF-Other | 0.35% | — | -5.58% | |
| 35 | USMV | Ishares Msci USA Min Vol Fac | ETF-Other | 0.34% | — | -12.41% | |
| 36 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.32% | -0.04% | -1.00% | |
| 37 | DFSD | Dimensional Short Duration | ETF-Other | 0.31% | — | -11.85% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.29% | — | -4.18% | |
| 39 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.28% | -0.04% | -0.71% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.28% | +0.09% | -3.24% | |
| 41 | AMD | Advanced Micro Devices | Stock-Tech | 0.26% | — | +2.06% | |
| 42 | SGOL | Abrdn Physical Gold Shares | ETF-Commodities | 0.26% | — | -4.75% | |
| 43 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.25% | -0.04% | -17.09% | |
| 44 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.25% | — | -9.86% | |
| 45 | DFNM | Dimensional National Muni Bd | ETF-Other | 0.24% | — | +2.76% | |
| 46 | GLD | Spdr Gold Shares | ETF-Commodities | 0.24% | — | +8.44% | |
| 47 | BA | Boeing Co/the | Stock-Industrials | 0.24% | — | +1.57% | |
| 48 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 0.23% | — | -1.62% | |
| 49 | V | Visa Inc-class A Shares | Stock-Financials | 0.23% | — | -6.53% | |
| 50 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.22% | — | +7.89% |
Performance for Q3 2026
+4.3%
Performance Last 4 Quarters
+25.1%
Based on 55% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 143 | $362.0M | 14 | |
| 2025-12-31 | 148 | $390.9M | 10 | |
| 2025-09-30 | 150 | $403.1M | 17 | |
| 2025-06-30 | 144 | $400.6M | 0 | |
| 2025-03-31 | 141 | $368.0M | 100 | |
| 2024-12-31 | 117 | $364.6M | 0 | |
| 2024-09-30 | 119 | $350.7M | 0 | |
| 2024-06-30 | 108 | $321.9M | 0 | |
| 2024-03-31 | 106 | $294.7M | 0 | |
| 2023-12-31 | 103 | $265.6M | 0 | |
| 2023-09-30 | 96 | $229.7M | 0 | |
| 2023-06-30 | 103 | $234.7M | 0 | |
| 2023-03-31 | 100 | $207.9M | 0 | |
| 2022-12-31 | 98 | $162.2M | 0 | |
| 2022-09-30 | 95 | $146.0M | 0 | |
| 2022-06-30 | 95 | $162.5M | 0 | |
| 2022-03-31 | 87 | $146.5M | 0 | |
| 2021-12-31 | 92 | $171.4M | 0 | |
| 2021-09-30 | 89 | $154.6M | 0 | |
| 2021-06-30 | 84 | $140.4M | 89 | |
| 2021-03-31 | 76 | $112.0M | 51 | |
| 2020-12-31 | 812 | $112.8M | 0 |
Safeguard Investment Advisory Group, LLC's most significant position changes for 2026-03-31: Sold out: Wisdomtree Floating Rate Tre (USFR); Sold out: Jpmorgan Ultra-short Income (JPST); New buy: Sandisk CORP (SNDK); Sold out: Ishares Russell 1000 Growth (IWF); Sold out: Janus Henderson Short Durati (VNLA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SCHD | Schwab US Dvd Equity ETF | +1% | +97.99% | Add |
| 2 | SGOV | Ishares 0-3 Month Treasury B | +0.4% | +453.95% | Add |
| 3 | DGRW | Wisdomtree U.s. Quality Divi | +0.3% | +287.23% | Add |
| 4 | DUHP | Dimensional US High Profi Et | +0.2% | -2.98% | Trim |
| 5 | XOM | Exxon Mobil CORP | +0.1% | -7.18% | Trim |
| 6 | VDC | Vanguard Consumer Staple ETF | +0.1% | +15.53% | Add |
| 7 | CVX | Chevron CORP | +0.1% | -3.24% | Trim |
| 8 | STX | Seagate Technology Holdings plc | +0.1% | -13.59% | Trim |
| 9 | WDC | Western Digital CORP | +0.1% | -0.04% | Trim |
| 10 | QQQM | Invesco Nasdaq 100 ETF | 0% | +0.34% | Add |
| 11 | VOO | Vanguard S&p 500 ETF | 0% | -1.76% | Trim |
| 12 | DFCF | Dimensional Core Fixed INC | 0% | -5.22% | Trim |
| 13 | VIG | Vanguard Dividend Apprec ETF | 0% | -6.95% | Trim |
| 14 | GOOGL | Alphabet Inc-cl A | 0% | -0.13% | Trim |
| 15 | BAC | Bank Of America CORP | 0% | -0.20% | Trim |
| 16 | NVDA | Nvidia CORP | 0% | -3.11% | Trim |
| 17 | GOOG | Alphabet Inc-cl C | 0% | -9.90% | Trim |
| 18 | PLTR | Palantir Technologies Inc-a | 0% | -1.00% | Trim |
| 19 | IVV | Ishares Core S&p 500 ETF | 0% | -17.09% | Trim |
| 20 | UNH | Unitedhealth Group INC | 0% | -0.71% | Trim |
| 21 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | -10.80% | Trim |
| 22 | AVGO | Broadcom INC | -0.1% | -0.45% | Trim |
| 23 | AAPL | Apple INC | -0.1% | -2.91% | Trim |
| 24 | VHT | Vanguard Health Care ETF | -0.1% | -5.78% | Trim |
| 25 | AMZN | Amazon.com INC | -0.1% | -3.87% | Trim |
| 26 | LLY | Eli Lilly & Co | -0.1% | -2.98% | Trim |
| 27 | MSFT | Microsoft CORP | -0.1% | +4.38% | Add |
| 28 | SCHG | Schwab US Large-cap Growth | -0.2% | -48.41% | Trim |
| 29 | JEF | Jefferies Financial Group In | -0.2% | — | Unchanged |
| 30 | TSLA | Tesla INC | -0.2% | -19.29% | Trim |
| 31 | IHI | Ishares U.s. Medical Devices | -0.2% | -5.80% | Trim |
| 32 | DFAC | Dimensional US Core Equity 2 | -0.4% | -7.26% | Trim |
| 33 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.4% | -7.06% | Trim |
| 34 | QQQ | Invesco Qqq Trust Series 1 | -0.7% | -7.14% | Trim |
| 35 | USFR | Wisdomtree Floating Rate Tre | — | EXIT | Sold out |
| 36 | JPST | Jpmorgan Ultra-short Income | — | EXIT | Sold out |
| 37 | SNDK | Sandisk CORP | — | NEW | New buy |
| 38 | IWF | Ishares Russell 1000 Growth | — | EXIT | Sold out |
| 39 | VNLA | Janus Henderson Short Durati | — | EXIT | Sold out |
| 40 | SPMO | Invesco S&p 500 Momentum ETF | — | EXIT | Sold out |
| 41 | SLV | Ishares Silver Trust | — | NEW | New buy |
| 42 | IVE | Ishares S&p 500 Value ETF | — | EXIT | Sold out |
| 43 | IBM | Intl Business Machines CORP | — | EXIT | Sold out |
| 44 | IJR | Ishares Core S&p Small-cap E | — | EXIT | Sold out |
| 45 | IAU | Ishares Gold Trust | — | NEW | New buy |
| 46 | GLW | Corning INC | — | NEW | New buy |
| 47 | IBIT | Ishares Bitcoin Trust ETF | — | EXIT | Sold out |
| 48 | AAPU | Direxion Daily Aapl Bull 2x | — | EXIT | Sold out |
| 49 | OKE | Oneok INC | — | NEW | New buy |
| 50 | KMB | Kimberly-clark CORP | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-13 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-09 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-26 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-01 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-04 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-26 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-26 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-20 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-04 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-03 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-20 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-23 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-10 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-18 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001887409
Total reported value
$362.1M
327 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001101250
Total reported value
$361.9M
368 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0002067133
Total reported value
$361.9M
118 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0001914606
Total reported value
$422.8M
57 stks
2026-03-31
3 of the top 5 holdings overlap, including Dimensional US High Profi Et
CIK 0002012184
Total reported value
$175.3M
53 stks
2026-03-31
3 of the top 5 holdings overlap, including Dimensional US High Profi Et
CIK 0002013339
Total reported value
$469.5M
811 stks
2026-03-31
3 of the top 5 holdings overlap, including Dimensional US Core Equity 2