CIK: 0000200648
Total reported value
$880.2M
Reporting period: 2026-03-31 · Number of holdings: 319
ROMANO BROTHERS AND COMPANY disclosed 319 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $880.2M and a quarterly turnover rate of 12.3%.
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Romano Brothers And Company's disclosed holdings carry a Herfindahl concentration index of 0.011 — mathematically equivalent to about 93 equally-sized positions, well below its 319 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.56), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MSFT
-5.0% -$5.3M
Trim AVGO
-1.6% -$3.1M
Trim AAPL
-2.2% -$2.3M
Add SNDK
+0.5% $2.3M
Add FDX
-0.5% $2.1M
Trim VUG
+0.2% -$2.1M
Showing top 200 holdings (of 319 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.22% | -0.10% | +1.73% | |
| 2 | ABBV | Abbvie INC | Stock-Healthcare | 3.11% | -0.17% | -0.35% | |
| 3 | AAPL | Apple INC | Stock-Tech | 2.76% | -0.27% | -2.20% | |
| 4 | CACI | Caci International INC -cl A | Stock-Tech | 2.76% | — | -0.76% | |
| 5 | AVGO | Broadcom INC | Stock-Tech | 2.56% | -0.35% | -1.63% | |
| 6 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 2.46% | — | +1.11% | |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 2.32% | -0.10% | +0.75% | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 2.07% | -0.24% | +0.17% | |
| 9 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 2.05% | — | +0.59% | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 1.60% | -0.60% | -4.96% | |
| 11 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.50% | -0.17% | -1.77% | |
| 12 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.35% | — | +1.29% | |
| 13 | RTX | Rtx CORP | Stock-Industrials | 1.34% | — | -0.87% | |
| 14 | FDX | Fedex CORP | Stock-Industrials | 1.31% | +0.24% | -0.51% | |
| 15 | CSCO | Cisco Systems INC | Stock-Tech | 1.31% | — | -0.17% | |
| 16 | DUK | Duke Energy CORP | Stock-Utilities | 1.22% | +0.14% | +1.61% | |
| 17 | CAT | Caterpillar INC | Stock-Industrials | 1.15% | +0.22% | -0.48% | |
| 18 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.08% | -0.12% | -1.63% | |
| 19 | NVDA | Nvidia CORP | Stock-Tech | 1.08% | -0.14% | -5.00% | |
| 20 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.95% | +0.14% | -0.77% | |
| 21 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.95% | — | +4.49% | |
| 22 | IBM | Intl Business Machines CORP | Stock-Tech | 0.95% | -0.21% | -0.54% | |
| 23 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.92% | -0.13% | -3.22% | |
| 24 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.91% | -0.09% | -0.58% | |
| 25 | OHI | Omega Healthcare Investors | Stock-Real Estate | 0.84% | — | +0.17% | |
| 26 | DLR | Digital Realty Trust INC | Stock-Real Estate | 0.80% | +0.11% | +0.05% | |
| 27 | AMGN | Amgen INC | Stock-Healthcare | 0.80% | — | -0.26% | |
| 28 | AMAT | Applied Materials INC | Stock-Tech | 0.78% | +0.18% | -2.22% | |
| 29 | ABT | Abbott Laboratories | Stock-Healthcare | 0.77% | -0.17% | -0.51% | |
| 30 | BMO | Bank Of Montreal | Stock-Financials | 0.76% | — | -1.34% | |
| 31 | ORCL | Oracle CORP | Stock-Tech | 0.75% | -0.22% | +3.51% | |
| 32 | ARCC | Ares Capital CORP | Stock-Financials | 0.74% | -0.10% | -0.56% | |
| 33 | ETN | Eaton Corporation plc | Stock-Industrials | 0.73% | +0.08% | +0.03% | |
| 34 | AIT | Applied Industrial Tech INC | Stock-Industrials | 0.73% | — | +0.54% | |
| 35 | C | Citigroup INC | Stock-Financials | 0.71% | — | -1.17% | |
| 36 | LRCX | Lam Research CORP | Stock-Tech | 0.71% | +0.14% | -0.94% | |
| 37 | AEP | American Electric Power | Stock-Utilities | 0.69% | +0.08% | -0.32% | |
| 38 | ULTA | Ulta Beauty INC | Stock-Consumer Disc | 0.67% | -0.11% | -0.03% | |
| 39 | VZ | Verizon Communications INC | Stock-Comm Services | 0.67% | +0.13% | -0.21% | |
| 40 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.66% | — | -6.05% | |
| 41 | CHKP | Check Point Software Technologies Ltd. | Stock-Tech | 0.65% | -0.20% | — | |
| 42 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.65% | — | -1.62% | |
| 43 | LHX | L3harris Technologies INC | Stock-Industrials | 0.64% | +0.09% | -0.24% | |
| 44 | EXE | Expand Energy CORP | Stock-Energy | 0.64% | — | +3.07% | |
| 45 | PEP | Pepsico INC | Stock-Consumer Staples | 0.62% | — | -0.27% | |
| 46 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.61% | -0.11% | -1.07% | |
| 47 | WM | Waste Management INC | Stock-Industrials | 0.61% | — | -0.96% | |
| 48 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.61% | — | -1.38% | |
| 49 | HON | Honeywell International INC | Stock-Industrials | 0.60% | — | -0.93% | |
| 50 | T | At&t INC | Stock-Comm Services | 0.60% | +0.09% | -0.48% |
Performance for Q3 2026
+3.7%
Performance Last 4 Quarters
+22.8%
Based on 79% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 319 | $880.2M | 12 | |
| 2025-12-31 | 314 | $880.0M | 11 | |
| 2025-09-30 | 319 | $874.9M | 21 | |
| 2025-06-30 | 308 | $808.8M | 0 | |
| 2025-03-31 | 301 | $773.3M | 0 | |
| 2024-12-31 | 302 | $792.4M | 0 | |
| 2024-09-30 | 310 | $802.9M | 0 | |
| 2024-06-30 | 300 | $722.1M | 0 | |
| 2024-03-31 | 305 | $730.3M | 0 | |
| 2023-12-31 | 302 | $671.6M | 0 | |
| 2023-09-30 | 299 | $642.7M | 0 | |
| 2023-06-30 | 307 | $671.1M | 0 | |
| 2023-03-31 | 304 | $647.8M | 0 | |
| 2022-12-31 | 1043 | $658.6M | 0 | |
| 2022-09-30 | 299 | $619.8M | 0 |
Romano Brothers And Company's most significant position changes for 2026-03-31: New buy: First Trust Low Duration Opp (LMBS); New buy: Hercules Capital INC (HTGC); New buy: Netapp INC (NTAP); Sold out: Ultra Clean Holdings INC (UCTT); Trim: Microsoft CORP (MSFT) — shares -4.96%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SNDK | Sandisk CORP | +0.3% | +0.50% | Add |
| 2 | FDX | Fedex CORP | +0.2% | -0.51% | Trim |
| 3 | CAT | Caterpillar INC | +0.2% | -0.48% | Trim |
| 4 | GLW | Corning INC | +0.2% | -1.74% | Trim |
| 5 | AMAT | Applied Materials INC | +0.2% | -2.22% | Trim |
| 6 | DELL | Dell Technologies -c | +0.2% | +22.88% | Add |
| 7 | WDC | Western Digital CORP | +0.2% | +1.15% | Add |
| 8 | DUK | Duke Energy CORP | +0.1% | +1.61% | Add |
| 9 | JNJ | Johnson & Johnson | +0.1% | -0.77% | Trim |
| 10 | LRCX | Lam Research CORP | +0.1% | -0.94% | Trim |
| 11 | VZ | Verizon Communications INC | +0.1% | -0.21% | Trim |
| 12 | SLB | Slb LTD | +0.1% | -1.06% | Trim |
| 13 | DLR | Digital Realty Trust INC | +0.1% | +0.05% | Add |
| 14 | XOM | Exxon Mobil CORP | +0.1% | +0.32% | Add |
| 15 | LHX | L3harris Technologies INC | +0.1% | -0.24% | Trim |
| 16 | MPC | Marathon Petroleum CORP | +0.1% | -0.52% | Trim |
| 17 | DE | Deere & Co | +0.1% | -0.25% | Trim |
| 18 | T | At&t INC | +0.1% | -0.48% | Trim |
| 19 | NFLX | Netflix INC | +0.1% | +41.68% | Add |
| 20 | AEP | American Electric Power | +0.1% | -0.32% | Trim |
| 21 | CVX | Chevron CORP | +0.1% | -1.24% | Trim |
| 22 | ETN | Eaton Corporation plc | +0.1% | +0.03% | Add |
| 23 | JPM | Jpmorgan Chase & Co | -0.1% | -0.58% | Trim |
| 24 | GLD | Spdr Gold Shares | -0.1% | -50.37% | Trim |
| 25 | VOO | Vanguard S&p 500 ETF | -0.1% | +1.73% | Add |
| 26 | ARCC | Ares Capital CORP | -0.1% | -0.56% | Trim |
| 27 | PYPL | Paypal Holdings INC | -0.1% | -1.25% | Trim |
| 28 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.1% | +0.75% | Add |
| 29 | LLY | Eli Lilly & Co | -0.1% | -1.07% | Trim |
| 30 | ULTA | Ulta Beauty INC | -0.1% | -0.03% | Trim |
| 31 | NVO | Novo-nordisk A/s-spons Adr | -0.1% | -46.71% | Trim |
| 32 | GOOGL | Alphabet Inc-cl A | -0.1% | -1.63% | Trim |
| 33 | AMZN | Amazon.com INC | -0.1% | -3.22% | Trim |
| 34 | NVDA | Nvidia CORP | -0.1% | -5.00% | Trim |
| 35 | ICLR | ICON Public Limited Company | -0.2% | -2.00% | Trim |
| 36 | ABT | Abbott Laboratories | -0.2% | -0.51% | Trim |
| 37 | GOOG | Alphabet Inc-cl C | -0.2% | -1.77% | Trim |
| 38 | ABBV | Abbvie INC | -0.2% | -0.35% | Trim |
| 39 | QCOM | Qualcomm INC | -0.2% | -4.17% | Trim |
| 40 | CHKP | Check Point Software Technologies Ltd. | -0.2% | — | Unchanged |
| 41 | IBM | Intl Business Machines CORP | -0.2% | -0.54% | Trim |
| 42 | ORCL | Oracle CORP | -0.2% | +3.51% | Add |
| 43 | VUG | Vanguard Growth ETF | -0.2% | +0.17% | Add |
| 44 | AAPL | Apple INC | -0.3% | -2.20% | Trim |
| 45 | AVGO | Broadcom INC | -0.4% | -1.63% | Trim |
| 46 | MSFT | Microsoft CORP | -0.6% | -4.96% | Trim |
| 47 | LMBS | First Trust Low Duration Opp | — | NEW | New buy |
| 48 | HTGC | Hercules Capital INC | — | NEW | New buy |
| 49 | NTAP | Netapp INC | — | NEW | New buy |
| 50 | UCTT | Ultra Clean Holdings INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-14 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-21 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-22 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-10 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-16 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-22 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-17 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-17 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-29 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-17 | Amendment | View on EDGAR |
| 2023-09-30 | 2023-10-17 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-13 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-13 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-18 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-18 | 13F-HR | View on EDGAR |
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