CIK: 0001774035
Total reported value
$374.0M
Reporting period: 2025-09-30 · Number of holdings: 29
NewGen Equity Long/Short Fund disclosed 29 holdings in its latest 13F filing for the period ending 2025-09-30, with total reported value of $374.0M and a quarterly turnover rate of 0.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "N"
NewGen Equity Long/Short Fund's disclosed holdings carry a Herfindahl concentration index of 0.101 — mathematically equivalent to about 10 equally-sized positions, well below its 29 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.37), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
New buy SPY
New buy QQQ
Sold out SPMEUR
New buy USAS
Sold out CLS
New buy SLV
Showing top 28 holdings (of 29 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 18.23% | +18.23% | NEW | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 16.82% | +16.82% | NEW | |
| 3 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 12.96% | +3.51% | +200.00% | |
| 4 | USAS | Americas Gold And Silver Cor | Stock-Other | 9.86% | +9.86% | NEW | |
| 5 | SLV | Ishares Silver Trust | ETF-Commodities | 5.88% | +5.88% | NEW | |
| 6 | B | Barrick Mining CORP | Stock-Materials | 3.73% | +3.73% | NEW | |
| 7 | BB | Blackberry LTD | Stock-Other | 3.65% | -3.60% | +3.70% | |
| 8 | CCJ | Cameco CORP | Stock-Energy | 3.54% | -4.81% | -32.60% | |
| 9 | UEC | Uranium Energy CORP | Stock-Energy | 3.05% | +3.05% | NEW | |
| 10 | SLSR | Solaris Resources INC | Stock-Other | 2.92% | -1.10% | +9.88% | |
| 11 | IAUX-WS | I-80 Gold CORP -26 | Stock-Other | 2.60% | +2.60% | NEW | |
| 12 | IAG | Iamgold CORP | Stock-Other | 2.41% | -1.58% | -15.78% | |
| 13 | EFXT | Enerflex LTD | Stock-Other | 2.40% | -0.90% | — | |
| 14 | BEP | Brookfield Renewable Partners L.P. | Stock-Other | 1.96% | -1.65% | -0.99% | |
| 15 | CGAU | Centerra Gold INC | Stock-Other | 1.88% | +1.88% | NEW | |
| 16 | PPTA | Perpetua Resources CORP | Stock-Other | 1.57% | -0.39% | -10.91% | |
| 17 | NOA | North American Construction | Stock-Other | 1.26% | +1.26% | NEW | |
| 18 | ENB | Enbridge INC | Stock-Energy | 1.12% | -1.27% | — | |
| 19 | BAM | Brookfield Asset Mgmt-a | Stock-Financials | 1.06% | +1.06% | NEW | |
| 20 | NTSK | Netskope Inc-cl A | Stock-Other | 0.95% | +0.95% | NEW | |
| 21 | VOXR | Vox Royalty CORP | Stock-Other | 0.70% | +0.70% | NEW | |
| 22 | DEFT | Defi Technologies INC | Stock-Other | 0.70% | +0.70% | NEW | |
| 23 | ASTL | Algoma Steel Group INC | Stock-Other | 0.27% | +0.27% | NEW | |
| 24 | CHGG 0 09-01-26 | Chegg INC | Stock-Consumer Staples | 0.24% | -0.22% | — | |
| 25 | LITS | Lite Strategy INC | Stock-Other | 0.17% | +0.17% | NEW | |
| 26 | POET | Poet Technologies INC | Stock-Other | 0.03% | +0.03% | NEW | |
| 27 | ANNA | Aleanna INC | Stock-Other | 0.02% | -0.10% | — | |
| 28 | SUIG | Sui Group Holdings LTD | Stock-Other | — | — | NEW |
Performance for Q3 2026
-4.7%
Performance Last 4 Quarters
+41.6%
Based on 84% of reported portfolio value with available pricing
NewGen Equity Long/Short Fund's most significant position changes for 2025-09-30: New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Invesco Qqq Trust Series 1 (QQQ); New buy: Americas Gold And Silver Cor (USAS); Sold out: Americas Gold And Silver Cor (SPMEUR); New buy: Ishares Silver Trust (SLV).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +18.2% | NEW | New buy |
| 2 | QQQ | Invesco Qqq Trust Series 1 | +16.8% | NEW | New buy |
| 3 | USAS | Americas Gold And Silver Cor | +9.9% | NEW | New buy |
| 4 | SLV | Ishares Silver Trust | +5.9% | NEW | New buy |
| 5 | B | Barrick Mining CORP | +3.7% | NEW | New buy |
| 6 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +3.5% | +200.00% | Add |
| 7 | UEC | Uranium Energy CORP | +3.1% | NEW | New buy |
| 8 | IAUX-WS | I-80 Gold CORP -26 | +2.6% | NEW | New buy |
| 9 | CGAU | Centerra Gold INC | +1.9% | NEW | New buy |
| 10 | NOA | North American Construction | +1.3% | NEW | New buy |
| 11 | BAM | Brookfield Asset Mgmt-a | +1.1% | NEW | New buy |
| 12 | NTSK | Netskope Inc-cl A | +1% | NEW | New buy |
| 13 | VOXR | Vox Royalty CORP | +0.7% | NEW | New buy |
| 14 | DEFT | Defi Technologies INC | +0.7% | NEW | New buy |
| 15 | ASTL | Algoma Steel Group INC | +0.3% | NEW | New buy |
| 16 | LITS | Lite Strategy INC | +0.2% | NEW | New buy |
| 17 | POET | Poet Technologies INC | 0% | NEW | New buy |
| 18 | SUIG | Sui Group Holdings LTD | — | NEW | New buy |
| 19 | ANNA | Aleanna INC | -0.1% | — | Unchanged |
| 20 | CHGG 0 09-01-26 | Chegg INC | -0.2% | — | Unchanged |
| 21 | PPTA | Perpetua Resources CORP | -0.4% | -10.91% | Trim |
| 22 | JBLU 0.5 04-01-26 | Jetblue Airways CORP | -0.6% | EXIT | Sold out |
| 23 | BTDR 8.5 08-15-29 | Bitdeer Technologies Grp | -0.7% | EXIT | Sold out |
| 24 | EFXT | Enerflex LTD | -0.9% | — | Unchanged |
| 25 | UPXI | Upexi INC | -1% | EXIT | Sold out |
| 26 | SLSR | Solaris Resources INC | -1.1% | +9.88% | Add |
| 27 | ENB | Enbridge INC | -1.3% | — | Unchanged |
| 28 | RBA | Rb Global INC | -1.6% | EXIT | Sold out |
| 29 | IAG | Iamgold CORP | -1.6% | -15.78% | Trim |
| 30 | BEP | Brookfield Renewable Partners L.P. | -1.7% | -0.99% | Trim |
| 31 | CABO 1.125 03-15-28 | Cable One INC | -2.1% | EXIT | Sold out |
| 32 | ✓ | Sequans Communications S A | -2.7% | EXIT | Sold out |
| 33 | IAUX | I-80 Gold CORP | -3.1% | EXIT | Sold out |
| 34 | BB | Blackberry LTD | -3.6% | +3.70% | Add |
| 35 | PRMB | Primo Brands CORP | -4.1% | EXIT | Sold out |
| 36 | CCJ | Cameco CORP | -4.8% | -32.60% | Trim |
| 37 | NXE | Nexgen Energy LTD | -4.9% | EXIT | Sold out |
| 38 | AYS1 | Sandstorm Gold LTD | -5.5% | EXIT | Sold out |
| 39 | CNQ | Canadian Natural Resources | -5.5% | EXIT | Sold out |
| 40 | CLS | Celestica INC | -8.2% | EXIT | Sold out |
| 41 | SPMEUR | Americas Gold And Silver Cor | -15.2% | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2025-09-30 | 2025-12-19 | Amendment | View on EDGAR |
| 2025-09-30 | 2025-11-13 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-09-18 | Amendment | View on EDGAR |
| 2025-06-30 | 2025-08-11 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0002011908
Total reported value
$374.0M
138 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0000939334
Total reported value
$374.1M
12 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0002033794
Total reported value
$374.1M
136 stks
2026-06-30
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0001084580
Total reported value
$12.0B
1,610 stks
2022-09-30
Stale — no recent filing
3 of the top 5 holdings overlap, including Invesco Qqq Trust Series 1
CIK 0001317410
Total reported value
$670.8M
32 stks
2026-03-31
3 of the top 5 holdings overlap, including Invesco Qqq Trust Series 1
CIK 0001445893
Total reported value
$2.2B
112 stks
2026-03-31
3 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us