CIK: 0000825052
Total reported value
$316.2M
Reporting period: 2020-12-31 · Number of holdings: 378
ROWLAND CARMICHAEL ADVISORS INC /ADV disclosed 378 holdings in its latest 13F filing for the period ending 2020-12-31, with total reported value of $316.2M and a quarterly turnover rate of 34.3%.
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Rowland Carmichael Advisors INC /adv's disclosed holdings carry a Herfindahl concentration index of 0.013 — mathematically equivalent to about 76 equally-sized positions, well below its 378 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.99), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add EWJ
+482.9% $9.5M
Add IEMG
+237.9% $4.7M
Add GLDM1USD
+330.2% $4.6M
Trim VNQ
-18.6% -$1.2M
Add IVV
+195.0% $3.2M
Trim ISTB
-70.5% -$1.9M
Showing top 200 holdings (of 378 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHF | Schwab Intl Equity ETF | ETF-Other | 5.37% | -0.43% | — | |
| 2 | AAPL | Apple INC | Stock-Tech | 4.65% | -0.40% | -0.56% | |
| 3 | EWJ | Ishares Msci Japan ETF | ETF-Other | 3.54% | +2.88% | +482.90% | |
| 4 | VNQ | Vanguard Real Estate ETF | ETF-Other | 2.77% | -1.14% | -18.59% | |
| 5 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 2.37% | -0.08% | +6.02% | |
| 6 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.13% | +0.26% | +25.07% | |
| 7 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 2.03% | — | +7.50% | |
| 8 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 2.00% | +1.38% | +237.89% | |
| 9 | GLDM1USD | Spdr Gold Minishares Trust | ETF-Commodities | 1.89% | +1.35% | +330.24% | |
| 10 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.75% | +0.29% | +32.54% | |
| 11 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.51% | -0.02% | +6.86% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.44% | +0.90% | +194.99% | |
| 13 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 1.34% | — | -5.94% | |
| 14 | VONE | Vanguard Russell 1000 | ETF-Other | 1.21% | +1.21% | NEW | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 1.18% | — | +3.05% | |
| 16 | PRF | Invesco Rafi US 1000 ETF | ETF-Other | 1.14% | -0.08% | -1.87% | |
| 17 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 1.10% | -0.57% | -18.79% | |
| 18 | WFC | Wells Fargo & Co | Stock-Financials | 1.09% | +0.48% | +72.76% | |
| 19 | PRFZ | Inv Rafi US 1500 Sm-usd INC | ETF-Other | 1.06% | +0.04% | — | |
| 20 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 0.97% | +0.77% | +510.68% | |
| 21 | V | Visa Inc-class A Shares | Stock-Financials | 0.90% | — | +1.32% | |
| 22 | XSOE | Wisdmtree Emerg Mkt Ex-st Ow | ETF-Other | 0.88% | +0.11% | +19.80% | |
| 23 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.85% | — | +1.07% | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.84% | — | +0.45% | |
| 25 | SPLB | Ss Spdr P Long Term C ETF | ETF-Other | 0.83% | +0.05% | +26.64% | |
| 26 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 0.79% | — | +3.67% | |
| 27 | PYPL | Paypal Holdings INC | Stock-Financials | 0.74% | +0.11% | +21.82% | |
| 28 | AOM | Ishares Core 40/60 Moderate | ETF-Other | 0.74% | — | -3.37% | |
| 29 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.74% | — | -1.55% | |
| 30 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.73% | — | +2.26% | |
| 31 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 0.69% | — | +6.41% | |
| 32 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.69% | — | -11.51% | |
| 33 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.62% | — | +3.95% | |
| 34 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.61% | — | -16.75% | |
| 35 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.60% | — | +3.00% | |
| 36 | INTC | Intel CORP | Stock-Tech | 0.59% | +0.09% | +53.65% | |
| 37 | MBB | Ishares Mbs ETF | ETF-Other | 0.59% | +0.59% | NEW | |
| 38 | AOK | Ishares Core 30/70 Conservat | ETF-Other | 0.58% | — | -5.81% | |
| 39 | DHR | Danaher CORP | Stock-Healthcare | 0.58% | — | — | |
| 40 | VLUE | Ishares Msci USA Value Facto | ETF-Other | 0.57% | — | +2.27% | |
| 41 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.57% | — | -0.27% | |
| 42 | AOR | Ishares Core 60/40 Balanced | ETF-Other | 0.51% | — | +26.17% | |
| 43 | CRM | Salesforce INC | Stock-Tech | 0.49% | — | -7.11% | |
| 44 | PANW | Palo Alto Networks INC | Stock-Tech | 0.47% | +0.07% | — | |
| 45 | APTV | Aptiv PLC | Stock-Consumer Disc | 0.46% | +0.06% | — | |
| 46 | IQV | Iqvia Holdings INC | Stock-Healthcare | 0.44% | — | — | |
| 47 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.44% | — | -1.79% | |
| 48 | CLVT | Clarivate Plc | Stock-Other | 0.43% | — | — | |
| 49 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.43% | — | +3.76% | |
| 50 | MDT | Medtronic plc | Stock-Healthcare | 0.41% | — | -0.83% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2020-12-31 | 378 | $316.2M | 34 | |
| 2020-09-30 | 349 | $255.3M | 20 | |
| 2020-06-30 | 346 | $235.3M | 46 | |
| 2020-03-31 | 325 | $196.4M | 51 | |
| 2019-12-31 | 351 | $291.2M | 17 | |
| 2019-09-30 | 350 | $291.4M | 22 | |
| 2019-06-30 | 330 | $289.0M | 20 | |
| 2019-03-31 | 328 | $272.2M | 36 | |
| 2018-12-31 | 298 | $226.3M | 62 | |
| 2018-09-30 | 345 | $257.9M | 23 | |
| 2018-06-30 | 348 | $235.9M | 40 | |
| 2018-03-31 | 308 | $182.6M | 27 | |
| 2017-12-31 | 317 | $194.2M | 21 | |
| 2017-09-30 | 295 | $180.6M | 14 | |
| 2017-06-30 | 290 | $172.5M | 20 | |
| 2017-03-31 | 284 | $164.6M | 24 | |
| 2016-12-31 | 304 | $169.5M | 28 | |
| 2016-09-30 | 288 | $156.7M | 16 | |
| 2016-06-30 | 295 | $158.8M | 52 | |
| 2016-03-31 | 213 | $108.3M | 0 |
Rowland Carmichael Advisors INC /adv's most significant position changes for 2020-12-31: New buy: Vanguard Russell 1000 (VONE); New buy: Ishares Mbs ETF (MBB); New buy: Calamos Dyn Convert & INC (CCD); New buy: Gabelli Dividend & Income Tr (XGDVX); New buy: Haemonetics Corp/mass (HAE).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EWJ | Ishares Msci Japan ETF | +2.9% | +482.90% | Add |
| 2 | IEMG | Ishares Core Msci Emerging | +1.4% | +237.89% | Add |
| 3 | GLDM1USD | Spdr Gold Minishares Trust | +1.4% | +330.24% | Add |
| 4 | IVV | Ishares Core S&p 500 ETF | +0.9% | +194.99% | Add |
| 5 | IEF | Ishares 7-10 Year Treasury B | +0.8% | +510.68% | Add |
| 6 | WFC | Wells Fargo & Co | +0.5% | +72.76% | Add |
| 7 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.3% | +32.54% | Add |
| 8 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | +25.07% | Add |
| 9 | GGN | Gamco Glbl Gold Ntrl Res INC | +0.1% | +126.23% | Add |
| 10 | XSOE | Wisdmtree Emerg Mkt Ex-st Ow | +0.1% | +19.80% | Add |
| 11 | PYPL | Paypal Holdings INC | +0.1% | +21.82% | Add |
| 12 | INTC | Intel CORP | +0.1% | +53.65% | Add |
| 13 | HALO | Halozyme Therapeutics INC | +0.1% | — | Unchanged |
| 14 | PANW | Palo Alto Networks INC | +0.1% | — | Unchanged |
| 15 | APTV | Aptiv PLC | +0.1% | — | Unchanged |
| 16 | SPLB | Ss Spdr P Long Term C ETF | +0.1% | +26.64% | Add |
| 17 | PRFZ | Inv Rafi US 1500 Sm-usd INC | 0% | — | Unchanged |
| 18 | VTI | Vanguard Total Stock Mkt ETF | 0% | +6.86% | Add |
| 19 | ESGU | Ishares Esg Aware Msci USA | -0.1% | +6.02% | Add |
| 20 | PRF | Invesco Rafi US 1000 ETF | -0.1% | -1.87% | Trim |
| 21 | TDF | Templeton Dragon Fund, Inc. | -0.2% | -85.47% | Trim |
| 22 | TEI | Templeton Emrg Mkts INC | -0.3% | -82.02% | Trim |
| 23 | IYG | Ishares U.s. Financial Servi | -0.3% | -98.21% | Trim |
| 24 | VHT | Vanguard Health Care ETF | -0.3% | -76.80% | Trim |
| 25 | AAPL | Apple INC | -0.4% | -0.56% | Trim |
| 26 | SIZE | Ishares Msci USA Size Factor | -0.4% | -65.72% | Trim |
| 27 | SCHF | Schwab Intl Equity ETF | -0.4% | — | Unchanged |
| 28 | RODM | Hartford Multifact Dev Mrkt | -0.4% | -50.83% | Trim |
| 29 | IGSB | Ishares 1-5y Inv Grade CORP | -0.6% | -18.79% | Trim |
| 30 | ISTB | Ishares Core 1-5 Year Usd Bo | -0.8% | -70.55% | Trim |
| 31 | VNQ | Vanguard Real Estate ETF | -1.1% | -18.59% | Trim |
| 32 | VONE | Vanguard Russell 1000 | — | NEW | New buy |
| 33 | MBB | Ishares Mbs ETF | — | NEW | New buy |
| 34 | CCD | Calamos Dyn Convert & INC | — | NEW | New buy |
| 35 | XGDVX | Gabelli Dividend & Income Tr | — | NEW | New buy |
| 36 | HAE | Haemonetics Corp/mass | — | NEW | New buy |
| 37 | VDC | Vanguard Consumer Staple ETF | — | EXIT | Sold out |
| 38 | VYM | Vanguard High Dvd Yield ETF | — | NEW | New buy |
| 39 | AGNC | Agnc Investment CORP | — | NEW | New buy |
| 40 | MDLA | Medallia INC | — | EXIT | Sold out |
| 41 | XEXGX | Eaton Vance Tax-managed Glob | — | NEW | New buy |
| 42 | ARCPEUR | Vereit INC | — | EXIT | Sold out |
| 43 | AER | AerCap Holdings N.V. | — | NEW | New buy |
| 44 | SLV | Ishares Silver Trust | — | NEW | New buy |
| 45 | XLI | Ss Industrial Select Sector | — | NEW | New buy |
| 46 | XLY | Ss Consumer Disc Select Sect | — | NEW | New buy |
| 47 | XLB | Ss Materials Select Sector | — | NEW | New buy |
| 48 | VER | Vereit INC | — | NEW | New buy |
| 49 | SWKS | Skyworks Solutions INC | — | EXIT | Sold out |
| 50 | SIMO | Silicon Motion Technol-adr | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2020-12-31 | 2021-01-15 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-26 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-04 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-20 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2020-02-10 | 13F-HR | View on EDGAR |
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