CIK: 0001356223
Total reported value
$879.8M
Reporting period: 2015-03-31 · Number of holdings: 120
Relative Value Partners, LLC disclosed 120 holdings in its latest 13F filing for the period ending 2015-03-31, with total reported value of $879.8M and a quarterly turnover rate of 9.4%.
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Relative Value Partners, LLC's disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 28 equally-sized positions, well below its 120 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.83), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add AMLPUSD
+3540.4% $7.0M
Add MIN
+28.1% $5.6M
Add TSI
+29.3% $4.9M
Add ETJ
+13.7% $4.2M
Trim OEF
-1.5% -$1.7M
Trim MGF
-13.8% -$2.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | OEF | Ishares S&p 100 ETF | ETF-Other | 8.33% | -0.38% | -1.47% | |
| 2 | BTZ | Blackrock Credit Allocation | Stock-Other | 7.59% | +0.18% | +0.39% | |
| 3 | TY | Tri-continental CORP | Stock-Other | 4.80% | +0.02% | +1.39% | |
| 4 | BDJ | Blackrock Enhanced Eqty Dvd | Stock-Other | 4.43% | — | -0.75% | |
| 5 | SPE | Special Opportunities Fund | Stock-Other | 4.35% | -0.03% | +1.12% | |
| 6 | ✓ | Zweig Total Return Fd INC | Stock-Other | 3.83% | -0.02% | +4.21% | |
| 7 | AB | AllianceBernstein Holding L.P. | Stock-Other | 3.80% | -0.03% | -2.06% | |
| 8 | PPT | Putnam Premier Income Trust | Stock-Other | 3.58% | — | +0.31% | |
| 9 | DHC | Diversified Healthcare Trust | Stock-Other | 3.55% | +0.22% | +4.35% | |
| 10 | ETJ | Eaton Vance Rsk-mgd Divers | Stock-Other | 3.53% | +0.40% | +13.73% | |
| 11 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 3.52% | -0.02% | +0.56% | |
| 12 | BND | Vanguard Total Bond Market | ETF-Other | 3.25% | -0.04% | -0.24% | |
| 13 | XMCRX | Mfs Charter Income Trust | Stock-Other | 3.03% | -0.04% | +5.56% | |
| 14 | GFY | Western Asset Var Rt Strat | Stock-Other | 2.91% | +0.26% | +13.20% | |
| 15 | MIN | Mfs Intermediate INC Trust | Stock-Other | 2.75% | +0.60% | +28.08% | |
| 16 | RVT | Royce Small-cap Trust INC | Stock-Other | 2.67% | -0.34% | -9.20% | |
| 17 | MMT | Aberdeen Multimarket Income | Stock-Other | 2.48% | -0.10% | +0.35% | |
| 18 | TSI | Tcw Strategic Income Fund | Stock-Other | 2.45% | +0.52% | +29.31% | |
| 19 | XEVGX | Eaton Vance Short Dur Div In | Stock-Other | 2.39% | -0.10% | -4.01% | |
| 20 | BSL | Blackstone Snr Fltng Rt | Stock-Other | 2.08% | +0.15% | +7.09% | |
| 21 | XEVVX | Eaton Vance LTD Durat INC | Stock-Other | 2.07% | +0.03% | +1.54% | |
| 22 | USA | Liberty All Star Equity Fund | Stock-Other | 1.89% | -0.12% | -1.41% | |
| 23 | XBOEX | Blackrock Enh Glbl Dvd Tr | Stock-Other | 1.86% | -0.01% | -3.73% | |
| 24 | MGF | Mfs Govt Markets INC Trust | Stock-Other | 1.81% | -0.36% | -13.83% | |
| 25 | XETYX | Eaton Vance Tax-mgd Div Eqty | Stock-Other | 1.61% | — | -0.99% | |
| 26 | ✓ | Zweig Fd | Stock-Other | 1.28% | -0.08% | -2.82% | |
| 27 | VGT | Vanguard Info Tech ETF | ETF-Tech | 1.16% | — | -2.13% | |
| 28 | ✓ | Blackrock Defined Opprty Cr | Stock-Other | 0.96% | +0.20% | +24.39% | |
| 29 | AMLPUSD | Alerian Mlp ETF | ETF-Other | 0.82% | +0.80% | +3540.35% | |
| 30 | XEGFX | Blackrock Enhanced Govern | Stock-Other | 0.80% | — | +5.21% | |
| 31 | FPF | First Tr Interm Dur & INC | Stock-Other | 0.73% | — | +1.39% | |
| 32 | BGX | Blackstone Long-short Credit | Stock-Other | 0.72% | +0.03% | +2.26% | |
| 33 | GAM | General American Investors | Stock-Other | 0.57% | +0.57% | NEW | |
| 34 | BLW | Blackrock LTD Durat INC Tr | Stock-Other | 0.52% | +0.02% | +5.34% | |
| 35 | BIT | Blackrock Multi-sector INC | Stock-Other | 0.47% | -0.09% | -17.29% | |
| 36 | NIE | Virtus Equity & Convertible Income Fund | Stock-Other | 0.42% | -0.05% | -5.64% | |
| 37 | JGH | Nuveen Global High Income | Stock-Other | 0.39% | -0.26% | -38.44% | |
| 38 | GDO | Western Ast Glb CORP Opprnty | Stock-Other | 0.34% | — | -2.99% | |
| 39 | XJQCX | Nuveen Credit Strategies INC | Stock-Other | 0.30% | -0.06% | -18.32% | |
| 40 | ECF | Ellsworth Growth And Income | Stock-Other | 0.26% | — | -2.97% | |
| 41 | XSSPX | Nuveen S&p 500 Dynam Overwr | Stock-Other | 0.26% | -0.04% | -9.67% | |
| 42 | APO | Apollo Global Management, Inc. | Stock-Financials | 0.25% | — | -7.43% | |
| 43 | XFRAX | Blackrock Fltng Rt INC Strat | Stock-Other | 0.25% | +0.06% | +25.22% | |
| 44 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 0.23% | — | -1.31% | |
| 45 | SDS | ProShares UltraShort S&P500 | Stock-Other | 0.22% | — | -7.42% | |
| 46 | FCT | First Trust Snr Fl Rt INC Ii | Stock-Other | 0.22% | -0.15% | -43.22% | |
| 47 | BKT | BlackRock Income Trust, Inc. | Stock-Other | 0.20% | +0.12% | +154.53% | |
| 48 | ✓ | Madison Strtg Sector Prem Fd | Stock-Other | 0.19% | — | -4.29% | |
| 49 | EVF | Eaton Vance Senior Income Tr | Stock-Other | 0.15% | +0.04% | +28.80% | |
| 50 | GLO | Clough Global Opportunities | Stock-Other | 0.14% | — | -1.43% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2015-03-31 | 120 | $879.8M | 9 | |
| 2014-12-31 | 126 | $860.8M | 16 | |
| 2014-09-30 | 110 | $811.2M | 18 | |
| 2014-06-30 | 101 | $794.8M | 22 | |
| 2014-03-31 | 101 | $749.4M | 12 | |
| 2013-12-31 | 100 | $725.8M | 23 | |
| 2013-09-30 | 88 | $641.8M | 22 | |
| 2013-06-30 | 89 | $630.9M | 0 |
Relative Value Partners, LLC's most significant position changes for 2015-03-31: Sold out: Ss Energy Select Sector (XLE); New buy: General American Investors (GAM); Sold out: Nuveen S&p 500 Buy-wr INC (XBXMX); New buy: Vanguard Small-cap ETF (VB); Sold out: Flaherty & Crumrine Dyn Pref (DFP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMLPUSD | Alerian Mlp ETF | +0.8% | +3540.35% | Add |
| 2 | MIN | Mfs Intermediate INC Trust | +0.6% | +28.08% | Add |
| 3 | TSI | Tcw Strategic Income Fund | +0.5% | +29.31% | Add |
| 4 | ETJ | Eaton Vance Rsk-mgd Divers | +0.4% | +13.73% | Add |
| 5 | GFY | Western Asset Var Rt Strat | +0.3% | +13.20% | Add |
| 6 | DHC | Diversified Healthcare Trust | +0.2% | +4.35% | Add |
| 7 | ✓ | Blackrock Defined Opprty Cr | +0.2% | +24.39% | Add |
| 8 | BTZ | Blackrock Credit Allocation | +0.2% | +0.39% | Add |
| 9 | BSL | Blackstone Snr Fltng Rt | +0.2% | +7.09% | Add |
| 10 | BKT | BlackRock Income Trust, Inc. | +0.1% | +154.53% | Add |
| 11 | XFRAX | Blackrock Fltng Rt INC Strat | +0.1% | +25.22% | Add |
| 12 | ANH | Anworth Mortgage Asset CORP | 0% | +64.09% | Add |
| 13 | EVF | Eaton Vance Senior Income Tr | 0% | +28.80% | Add |
| 14 | XEVVX | Eaton Vance LTD Durat INC | 0% | +1.54% | Add |
| 15 | BGX | Blackstone Long-short Credit | 0% | +2.26% | Add |
| 16 | TY | Tri-continental CORP | 0% | +1.39% | Add |
| 17 | BLW | Blackrock LTD Durat INC Tr | 0% | +5.34% | Add |
| 18 | XBOEX | Blackrock Enh Glbl Dvd Tr | 0% | -3.73% | Trim |
| 19 | ✓ | Zweig Total Return Fd INC | 0% | +4.21% | Add |
| 20 | VTI | Vanguard Total Stock Mkt ETF | 0% | +0.56% | Add |
| 21 | SPE | Special Opportunities Fund | 0% | +1.12% | Add |
| 22 | AB | AllianceBernstein Holding L.P. | 0% | -2.06% | Trim |
| 23 | EFF | Eaton Vance Floating-rate In | 0% | -59.87% | Trim |
| 24 | XSSPX | Nuveen S&p 500 Dynam Overwr | 0% | -9.67% | Trim |
| 25 | XMCRX | Mfs Charter Income Trust | 0% | +5.56% | Add |
| 26 | BND | Vanguard Total Bond Market | 0% | -0.24% | Trim |
| 27 | NIE | Virtus Equity & Convertible Income Fund | -0.1% | -5.64% | Trim |
| 28 | XJQCX | Nuveen Credit Strategies INC | -0.1% | -18.32% | Trim |
| 29 | ✓ | Zweig Fd | -0.1% | -2.82% | Trim |
| 30 | BIT | Blackrock Multi-sector INC | -0.1% | -17.29% | Trim |
| 31 | MMT | Aberdeen Multimarket Income | -0.1% | +0.35% | Add |
| 32 | XEVGX | Eaton Vance Short Dur Div In | -0.1% | -4.01% | Trim |
| 33 | USA | Liberty All Star Equity Fund | -0.1% | -1.41% | Trim |
| 34 | FCT | First Trust Snr Fl Rt INC Ii | -0.2% | -43.22% | Trim |
| 35 | NZF | Nuveen Municipal Credit Income Fund | -0.3% | -85.37% | Trim |
| 36 | JGH | Nuveen Global High Income | -0.3% | -38.44% | Trim |
| 37 | RVT | Royce Small-cap Trust INC | -0.3% | -9.20% | Trim |
| 38 | MGF | Mfs Govt Markets INC Trust | -0.4% | -13.83% | Trim |
| 39 | OEF | Ishares S&p 100 ETF | -0.4% | -1.47% | Trim |
| 40 | XLE | Ss Energy Select Sector | — | EXIT | Sold out |
| 41 | GAM | General American Investors | — | NEW | New buy |
| 42 | XBXMX | Nuveen S&p 500 Buy-wr INC | — | EXIT | Sold out |
| 43 | VB | Vanguard Small-cap ETF | — | NEW | New buy |
| 44 | DFP | Flaherty & Crumrine Dyn Pref | — | EXIT | Sold out |
| 45 | ✓ | Intervest Bancshares Corp-a | — | EXIT | Sold out |
| 46 | ✓ | Bank Of THE Ozarks | — | NEW | New buy |
| 47 | SHY | Ishares 1-3 Year Treasury Bo | — | EXIT | Sold out |
| 48 | ✓ | Nexpoint Cr Strategies Fd | — | EXIT | Sold out |
| 49 | BGB | Blackstone Strategic Credit | — | EXIT | Sold out |
| 50 | ✓ | General Mtrs Co | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-12 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-13 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-13 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-09 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-14 | 13F-HR | View on EDGAR |
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