CIK: 0001065441
Total reported value
$16.0B
Reporting period: 2013-12-31 · Number of holdings: 2007
NORTHERN TRUST CO OF CONNECTICUT disclosed 2007 holdings in its latest 13F filing for the period ending 2013-12-31, with total reported value of $16.0B and a quarterly turnover rate of 200.0%.
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Northern Trust Co Of Connecticut's disclosed holdings carry a Herfindahl concentration index of 0.002 — mathematically equivalent to about 414 equally-sized positions, well below its 2007 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.96), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 19% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
New buy AAPL
Sold out AAPL
New buy 38259P50
Sold out GOOG
New buy XOM
Sold out XOM
NORTHERN TRUST CO OF CONNECTICUT is running a hyper-diversified, high-turnover Alpha harvest, systematically scraping small inefficiencies across 2,000+ positions. With near-zero concentration and maximum diversification scores, this is a statistical arbitrage or factor-tilt machine, not a conviction-driven fund.
At 27% Information Technology and 22% Financials, with only 6% in Consumer Staples, NORTHERN TRUST CO OF CONNECTICUT is betting on a reflationary, pro-cyclical regime of rising rates and economic expansion. The opposing thesis is that QE taper fears materialize, triggering risk-asset repricing that would punish this portfolio's aggressive exposure to growth-sensitive sectors.
A 2,007-position book with a turnover ratio of 2.0 means that the average holding period is about six months, but with a concentration score of 0.97, the portfolio is so diversified that any single alpha signal is diluted to near zero. The real vulnerability is that this is a crowded factor trade subject to consensus erosion: with the entire quant community in the same names, the portfolio is long some rapidly commoditizing factor exposures that may deliver negative alpha in a regime shift.
Sourced and summarized by AI from public SEC filings, limited to historical activity. Not investment guidance.
Showing top 200 holdings (of 2007 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc. | Stock-Tech | 1.65% | +1.65% | NEW | |
| 2 | ✓ | Google Inc Class A | Stock-Other | 1.12% | +1.12% | NEW | |
| 3 | XOM | Exxon Mobil Corporation | Stock-Energy | 0.91% | +0.91% | NEW | |
| 4 | MSFT | Microsoft Corporation | Stock-Tech | 0.76% | +0.76% | NEW | |
| 5 | MA | Mastercard Incorporated | Stock-Financials | 0.74% | +0.74% | NEW | |
| 6 | AMZN | Amazon.com, Inc. | Stock-Consumer Disc | 0.69% | +0.69% | NEW | |
| 7 | ORCL | Oracle Corporation | Stock-Tech | 0.67% | +0.67% | NEW | |
| 8 | JPM | JPMorgan Chase & Co. | Stock-Financials | 0.65% | +0.65% | NEW | |
| 9 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.63% | +0.63% | NEW | |
| 10 | PFE | Pfizer Inc. | Stock-Healthcare | 0.63% | +0.63% | NEW | |
| 11 | ✓ | Nike INC | Stock-Other | 0.58% | +0.58% | NEW | |
| 12 | QCOM | QUALCOMM Incorporated | Stock-Tech | 0.57% | +0.57% | NEW | |
| 13 | ✓ | Spdr S&p 500 ETF Tr | ETF-Large Cap & Growth | 0.56% | +0.56% | NEW | |
| 14 | C | Citigroup Inc. | Stock-Financials | 0.55% | +0.55% | NEW | |
| 15 | ✓ | Celgene Corp. | Stock-Other | 0.54% | +0.54% | NEW | |
| 16 | WFC | Wells Fargo & Company | Stock-Financials | 0.53% | +0.53% | NEW | |
| 17 | ✓ | Chevron CORP New | Stock-Other | 0.52% | +0.52% | NEW | |
| 18 | HD | The Home Depot, Inc. | Stock-Consumer Disc | 0.49% | +0.49% | NEW | |
| 19 | SBUX | Starbucks Corporation | Stock-Consumer Disc | 0.49% | +0.49% | NEW | |
| 20 | BIIB | Biogen Inc. | Stock-Healthcare | 0.49% | +0.49% | NEW | |
| 21 | GILD | Gilead Sciences, Inc. | Stock-Healthcare | 0.48% | +0.48% | NEW | |
| 22 | INTC | Intel Corporation | Stock-Tech | 0.44% | +0.44% | NEW | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.44% | +0.44% | NEW | |
| 24 | BAC | Bank of America Corporation | Stock-Financials | 0.44% | +0.44% | NEW | |
| 25 | V | Visa Inc. | Stock-Financials | 0.43% | +0.43% | NEW | |
| 26 | ✓ | Disney Walt Co | Stock-Other | 0.42% | +0.42% | NEW | |
| 27 | VOD | Vodafone Group Public Limited Company | Stock-Comm Services | 0.41% | — | — | |
| 28 | CMCSA | Comcast Corporation | Stock-Comm Services | 0.40% | — | — | |
| 29 | IBM | International Business Machines Corporation | Stock-Tech | 0.40% | — | — | |
| 30 | ✓ | Halliburton Co Com | Stock-Other | 0.40% | — | — | |
| 31 | PG | The Procter & Gamble Company | Stock-Consumer Staples | 0.40% | — | — | |
| 32 | TJX | The TJX Companies, Inc. | Stock-Consumer Disc | 0.40% | — | — | |
| 33 | ✓ | Monsanto Company | Stock-Other | 0.39% | — | — | |
| 34 | CSCO | Cisco Systems, Inc. | Stock-Tech | 0.38% | — | — | |
| 35 | ✓ | Wal Mart Stores INC | Stock-Other | 0.37% | — | — | |
| 36 | UPS | United Parcel Service, Inc. | Stock-Industrials | 0.37% | — | — | |
| 37 | ✓ | Facebook Inc Class A | Stock-Other | 0.37% | — | — | |
| 38 | GS | The Goldman Sachs Group, Inc. | Stock-Financials | 0.36% | — | — | |
| 39 | ✓ | Linkedin CORP | Stock-Other | 0.36% | — | — | |
| 40 | ✓ | American Intl Group INC | Stock-Other | 0.35% | — | — | |
| 41 | ✓ | Precision Castparts CORP | Stock-Other | 0.35% | — | — | |
| 42 | BA | The Boeing Company | Stock-Industrials | 0.33% | — | — | |
| 43 | ✓ | Priceline Com INC | Stock-Other | 0.33% | — | — | |
| 44 | ✓ | Ultimate Software Group INC | Stock-Other | 0.33% | — | — | |
| 45 | ✓ | Dicks Sporting Goods INC | Stock-Other | 0.32% | — | — | |
| 46 | ✓ | Actavis PLC | Stock-Other | 0.32% | — | — | |
| 47 | BRK-B | Berkshire Hathaway Inc. | Stock-Other | 0.32% | — | — | |
| 48 | COF | Capital One Financial Corporation | Stock-Financials | 0.32% | — | — | |
| 49 | ✓ | Bp PLC | Stock-Other | 0.32% | — | — | |
| 50 | MRK | Merck & Co., Inc. | Stock-Healthcare | 0.32% | — | — |
Not enough priced holdings yet to compute performance
Northern Trust Co Of Connecticut's most significant position changes for 2013-12-31: New buy: Apple Inc. (AAPL); Sold out: Apple INC (AAPL); New buy: Google Inc Class A; Sold out: Alphabet A (GOOG); New buy: Exxon Mobil Corporation (XOM).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple Inc. | — | NEW | New buy |
| 2 | AAPL | Apple INC | — | EXIT | Sold out |
| 3 | ✓ | Google Inc Class A | — | NEW | New buy |
| 4 | GOOG | Alphabet A | — | EXIT | Sold out |
| 5 | XOM | Exxon Mobil Corporation | — | NEW | New buy |
| 6 | XOM | Exxon Mobil CORP | — | EXIT | Sold out |
| 7 | MSFT | Microsoft Corporation | — | NEW | New buy |
| 8 | MA | Mastercard Incorporated | — | NEW | New buy |
| 9 | MSFT | Microsoft CORP | — | EXIT | Sold out |
| 10 | MA | Mastercard INC - A | — | EXIT | Sold out |
| 11 | AMZN | Amazon.com, Inc. | — | NEW | New buy |
| 12 | ORCL | Oracle Corporation | — | NEW | New buy |
| 13 | JPM | JPMorgan Chase & Co. | — | NEW | New buy |
| 14 | AEP | American Electric Power Company, Inc. | — | NEW | New buy |
| 15 | PFE | Pfizer Inc. | — | NEW | New buy |
| 16 | JPM | Jpmorgan Chase & Co | — | EXIT | Sold out |
| 17 | PFE | Pfizer INC | — | EXIT | Sold out |
| 18 | AEP | American Electric Power Company, Inc. | — | EXIT | Sold out |
| 19 | ✓ | Nike INC | — | NEW | New buy |
| 20 | QCOM | QUALCOMM Incorporated | — | NEW | New buy |
| 21 | ORCL | Oracle CORP | — | EXIT | Sold out |
| 22 | CVX | Chevron CORP | — | EXIT | Sold out |
| 23 | C | Citigroup INC | — | EXIT | Sold out |
| 24 | ✓ | Spdr S&p 500 ETF Tr | — | NEW | New buy |
| 25 | C | Citigroup Inc. | — | NEW | New buy |
| 26 | AMZN | Amazon.com INC | — | EXIT | Sold out |
| 27 | WFC | Wells Fargo & Co | — | EXIT | Sold out |
| 28 | QCOM | Qualcomm INC | — | EXIT | Sold out |
| 29 | ✓ | Celgene Corp. | — | NEW | New buy |
| 30 | NKE | Nike INC -cl B | — | EXIT | Sold out |
| 31 | WFC | Wells Fargo & Company | — | NEW | New buy |
| 32 | ✓ | Chevron CORP New | — | NEW | New buy |
| 33 | SBUX | Starbucks CORP | — | EXIT | Sold out |
| 34 | HD | The Home Depot, Inc. | — | NEW | New buy |
| 35 | CELG | Celgene CORP | — | EXIT | Sold out |
| 36 | SBUX | Starbucks Corporation | — | NEW | New buy |
| 37 | BIIB | Biogen Inc. | — | NEW | New buy |
| 38 | HD | Home Depot INC | — | EXIT | Sold out |
| 39 | GILD | Gilead Sciences, Inc. | — | NEW | New buy |
| 40 | GILD | Gilead Sciences INC | — | EXIT | Sold out |
| 41 | CSCO | Cisco Systems INC | — | EXIT | Sold out |
| 42 | BIIB | Biogen INC | — | EXIT | Sold out |
| 43 | INTC | Intel Corporation | — | NEW | New buy |
| 44 | JNJ | Johnson & Johnson | — | NEW | New buy |
| 45 | BAC | Bank of America Corporation | — | NEW | New buy |
| 46 | JNJ | Johnson & Johnson | — | EXIT | Sold out |
| 47 | V | Visa Inc. | — | NEW | New buy |
| 48 | ✓ | Linkedin CORP | — | EXIT | Sold out |
| 49 | ✓ | Disney Walt Co | — | NEW | New buy |
| 50 | PG | Procter & Gamble Co/the | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2013-12-31 | 2014-02-12 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-13 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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