Mizuho Securities USA LLC 13F Holdings Breakdown

CIK: 0001513006

Diversified strategyHigh-turnover traderContrarian

Total reported value

$4.6B

Reporting period: 2025-03-31 · Number of holdings: 664

MIZUHO SECURITIES USA LLC disclosed 664 holdings in its latest 13F filing for the period ending 2025-03-31, with total reported value of $4.6B and a quarterly turnover rate of 200.0%.

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Personality snowflake

Concentration: 5.75
Portfolio Stability: 100
Momentum/Contrarian: 0
Sector conviction: 59.95
Diversification: 100
Sizing Uniformity: 70.78

Mizuho Securities USA LLC's disclosed holdings carry a Herfindahl concentration index of 0.014 — mathematically equivalent to about 70 equally-sized positions, well below its 664 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 2.92), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 60% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

New buy AAPL
New buy MSFT
New buy NVDA
New buy SPY
New buy AMZN
New buy META

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 664 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	5.76%	+5.76%	NEW
2	MSFT	Microsoft CORP	Stock-Tech	4.82%	+4.82%	NEW
3	NVDA	Nvidia CORP	Stock-Tech	4.58%	+4.58%	NEW
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.55%	+4.55%	NEW
5	AMZN	Amazon.com INC	Stock-Consumer Disc	3.10%	+3.10%	NEW
6	META	Meta Platforms Inc-class A	Stock-Comm Services	2.18%	+2.18%	NEW
7	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.69%	+1.69%	NEW
8	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.56%	+1.56%	NEW
9	AVGO	Broadcom INC	Stock-Tech	1.36%	+1.36%	NEW
10	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.28%	+1.28%	NEW
11	TSLA	Tesla INC	Stock-Consumer Disc	1.25%	+1.25%	NEW
12	JPM	Jpmorgan Chase & Co	Stock-Financials	1.18%	+1.18%	NEW
13	LLY	Eli Lilly & Co	Stock-Healthcare	1.12%	+1.12%	NEW
14	V	Visa Inc-class A Shares	Stock-Financials	1.04%	+1.04%	NEW
15	XOM	Exxon Mobil CORP	Stock-Energy	0.89%	+0.89%	NEW
16	UNH	Unitedhealth Group INC	Stock-Healthcare	0.83%	+0.83%	NEW
17	MA	Mastercard INC - A	Stock-Financials	0.77%	+0.77%	NEW
18	ARES	Ares Management Corporation	Stock-Financials	0.75%	+0.75%	NEW
19	XRT	Ss Spdr S&p Retail ETF	ETF-Other	0.75%	+0.75%	NEW
20	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.73%	+0.73%	NEW
21	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.69%	+0.69%	NEW
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.69%	+0.69%	NEW
23	NFLX	Netflix INC	Stock-Comm Services	0.69%	+0.69%	NEW
24	WMT	Walmart INC	Stock-Consumer Staples	0.66%	+0.66%	NEW
25	ABBV	Abbvie INC	Stock-Healthcare	0.64%	+0.64%	NEW
26	HD	Home Depot INC	Stock-Consumer Disc	0.63%	+0.63%	NEW
27	EVRG 4.5 12-15-27	Evergy INC	Stock-Utilities	0.51%	+0.51%	NEW
28	CVX	Chevron CORP	Stock-Energy	0.48%	+0.48%	NEW
29	KO	Coca-cola Co/the	Stock-Consumer Staples	0.48%	+0.48%	NEW
30	BAC	Bank Of America CORP	Stock-Financials	0.48%	+0.48%	NEW
31	NET 0 08-15-26	Cloudflare INC	Stock-Tech	0.46%	+0.46%	NEW
32	AFSC	Abrdn Fcsd US Sc A ETF	ETF-Other	0.45%	+0.45%	NEW
33	CRM	Salesforce INC	Stock-Tech	0.44%	+0.44%	NEW
34	PM	Philip Morris International	Stock-Consumer Staples	0.43%	+0.43%	NEW
35	CSCO	Cisco Systems INC	Stock-Tech	0.42%	+0.42%	NEW
36	SO 3.875 12-15-25	Southern Co	Stock-Utilities	0.42%	+0.42%	NEW
37	WFC	Wells Fargo & Co	Stock-Financials	0.41%	+0.41%	NEW
38	ABT	Abbott Laboratories	Stock-Healthcare	0.40%	+0.40%	NEW
39	IBM	Intl Business Machines CORP	Stock-Tech	0.40%	+0.40%	NEW
40	MRK	Merck & Co. INC.	Stock-Healthcare	0.39%	+0.39%	NEW
41	ORCL	Oracle CORP	Stock-Tech	0.39%	+0.39%	NEW
42	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.39%	+0.39%	NEW
43	LIN	Linde plc	Stock-Materials	0.38%	+0.38%	NEW
44	GE	General Electric	Stock-Industrials	0.37%	+0.37%	NEW
45	DDOG 0.125 06-15-25	Datadog INC	Stock-Tech	0.37%	+0.37%	NEW
46	PEP	Pepsico INC	Stock-Consumer Staples	0.36%	+0.36%	NEW
47	T	At&t INC	Stock-Comm Services	0.35%	+0.35%	NEW
48	ACN	Accenture plc	Stock-Tech	0.34%	+0.34%	NEW
49	VZ	Verizon Communications INC	Stock-Comm Services	0.33%	+0.33%	NEW
50	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.33%	+0.33%	NEW

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+4%

Performance Last 4 Quarters

+15.5%

Based on 69% of reported portfolio value with available pricing

Stdev: +14%
Beta: +1.05
Alpha: -1%
Max Drawdown: -9.1%
Annualized Perf: +18.8%
Batting Avg vs S&P: +55.6%
Sortino: +2.72
Stutzer: +0.39
Treynor: +0.17
Sterling: +1.04
Calmar: +2.07
Information Ratio: -0.05
Tracking Error: +3.2%
Stdev Down: +6.7%
Winning Months %: +66.7%
Losing Months %: +33.3%
Best 12 Months: +40.5%
Worst 12 Months: +7.7%
Efficiency Ratio: +0.54
Sharpe: +1.3
Stdev Sectors: +10%
Skewness: +0.23
Kurtosis: -0.17
Upside Potential: +4.43

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2025-03-31	664	$4.6B	100	1AAPL 2MSFT 3NVDA Top holdings2025-03-31 1.AAPL 2.MSFT 3.NVDA 4.SPY 5.AMZN 6.META 7.BRK-B 8.GOOGL 9.AVGO 10.GOOG
2024-12-31	621	$5.5B	0	1AAPL 2NVDA 3SPY Top holdings2024-12-31 1.AAPL 2.NVDA 3.SPY 4.MSFT 5.AMZN 6.META 7.TSLA 8.GOOGL 9.AVGO 10.GOOG
2024-09-30	617	$4.7B	0	1SPY 2AAPL 3MSFT Top holdings2024-09-30 1.SPY 2.AAPL 3.MSFT 4.NVDA 5.AMZN 6.META 7.GOOGL 8.BRK-B 9.GOOG 10.AVGO
2024-06-30	620	$4.5B	0	1QQQ 2MSFT 3NVDA Top holdings2024-06-30 1.QQQ 2.MSFT 3.NVDA 4.AAPL 5.SPY 6.AMZN 7.META 8.GOOGL 9.GOOG 10.BRK-B
2024-03-31	142	$4.1B	0	1SPY 2QQQ 3XRT Top holdings2024-03-31 1.SPY 2.QQQ 3.XRT 4.ZS 0.125 07-01-25 5.MDB 0.25 01-15-26 6.RIGL 7.AKAM 0.375 09-01-27 8.AKAM 0.125 05-01-25 9.BTU 3.25 03-01-28 10.NCLH 6 05-15-24
2023-12-31	194	$4.3B	0	1SPY 2MDB 0.25 01-15-26 3ZS 0.125 07-01-25 Top holdings2023-12-31 1.SPY 2.MDB 0.25 01-15-26 3.ZS 0.125 07-01-25 4.AKAM 0.375 09-01-27 5.RIGL 6.BTU 3.25 03-01-28 7.NCLH 6 05-15-24 8.G3167L 9.BL 0.125 08-01-24 10.CNX 2.25 05-01-26
2023-09-30	224	$3.3B	0	1SPY 2XRT 3EQT 1.75 05-01-26 Top holdings2023-09-30 1.SPY 2.XRT 3.EQT 1.75 05-01-26 4.PANW 0.375 06-01-25 5.BTU 3.25 03-01-28 6.G8210L 7.MDB 0.25 01-15-26 8.RIGL 9.RCL 2.875 11-15-23 10.NCLH 6 05-15-24
2023-06-30	191	$3.0B	0	1SPY 2QQQ 3XRT Top holdings2023-06-30 1.SPY 2.QQQ 3.XRT 4.EQT 1.75 05-01-26 5.CNX 2.25 05-01-26 6.NCLH 6 05-15-24 7.ZS 0.125 07-01-25 8.RCL 2.875 11-15-23 9.G0543H 10.G44525
2023-03-31	183	$1.7B	0	1SPY 2PANW 0.375 06-01-25 3EQT 1.75 05-01-26 Top holdings2023-03-31 1.SPY 2.PANW 0.375 06-01-25 3.EQT 1.75 05-01-26 4.ZS 0.125 07-01-25 5.BTU 3.25 03-01-28 6.PODD 0.375 09-01-26 7.G0543H 8.CNX 2.25 05-01-26 9.MDB 0.25 01-15-26 10.GOOG
2022-12-31	181	$1.1B	0	1SPY 2PANW 0.375 06-01-25 3NEE 5.279 03-01-23 Top holdings2022-12-31 1.SPY 2.PANW 0.375 06-01-25 3.NEE 5.279 03-01-23 4.SLAB 0.625 06-15-25 5.G0543H 6.EQT 1.75 05-01-26 7.G2758T 8.MDB 0.25 01-15-26 9.ZS 0.125 07-01-25 10.G0703K
2022-09-30	223	$736.2M	0	1SPY2G0543H3MDB 0.25 01-15-26 Top holdings2022-09-30 1.SPY 2.G0543H 3.MDB 0.25 01-15-26 4.DDOG 0.125 06-15-25 5.SLAB 0.625 06-15-25 6.NEE 5.279 03-01-23 7.G2758T 8.GOOG 9.G6053N 10.G5463R
2022-06-30	133	$651.3M	0	1SPY 2NEE 4.872 09-01-22 3MDB 0.25 01-15-26 Top holdings2022-06-30 1.SPY 2.NEE 4.872 09-01-22 3.MDB 0.25 01-15-26 4.SO 6.75 08-01-22 2019 5.SPLK 0.5 09-15-23 6.BL 0.125 08-01-24 7.SLAB 0.625 06-15-25 8.GOOG 9.CLOV 10.ZEN 0.625 06-15-25
2022-03-31	198	$700.1M	0	1MDB 0.25 01-15-26 2NEE 4.872 09-01-22 3SAILUS 0.125 09-15-24 Top holdings2022-03-31 1.MDB 0.25 01-15-26 2.NEE 4.872 09-01-22 3.SAILUS 0.125 09-15-24 4.EQT 1.75 05-01-26 5.ZS 0.125 07-01-25 6.00461L 7.PANW 0.75 07-01-23 8.37892B 9.CNX 2.25 05-01-26 10.SO 6.75 08-01-22 2019
2021-12-31	184	$1.1B	0	1SPY 2IWM353625R Top holdings2021-12-31 1.SPY 2.IWM 3.53625R 4.MDB 0.25 01-15-26 5.PANW 0.375 06-01-25 6.G79448 7.00461L 8.ZS 0.125 07-01-25 9.QQQ 10.DDOG 0.125 06-15-25
2021-09-30	249	$980.2M	0	1SPY 2IWM 3BHP Top holdings2021-09-30 1.SPY 2.IWM 3.BHP 4.Z 0.75 09-01-24 5.G2911D 6.PANW 0.375 06-01-25 7.NCLH 8.ZS 0.125 07-01-25 9.COUP 0.125 06-15-25 10.15130M
2021-06-30	264	$1.2B	92	1SPY 2DIA 3MDY Top holdings2021-06-30 1.SPY 2.DIA 3.MDY 4.G2911D 5.XLV 6.NCLH 7.379582 8.00461L 9.SWK 10.CCL1EUR
2021-03-31	173	$1.0B	100	1SPY2G751303NEE 4.872 09-01-22 Top holdings2021-03-31 1.SPY 2.G75130 3.NEE 4.872 09-01-22 4.UNP 5.COUP 0.125 06-15-25 6.CCXGBP 7.G2911D 8.378579 9.NCLH 10.00461L
2020-12-31	200	$1.7B	63	1SPY 2QQQ 3COUP 0.125 06-15-25 Top holdings2020-12-31 1.SPY 2.QQQ 3.COUP 0.125 06-15-25 4.G2911D 5.DIA 6.G1702T 7.OKTA 0.125 09-01-25 8.92853V 9.GNRSQ 10.NCLH
2020-09-30	162	$1.4B	58	1SPY 2DIA 3THCBEUR Top holdings2020-09-30 1.SPY 2.DIA 3.THCBEUR 4.G8136L 5.OKTA 0.125 09-01-25 6.PCG 5.5 08-16-23 7.G2911D 8.IQ 3.75 12-01-23 9.UNP 10.XLK
2020-06-30	137	$1.5B	100	1SPY 2QQQ 3DIA Top holdings2020-06-30 1.SPY 2.QQQ 3.DIA 4.BLD 5.G8136L 6.TSLA 2.375 03-15-22 7.QTS 6.5 PERP B 8.THCBEUR 9.G5463L 10.NUAN 1 12-15-35
2020-03-31	114	$675.1M	100	1SPY 2QQQ374621Q Top holdings2020-03-31 1.SPY 2.QQQ 3.74621Q 4.PFE 5.MRK 6.LGCUSD 7.01749N 8.52539T 9.OKTA 0.25 02-15-23 10.G35006
2019-12-31	162	$2.0B	58	1SPY 2DIA 3LGCUSD Top holdings2019-12-31 1.SPY 2.DIA 3.LGCUSD 4.74621Q 5.MCHP 1.625 02-15-25 6.G5463L 7.XLY 8.G35006 9.XLV 10.OPESEUR
2019-09-30	136	$1.7B	53	1SPY 2QQQ 3MCHP 1.625 02-15-25 Top holdings2019-09-30 1.SPY 2.QQQ 3.MCHP 1.625 02-15-25 4.ON 1 12-01-20 5.MRK 6.74621Q 7.BDX 6.125 05-01-20 A 8.G9145A 9.D 7.25 06-01-22 A 10.G5463L
2019-06-30	138	$2.2B	72	1SPY 2QQQ 3MCHP 1.625 02-15-25 Top holdings2019-06-30 1.SPY 2.QQQ 3.MCHP 1.625 02-15-25 4.D 7.25 06-01-22 A 5.MMDM 6.ILMN 0.5 06-15-21 7.ON 1 12-01-20 8.BDX 6.125 05-01-20 A 9.SRE 6 01-15-21 A 10.PODD 1.25 09-15-21
2019-03-31	109	$1.3B	98	1SPY 2MU 3.125 05-01-32 D 3RH 0 06-15-19 Top holdings2019-03-31 1.SPY 2.MU 3.125 05-01-32 D 3.RH 0 06-15-19 4.WRLSUSD 5.MCHP 1.625 02-15-25 6.78516C 7.92211L 8.MMDM 9.G2345N 10.G8250R
2018-12-31	115	$750.3M	100	1SPY 2MU 3 11-15-43 G 3QQQ Top holdings2018-12-31 1.SPY 2.MU 3 11-15-43 G 3.QQQ 4.MCHP 1.625 02-15-25 5.G2345N 6.GOOGL 7.G2379F 8.WRLSUSD 9.RH 0 06-15-19 10.CZR 5 10-01-24
2018-09-30	147	$1.3B	94	1SPY 2QQQ 3DIA Top holdings2018-09-30 1.SPY 2.QQQ 3.DIA 4.ADVMCHF 5.IYR 6.CCI 7.DEA 8.03349M 9.MCHP 1.625 02-15-25 10.TCOM 1.25 10-15-18
2018-06-30	181	$976.5M	100	1DIA 2QQQ 3SPY Top holdings2018-06-30 1.DIA 2.QQQ 3.SPY 4.AMZN 5.TLT 6.TCOM 1.25 10-15-18 7.DEA 8.FXE 9.JNJ 10.NEE 6.123 09-01-19
2018-03-31	155	$1.6B	72	1SPY 2DIA 3GOOGL Top holdings2018-03-31 1.SPY 2.DIA 3.GOOGL 4.AMZN 5.META 6.ELV 5.25 05-01-18 7.73935A 8.GOF 9.MU 3 11-15-43 G 10.JNJ
2017-12-31	175	$1.9B	65	1SPY 2DIA373935A Top holdings2017-12-31 1.SPY 2.DIA 3.73935A 4.ELV 5.25 05-01-18 5.AAPL 6.META 7.PANW 0 07-01-19 8.WELL 6.5 PERP I 9.MCHP 1.625 02-15-25 10.UNH
2017-09-30	202	$1.9B	54	173935A2SPY 3DIA Top holdings2017-09-30 1.73935A 2.SPY 3.DIA 4.INTC 2.95 12-15-35 5.GOF 6.699462 7.GDX 8.WELL 6.5 PERP I 9.PANW 0 07-01-19 10.MU 2.125 02-15-33 F
2017-06-30	171	$2.0B	61	1SPY273935A3DIA Top holdings2017-06-30 1.SPY 2.73935A 3.DIA 4.TLT 5.GOF 6.INTC 2.95 12-15-35 7.PFE 8.IDCC 1.5 03-01-20 9.MU 2.125 02-15-33 F 10.PANW 0 07-01-19
2017-03-31	161	$1.8B	82	1SPY273935A3DIA Top holdings2017-03-31 1.SPY 2.73935A 3.DIA 4.ORCL 5.BMY 6.INTC 2.95 12-15-35 7.MU 2.125 02-15-33 F 8.IWD 9.UAA 10.FXI
2016-12-31	200	$2.4B	100	1SPY273935A3DIA Top holdings2016-12-31 1.SPY 2.73935A 3.DIA 4.TLT 5.CVX 6.PG 7.INTC 2.95 12-15-35 8.PFE 9.CMG 10.DOW
2016-09-30	195	$1.2B	100	1TLT273935A3SPY Top holdings2016-09-30 1.TLT 2.73935A 3.SPY 4.AMZN 5.DIA 6.BIIB 7.IBM 8.PXDEUR 9.MRO* 10.DOW
2016-06-30	195	$630.8M	100	1SPY 2TLT 3DIA Top holdings2016-06-30 1.SPY 2.TLT 3.DIA 4.AAPL 5.XLV 6.XLK 7.AGG 8.IBM 9.REYN 10.73935A
2016-03-31	118	$447.6M	100	1TLT 2SPY373935A Top holdings2016-03-31 1.TLT 2.SPY 3.73935A 4.AGG 5.AAPL 6.BAC 7.GPRO 8.PEG 9.984332 10.23130A
2015-12-31	141	$806.5M	92	1TLT273935A3DIA Top holdings2015-12-31 1.TLT 2.73935A 3.DIA 4.AAPL 5.JNJ 6.WFC 7.XLK 8.PG 9.LQD 10.XLU
2015-09-30	121	$385.0M	100	1TLT 2AAPL 3JNJ Top holdings2015-09-30 1.TLT 2.AAPL 3.JNJ 4.DOW 5.GPRO 6.BAC 7.DDD 8.VRSN 3.25 08-15-37 9.HRB 10.CMPR
2015-06-30	198	$838.9M	100	1DIA273935A3TLT Top holdings2015-06-30 1.DIA 2.73935A 3.TLT 4.WFC 5.MDY 6.DOW 7.XLF 8.PFE 9.MDLZ 10.EBAY
2015-03-31	230	$774.6M	61	1DIA 2TLT373935A Top holdings2015-03-31 1.DIA 2.TLT 3.73935A 4.AAPL 5.GS 6.MMM 7.EBAY 8.IBM 9.MSFT 10.BA
2014-12-31	253	$1.0B	100	1DIA273935A3AAPL Top holdings2014-12-31 1.DIA 2.73935A 3.AAPL 4.V 5.TLT 6.EBAY 7.GS 8.MMM 9.IBM 10.MSFT
2014-09-30	162	$852.7M	100	1TLT 2V 3IBM Top holdings2014-09-30 1.TLT 2.V 3.IBM 4.GS 5.MMM 6.BA 7.CVX 8.JNJ 9.UTXZ 10.CAT
2014-06-30	32	$232.9M	61	1TLT 2NEM 1.25 07-15-14 A 3SNDK 1.5 08-15-17 Top holdings2014-06-30 1.TLT 2.NEM 1.25 07-15-14 A 3.SNDK 1.5 08-15-17 4.NUAN 2.75 11-01-31 5.T 4.5 07-15-14 6.CDNS 2.625 06-01-15 7.NAV 3 10-15-14 8.SLXP 1.5 03-15-19 9.AMAT 10.LULU
2014-03-31	14	$369.9M	100	1TLT 2NEM 1.25 07-15-14 A 3NUAN 2.75 11-01-31 Top holdings2014-03-31 1.TLT 2.NEM 1.25 07-15-14 A 3.NUAN 2.75 11-01-31 4.NAV 3 10-15-14 5.CDNS 2.625 06-01-15 6.AFFX 4 07-01-19 7.T 4.5 07-15-14 8.TRN 3.875 06-01-36 9.ENDP 1.5 07-15-18 10.OCR 3.5 02-15-44
2013-12-31	141	$1.2B	69	1TLT 2AAPL 3DIA Top holdings2013-12-31 1.TLT 2.AAPL 3.DIA 4.MSFT 5.GOOG 6.V 7.MDY 8.AMZN 9.IBM 10.GS
2013-09-30	141	$1.6B	42	1SPY 2TLT 3DIA Top holdings2013-09-30 1.SPY 2.TLT 3.DIA 4.73935A 5.AAPL 6.MSFT 7.V 8.IBM 9.GS 10.GOOG
2013-06-30	145	$2.0B	0	1SPY 2DIA 3TLT Top holdings2013-06-30 1.SPY 2.DIA 3.TLT 4.73935A 5.AAPL 6.MSFT 7.IBM 8.GOOG 9.CVX 10.CSCO

Holding changes this quarter

Mizuho Securities USA LLC's most significant position changes for 2025-03-31: New buy: Apple INC (AAPL); New buy: Microsoft CORP (MSFT); New buy: Nvidia CORP (NVDA); New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Amazon.com INC (AMZN).

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending 2025-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	—	NEW	New buy
2	MSFT	Microsoft CORP	—	NEW	New buy
3	NVDA	Nvidia CORP	—	NEW	New buy
4	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
5	AMZN	Amazon.com INC	—	NEW	New buy
6	META	Meta Platforms Inc-class A	—	NEW	New buy
7	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
8	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
9	AVGO	Broadcom INC	—	NEW	New buy
10	GOOG	Alphabet Inc-cl C	—	NEW	New buy
11	TSLA	Tesla INC	—	NEW	New buy
12	JPM	Jpmorgan Chase & Co	—	NEW	New buy
13	LLY	Eli Lilly & Co	—	NEW	New buy
14	V	Visa Inc-class A Shares	—	NEW	New buy
15	XOM	Exxon Mobil CORP	—	NEW	New buy
16	UNH	Unitedhealth Group INC	—	NEW	New buy
17	MA	Mastercard INC - A	—	NEW	New buy
18	ARES	Ares Management Corporation	—	NEW	New buy
19	XRT	Ss Spdr S&p Retail ETF	—	NEW	New buy
20	COST	Costco Wholesale CORP	—	NEW	New buy
21	PG	Procter & Gamble Co/the	—	NEW	New buy
22	JNJ	Johnson & Johnson	—	NEW	New buy
23	NFLX	Netflix INC	—	NEW	New buy
24	WMT	Walmart INC	—	NEW	New buy
25	ABBV	Abbvie INC	—	NEW	New buy
26	HD	Home Depot INC	—	NEW	New buy
27	EVRG 4.5 12-15-27	Evergy INC	—	NEW	New buy
28	CVX	Chevron CORP	—	NEW	New buy
29	KO	Coca-cola Co/the	—	NEW	New buy
30	BAC	Bank Of America CORP	—	NEW	New buy
31	NET 0 08-15-26	Cloudflare INC	—	NEW	New buy
32	AFSC	Abrdn Fcsd US Sc A ETF	—	NEW	New buy
33	CRM	Salesforce INC	—	NEW	New buy
34	PM	Philip Morris International	—	NEW	New buy
35	CSCO	Cisco Systems INC	—	NEW	New buy
36	SO 3.875 12-15-25	Southern Co	—	NEW	New buy
37	WFC	Wells Fargo & Co	—	NEW	New buy
38	ABT	Abbott Laboratories	—	NEW	New buy
39	IBM	Intl Business Machines CORP	—	NEW	New buy
40	MRK	Merck & Co. INC.	—	NEW	New buy
41	ORCL	Oracle CORP	—	NEW	New buy
42	MCD	Mcdonald's CORP	—	NEW	New buy
43	LIN	Linde plc	—	NEW	New buy
44	GE	General Electric	—	NEW	New buy
45	DDOG 0.125 06-15-25	Datadog INC	—	NEW	New buy
46	PEP	Pepsico INC	—	NEW	New buy
47	T	At&t INC	—	NEW	New buy
48	ACN	Accenture plc	—	NEW	New buy
49	VZ	Verizon Communications INC	—	NEW	New buy
50	TMO	Thermo Fisher Scientific INC	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2025-03-31	2025-05-12	13F-HR	View on EDGAR
2024-12-31	2025-02-11	13F-HR	View on EDGAR
2024-09-30	2024-11-12	Amendment	View on EDGAR
2024-09-30	2024-11-06	13F-HR	View on EDGAR
2024-06-30	2024-07-31	13F-HR	View on EDGAR
2024-03-31	2024-05-10	13F-HR	View on EDGAR
2023-12-31	2024-02-08	13F-HR	View on EDGAR
2023-09-30	2023-11-09	13F-HR	View on EDGAR
2023-06-30	2023-08-09	13F-HR	View on EDGAR
2023-03-31	2023-05-03	13F-HR	View on EDGAR
2022-12-31	2023-02-03	13F-HR	View on EDGAR
2022-09-30	2022-10-24	13F-HR	View on EDGAR
2022-06-30	2022-07-28	13F-HR	View on EDGAR
2022-03-31	2022-04-27	13F-HR	View on EDGAR
2021-12-31	2022-01-28	13F-HR	View on EDGAR
2021-09-30	2021-10-28	13F-HR	View on EDGAR
2021-06-30	2021-07-28	13F-HR	View on EDGAR
2021-03-31	2021-04-28	13F-HR	View on EDGAR
2020-12-31	2021-01-29	13F-HR	View on EDGAR
2020-09-30	2020-10-26	13F-HR	View on EDGAR
2020-06-30	2020-07-27	13F-HR	View on EDGAR
2020-03-31	2020-05-01	13F-HR	View on EDGAR
2019-12-31	2020-01-30	13F-HR	View on EDGAR
2019-09-30	2019-10-31	13F-HR	View on EDGAR
2019-06-30	2019-08-08	13F-HR	View on EDGAR
2019-03-31	2019-04-24	13F-HR	View on EDGAR
2018-12-31	2019-02-04	13F-HR	View on EDGAR
2018-09-30	2018-10-18	13F-HR	View on EDGAR
2018-06-30	2018-07-23	13F-HR	View on EDGAR
2018-03-31	2018-05-01	13F-HR	View on EDGAR
2017-12-31	2018-01-24	13F-HR	View on EDGAR
2017-09-30	2017-10-23	13F-HR	View on EDGAR
2017-06-30	2017-07-21	13F-HR	View on EDGAR
2017-03-31	2017-05-05	13F-HR	View on EDGAR
2016-12-31	2017-02-07	13F-HR	View on EDGAR
2016-09-30	2016-10-21	13F-HR	View on EDGAR
2016-06-30	2016-07-20	13F-HR	View on EDGAR
2016-03-31	2016-04-21	13F-HR	View on EDGAR
2015-12-31	2016-01-21	13F-HR	View on EDGAR
2015-09-30	2015-10-20	13F-HR	View on EDGAR
2015-06-30	2015-07-20	13F-HR	View on EDGAR
2015-03-31	2015-04-28	13F-HR	View on EDGAR
2014-12-31	2015-01-28	13F-HR	View on EDGAR
2014-09-30	2014-10-07	13F-HR	View on EDGAR
2014-06-30	2014-07-02	13F-HR	View on EDGAR
2014-03-31	2014-04-03	13F-HR	View on EDGAR
2013-12-31	2014-01-15	13F-HR	View on EDGAR
2013-09-30	2013-11-12	13F-HR	View on EDGAR
2013-06-30	2013-07-26	13F-HR	View on EDGAR

FAQ

What is Mizuho Securities USA LLC and what type of investor is it?

Mizuho Securities USA LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2025-03-31), the firm manages a tracked equity portfolio valued at approximately $4.6B, spread across 664 disclosed positions.

What are Mizuho Securities USA LLC's largest equity positions?

Based on the latest 13F filing, Mizuho Securities USA LLC's top holdings by market value are: 1. Apple INC (AAPL) — $267.2M (5.8%) 2. Microsoft CORP (MSFT) — $223.4M (4.8%) 3. Nvidia CORP (NVDA) — $212.5M (4.6%) 4. Ss Spdr S&p 500 ETF Trust-us (SPY) — $211.0M (4.5%) 5. Amazon.com INC (AMZN) — $143.7M (3.1%)

What changes did Mizuho Securities USA LLC make in its most recent portfolio filing?

In the latest quarter, Mizuho Securities USA LLC was primarily adding exposure — initiating 50 new positions and adding to 0 existing holdings. The largest of these moves: New buy: Apple INC (AAPL); New buy: Microsoft CORP (MSFT); New buy: Nvidia CORP (NVDA); New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Amazon.com INC (AMZN)

What sectors does Mizuho Securities USA LLC focus on?

Mizuho Securities USA LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 36.4% • Financials: 13.6% • Communication Services: 12.1% • Health Care: 12.0% • Consumer Discretionary: 11.6% • Consumer Staples: 5.8%

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Mizuho Securities USA LLC 13F Holdings Breakdown

CIK: 0001513006

Diversified strategyHigh-turnover traderContrarian

Total reported value

$4.6B

Reporting period: 2025-03-31 · Number of holdings: 664

MIZUHO SECURITIES USA LLC disclosed 664 holdings in its latest 13F filing for the period ending 2025-03-31, with total reported value of $4.6B and a quarterly turnover rate of 200.0%.

Browse other institutions with $1B to $10B AUM Browse other institutions starting with "M"

Personality snowflake

Concentration: 5.75
Portfolio Stability: 100
Momentum/Contrarian: 0
Sector conviction: 59.95
Diversification: 100
Sizing Uniformity: 70.78

Position sizes vary widely across the portfolio (a coefficient of variation of 2.92), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

New buy AAPL
New buy MSFT
New buy NVDA
New buy SPY
New buy AMZN
New buy META

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 664 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	5.76%	+5.76%	NEW
2	MSFT	Microsoft CORP	Stock-Tech	4.82%	+4.82%	NEW
3	NVDA	Nvidia CORP	Stock-Tech	4.58%	+4.58%	NEW
4	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.55%	+4.55%	NEW
5	AMZN	Amazon.com INC	Stock-Consumer Disc	3.10%	+3.10%	NEW
6	META	Meta Platforms Inc-class A	Stock-Comm Services	2.18%	+2.18%	NEW
7	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	1.69%	+1.69%	NEW
8	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	1.56%	+1.56%	NEW
9	AVGO	Broadcom INC	Stock-Tech	1.36%	+1.36%	NEW
10	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.28%	+1.28%	NEW
11	TSLA	Tesla INC	Stock-Consumer Disc	1.25%	+1.25%	NEW
12	JPM	Jpmorgan Chase & Co	Stock-Financials	1.18%	+1.18%	NEW
13	LLY	Eli Lilly & Co	Stock-Healthcare	1.12%	+1.12%	NEW
14	V	Visa Inc-class A Shares	Stock-Financials	1.04%	+1.04%	NEW
15	XOM	Exxon Mobil CORP	Stock-Energy	0.89%	+0.89%	NEW
16	UNH	Unitedhealth Group INC	Stock-Healthcare	0.83%	+0.83%	NEW
17	MA	Mastercard INC - A	Stock-Financials	0.77%	+0.77%	NEW
18	ARES	Ares Management Corporation	Stock-Financials	0.75%	+0.75%	NEW
19	XRT	Ss Spdr S&p Retail ETF	ETF-Other	0.75%	+0.75%	NEW
20	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.73%	+0.73%	NEW
21	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.69%	+0.69%	NEW
22	JNJ	Johnson & Johnson	Stock-Healthcare	0.69%	+0.69%	NEW
23	NFLX	Netflix INC	Stock-Comm Services	0.69%	+0.69%	NEW
24	WMT	Walmart INC	Stock-Consumer Staples	0.66%	+0.66%	NEW
25	ABBV	Abbvie INC	Stock-Healthcare	0.64%	+0.64%	NEW
26	HD	Home Depot INC	Stock-Consumer Disc	0.63%	+0.63%	NEW
27	EVRG 4.5 12-15-27	Evergy INC	Stock-Utilities	0.51%	+0.51%	NEW
28	CVX	Chevron CORP	Stock-Energy	0.48%	+0.48%	NEW
29	KO	Coca-cola Co/the	Stock-Consumer Staples	0.48%	+0.48%	NEW
30	BAC	Bank Of America CORP	Stock-Financials	0.48%	+0.48%	NEW
31	NET 0 08-15-26	Cloudflare INC	Stock-Tech	0.46%	+0.46%	NEW
32	AFSC	Abrdn Fcsd US Sc A ETF	ETF-Other	0.45%	+0.45%	NEW
33	CRM	Salesforce INC	Stock-Tech	0.44%	+0.44%	NEW
34	PM	Philip Morris International	Stock-Consumer Staples	0.43%	+0.43%	NEW
35	CSCO	Cisco Systems INC	Stock-Tech	0.42%	+0.42%	NEW
36	SO 3.875 12-15-25	Southern Co	Stock-Utilities	0.42%	+0.42%	NEW
37	WFC	Wells Fargo & Co	Stock-Financials	0.41%	+0.41%	NEW
38	ABT	Abbott Laboratories	Stock-Healthcare	0.40%	+0.40%	NEW
39	IBM	Intl Business Machines CORP	Stock-Tech	0.40%	+0.40%	NEW
40	MRK	Merck & Co. INC.	Stock-Healthcare	0.39%	+0.39%	NEW
41	ORCL	Oracle CORP	Stock-Tech	0.39%	+0.39%	NEW
42	MCD	Mcdonald's CORP	Stock-Consumer Disc	0.39%	+0.39%	NEW
43	LIN	Linde plc	Stock-Materials	0.38%	+0.38%	NEW
44	GE	General Electric	Stock-Industrials	0.37%	+0.37%	NEW
45	DDOG 0.125 06-15-25	Datadog INC	Stock-Tech	0.37%	+0.37%	NEW
46	PEP	Pepsico INC	Stock-Consumer Staples	0.36%	+0.36%	NEW
47	T	At&t INC	Stock-Comm Services	0.35%	+0.35%	NEW
48	ACN	Accenture plc	Stock-Tech	0.34%	+0.34%	NEW
49	VZ	Verizon Communications INC	Stock-Comm Services	0.33%	+0.33%	NEW
50	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.33%	+0.33%	NEW

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+4%

Performance Last 4 Quarters

+15.5%

Based on 69% of reported portfolio value with available pricing

Stdev: +14%
Beta: +1.05
Alpha: -1%
Max Drawdown: -9.1%
Annualized Perf: +18.8%
Batting Avg vs S&P: +55.6%
Sortino: +2.72
Stutzer: +0.39
Treynor: +0.17
Sterling: +1.04
Calmar: +2.07
Information Ratio: -0.05
Tracking Error: +3.2%
Stdev Down: +6.7%
Winning Months %: +66.7%
Losing Months %: +33.3%
Best 12 Months: +40.5%
Worst 12 Months: +7.7%
Efficiency Ratio: +0.54
Sharpe: +1.3
Stdev Sectors: +10%
Skewness: +0.23
Kurtosis: -0.17
Upside Potential: +4.43

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2025-03-31	664	$4.6B	100	1AAPL 2MSFT 3NVDA Top holdings2025-03-31 1.AAPL 2.MSFT 3.NVDA 4.SPY 5.AMZN 6.META 7.BRK-B 8.GOOGL 9.AVGO 10.GOOG
2024-12-31	621	$5.5B	0	1AAPL 2NVDA 3SPY Top holdings2024-12-31 1.AAPL 2.NVDA 3.SPY 4.MSFT 5.AMZN 6.META 7.TSLA 8.GOOGL 9.AVGO 10.GOOG
2024-09-30	617	$4.7B	0	1SPY 2AAPL 3MSFT Top holdings2024-09-30 1.SPY 2.AAPL 3.MSFT 4.NVDA 5.AMZN 6.META 7.GOOGL 8.BRK-B 9.GOOG 10.AVGO
2024-06-30	620	$4.5B	0	1QQQ 2MSFT 3NVDA Top holdings2024-06-30 1.QQQ 2.MSFT 3.NVDA 4.AAPL 5.SPY 6.AMZN 7.META 8.GOOGL 9.GOOG 10.BRK-B
2024-03-31	142	$4.1B	0	1SPY 2QQQ 3XRT Top holdings2024-03-31 1.SPY 2.QQQ 3.XRT 4.ZS 0.125 07-01-25 5.MDB 0.25 01-15-26 6.RIGL 7.AKAM 0.375 09-01-27 8.AKAM 0.125 05-01-25 9.BTU 3.25 03-01-28 10.NCLH 6 05-15-24
2023-12-31	194	$4.3B	0	1SPY 2MDB 0.25 01-15-26 3ZS 0.125 07-01-25 Top holdings2023-12-31 1.SPY 2.MDB 0.25 01-15-26 3.ZS 0.125 07-01-25 4.AKAM 0.375 09-01-27 5.RIGL 6.BTU 3.25 03-01-28 7.NCLH 6 05-15-24 8.G3167L 9.BL 0.125 08-01-24 10.CNX 2.25 05-01-26
2023-09-30	224	$3.3B	0	1SPY 2XRT 3EQT 1.75 05-01-26 Top holdings2023-09-30 1.SPY 2.XRT 3.EQT 1.75 05-01-26 4.PANW 0.375 06-01-25 5.BTU 3.25 03-01-28 6.G8210L 7.MDB 0.25 01-15-26 8.RIGL 9.RCL 2.875 11-15-23 10.NCLH 6 05-15-24
2023-06-30	191	$3.0B	0	1SPY 2QQQ 3XRT Top holdings2023-06-30 1.SPY 2.QQQ 3.XRT 4.EQT 1.75 05-01-26 5.CNX 2.25 05-01-26 6.NCLH 6 05-15-24 7.ZS 0.125 07-01-25 8.RCL 2.875 11-15-23 9.G0543H 10.G44525
2023-03-31	183	$1.7B	0	1SPY 2PANW 0.375 06-01-25 3EQT 1.75 05-01-26 Top holdings2023-03-31 1.SPY 2.PANW 0.375 06-01-25 3.EQT 1.75 05-01-26 4.ZS 0.125 07-01-25 5.BTU 3.25 03-01-28 6.PODD 0.375 09-01-26 7.G0543H 8.CNX 2.25 05-01-26 9.MDB 0.25 01-15-26 10.GOOG
2022-12-31	181	$1.1B	0	1SPY 2PANW 0.375 06-01-25 3NEE 5.279 03-01-23 Top holdings2022-12-31 1.SPY 2.PANW 0.375 06-01-25 3.NEE 5.279 03-01-23 4.SLAB 0.625 06-15-25 5.G0543H 6.EQT 1.75 05-01-26 7.G2758T 8.MDB 0.25 01-15-26 9.ZS 0.125 07-01-25 10.G0703K
2022-09-30	223	$736.2M	0	1SPY2G0543H3MDB 0.25 01-15-26 Top holdings2022-09-30 1.SPY 2.G0543H 3.MDB 0.25 01-15-26 4.DDOG 0.125 06-15-25 5.SLAB 0.625 06-15-25 6.NEE 5.279 03-01-23 7.G2758T 8.GOOG 9.G6053N 10.G5463R
2022-06-30	133	$651.3M	0	1SPY 2NEE 4.872 09-01-22 3MDB 0.25 01-15-26 Top holdings2022-06-30 1.SPY 2.NEE 4.872 09-01-22 3.MDB 0.25 01-15-26 4.SO 6.75 08-01-22 2019 5.SPLK 0.5 09-15-23 6.BL 0.125 08-01-24 7.SLAB 0.625 06-15-25 8.GOOG 9.CLOV 10.ZEN 0.625 06-15-25
2022-03-31	198	$700.1M	0	1MDB 0.25 01-15-26 2NEE 4.872 09-01-22 3SAILUS 0.125 09-15-24 Top holdings2022-03-31 1.MDB 0.25 01-15-26 2.NEE 4.872 09-01-22 3.SAILUS 0.125 09-15-24 4.EQT 1.75 05-01-26 5.ZS 0.125 07-01-25 6.00461L 7.PANW 0.75 07-01-23 8.37892B 9.CNX 2.25 05-01-26 10.SO 6.75 08-01-22 2019
2021-12-31	184	$1.1B	0	1SPY 2IWM353625R Top holdings2021-12-31 1.SPY 2.IWM 3.53625R 4.MDB 0.25 01-15-26 5.PANW 0.375 06-01-25 6.G79448 7.00461L 8.ZS 0.125 07-01-25 9.QQQ 10.DDOG 0.125 06-15-25
2021-09-30	249	$980.2M	0	1SPY 2IWM 3BHP Top holdings2021-09-30 1.SPY 2.IWM 3.BHP 4.Z 0.75 09-01-24 5.G2911D 6.PANW 0.375 06-01-25 7.NCLH 8.ZS 0.125 07-01-25 9.COUP 0.125 06-15-25 10.15130M
2021-06-30	264	$1.2B	92	1SPY 2DIA 3MDY Top holdings2021-06-30 1.SPY 2.DIA 3.MDY 4.G2911D 5.XLV 6.NCLH 7.379582 8.00461L 9.SWK 10.CCL1EUR
2021-03-31	173	$1.0B	100	1SPY2G751303NEE 4.872 09-01-22 Top holdings2021-03-31 1.SPY 2.G75130 3.NEE 4.872 09-01-22 4.UNP 5.COUP 0.125 06-15-25 6.CCXGBP 7.G2911D 8.378579 9.NCLH 10.00461L
2020-12-31	200	$1.7B	63	1SPY 2QQQ 3COUP 0.125 06-15-25 Top holdings2020-12-31 1.SPY 2.QQQ 3.COUP 0.125 06-15-25 4.G2911D 5.DIA 6.G1702T 7.OKTA 0.125 09-01-25 8.92853V 9.GNRSQ 10.NCLH
2020-09-30	162	$1.4B	58	1SPY 2DIA 3THCBEUR Top holdings2020-09-30 1.SPY 2.DIA 3.THCBEUR 4.G8136L 5.OKTA 0.125 09-01-25 6.PCG 5.5 08-16-23 7.G2911D 8.IQ 3.75 12-01-23 9.UNP 10.XLK
2020-06-30	137	$1.5B	100	1SPY 2QQQ 3DIA Top holdings2020-06-30 1.SPY 2.QQQ 3.DIA 4.BLD 5.G8136L 6.TSLA 2.375 03-15-22 7.QTS 6.5 PERP B 8.THCBEUR 9.G5463L 10.NUAN 1 12-15-35
2020-03-31	114	$675.1M	100	1SPY 2QQQ374621Q Top holdings2020-03-31 1.SPY 2.QQQ 3.74621Q 4.PFE 5.MRK 6.LGCUSD 7.01749N 8.52539T 9.OKTA 0.25 02-15-23 10.G35006
2019-12-31	162	$2.0B	58	1SPY 2DIA 3LGCUSD Top holdings2019-12-31 1.SPY 2.DIA 3.LGCUSD 4.74621Q 5.MCHP 1.625 02-15-25 6.G5463L 7.XLY 8.G35006 9.XLV 10.OPESEUR
2019-09-30	136	$1.7B	53	1SPY 2QQQ 3MCHP 1.625 02-15-25 Top holdings2019-09-30 1.SPY 2.QQQ 3.MCHP 1.625 02-15-25 4.ON 1 12-01-20 5.MRK 6.74621Q 7.BDX 6.125 05-01-20 A 8.G9145A 9.D 7.25 06-01-22 A 10.G5463L
2019-06-30	138	$2.2B	72	1SPY 2QQQ 3MCHP 1.625 02-15-25 Top holdings2019-06-30 1.SPY 2.QQQ 3.MCHP 1.625 02-15-25 4.D 7.25 06-01-22 A 5.MMDM 6.ILMN 0.5 06-15-21 7.ON 1 12-01-20 8.BDX 6.125 05-01-20 A 9.SRE 6 01-15-21 A 10.PODD 1.25 09-15-21
2019-03-31	109	$1.3B	98	1SPY 2MU 3.125 05-01-32 D 3RH 0 06-15-19 Top holdings2019-03-31 1.SPY 2.MU 3.125 05-01-32 D 3.RH 0 06-15-19 4.WRLSUSD 5.MCHP 1.625 02-15-25 6.78516C 7.92211L 8.MMDM 9.G2345N 10.G8250R
2018-12-31	115	$750.3M	100	1SPY 2MU 3 11-15-43 G 3QQQ Top holdings2018-12-31 1.SPY 2.MU 3 11-15-43 G 3.QQQ 4.MCHP 1.625 02-15-25 5.G2345N 6.GOOGL 7.G2379F 8.WRLSUSD 9.RH 0 06-15-19 10.CZR 5 10-01-24
2018-09-30	147	$1.3B	94	1SPY 2QQQ 3DIA Top holdings2018-09-30 1.SPY 2.QQQ 3.DIA 4.ADVMCHF 5.IYR 6.CCI 7.DEA 8.03349M 9.MCHP 1.625 02-15-25 10.TCOM 1.25 10-15-18
2018-06-30	181	$976.5M	100	1DIA 2QQQ 3SPY Top holdings2018-06-30 1.DIA 2.QQQ 3.SPY 4.AMZN 5.TLT 6.TCOM 1.25 10-15-18 7.DEA 8.FXE 9.JNJ 10.NEE 6.123 09-01-19
2018-03-31	155	$1.6B	72	1SPY 2DIA 3GOOGL Top holdings2018-03-31 1.SPY 2.DIA 3.GOOGL 4.AMZN 5.META 6.ELV 5.25 05-01-18 7.73935A 8.GOF 9.MU 3 11-15-43 G 10.JNJ
2017-12-31	175	$1.9B	65	1SPY 2DIA373935A Top holdings2017-12-31 1.SPY 2.DIA 3.73935A 4.ELV 5.25 05-01-18 5.AAPL 6.META 7.PANW 0 07-01-19 8.WELL 6.5 PERP I 9.MCHP 1.625 02-15-25 10.UNH
2017-09-30	202	$1.9B	54	173935A2SPY 3DIA Top holdings2017-09-30 1.73935A 2.SPY 3.DIA 4.INTC 2.95 12-15-35 5.GOF 6.699462 7.GDX 8.WELL 6.5 PERP I 9.PANW 0 07-01-19 10.MU 2.125 02-15-33 F
2017-06-30	171	$2.0B	61	1SPY273935A3DIA Top holdings2017-06-30 1.SPY 2.73935A 3.DIA 4.TLT 5.GOF 6.INTC 2.95 12-15-35 7.PFE 8.IDCC 1.5 03-01-20 9.MU 2.125 02-15-33 F 10.PANW 0 07-01-19
2017-03-31	161	$1.8B	82	1SPY273935A3DIA Top holdings2017-03-31 1.SPY 2.73935A 3.DIA 4.ORCL 5.BMY 6.INTC 2.95 12-15-35 7.MU 2.125 02-15-33 F 8.IWD 9.UAA 10.FXI
2016-12-31	200	$2.4B	100	1SPY273935A3DIA Top holdings2016-12-31 1.SPY 2.73935A 3.DIA 4.TLT 5.CVX 6.PG 7.INTC 2.95 12-15-35 8.PFE 9.CMG 10.DOW
2016-09-30	195	$1.2B	100	1TLT273935A3SPY Top holdings2016-09-30 1.TLT 2.73935A 3.SPY 4.AMZN 5.DIA 6.BIIB 7.IBM 8.PXDEUR 9.MRO* 10.DOW
2016-06-30	195	$630.8M	100	1SPY 2TLT 3DIA Top holdings2016-06-30 1.SPY 2.TLT 3.DIA 4.AAPL 5.XLV 6.XLK 7.AGG 8.IBM 9.REYN 10.73935A
2016-03-31	118	$447.6M	100	1TLT 2SPY373935A Top holdings2016-03-31 1.TLT 2.SPY 3.73935A 4.AGG 5.AAPL 6.BAC 7.GPRO 8.PEG 9.984332 10.23130A
2015-12-31	141	$806.5M	92	1TLT273935A3DIA Top holdings2015-12-31 1.TLT 2.73935A 3.DIA 4.AAPL 5.JNJ 6.WFC 7.XLK 8.PG 9.LQD 10.XLU
2015-09-30	121	$385.0M	100	1TLT 2AAPL 3JNJ Top holdings2015-09-30 1.TLT 2.AAPL 3.JNJ 4.DOW 5.GPRO 6.BAC 7.DDD 8.VRSN 3.25 08-15-37 9.HRB 10.CMPR
2015-06-30	198	$838.9M	100	1DIA273935A3TLT Top holdings2015-06-30 1.DIA 2.73935A 3.TLT 4.WFC 5.MDY 6.DOW 7.XLF 8.PFE 9.MDLZ 10.EBAY
2015-03-31	230	$774.6M	61	1DIA 2TLT373935A Top holdings2015-03-31 1.DIA 2.TLT 3.73935A 4.AAPL 5.GS 6.MMM 7.EBAY 8.IBM 9.MSFT 10.BA
2014-12-31	253	$1.0B	100	1DIA273935A3AAPL Top holdings2014-12-31 1.DIA 2.73935A 3.AAPL 4.V 5.TLT 6.EBAY 7.GS 8.MMM 9.IBM 10.MSFT
2014-09-30	162	$852.7M	100	1TLT 2V 3IBM Top holdings2014-09-30 1.TLT 2.V 3.IBM 4.GS 5.MMM 6.BA 7.CVX 8.JNJ 9.UTXZ 10.CAT
2014-06-30	32	$232.9M	61	1TLT 2NEM 1.25 07-15-14 A 3SNDK 1.5 08-15-17 Top holdings2014-06-30 1.TLT 2.NEM 1.25 07-15-14 A 3.SNDK 1.5 08-15-17 4.NUAN 2.75 11-01-31 5.T 4.5 07-15-14 6.CDNS 2.625 06-01-15 7.NAV 3 10-15-14 8.SLXP 1.5 03-15-19 9.AMAT 10.LULU
2014-03-31	14	$369.9M	100	1TLT 2NEM 1.25 07-15-14 A 3NUAN 2.75 11-01-31 Top holdings2014-03-31 1.TLT 2.NEM 1.25 07-15-14 A 3.NUAN 2.75 11-01-31 4.NAV 3 10-15-14 5.CDNS 2.625 06-01-15 6.AFFX 4 07-01-19 7.T 4.5 07-15-14 8.TRN 3.875 06-01-36 9.ENDP 1.5 07-15-18 10.OCR 3.5 02-15-44
2013-12-31	141	$1.2B	69	1TLT 2AAPL 3DIA Top holdings2013-12-31 1.TLT 2.AAPL 3.DIA 4.MSFT 5.GOOG 6.V 7.MDY 8.AMZN 9.IBM 10.GS
2013-09-30	141	$1.6B	42	1SPY 2TLT 3DIA Top holdings2013-09-30 1.SPY 2.TLT 3.DIA 4.73935A 5.AAPL 6.MSFT 7.V 8.IBM 9.GS 10.GOOG
2013-06-30	145	$2.0B	0	1SPY 2DIA 3TLT Top holdings2013-06-30 1.SPY 2.DIA 3.TLT 4.73935A 5.AAPL 6.MSFT 7.IBM 8.GOOG 9.CVX 10.CSCO

Holding changes this quarter

Position changes disclosed by Mizuho Securities USA LLC for the quarter ending 2025-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	—	NEW	New buy
2	MSFT	Microsoft CORP	—	NEW	New buy
3	NVDA	Nvidia CORP	—	NEW	New buy
4	SPY	Ss Spdr S&p 500 ETF Trust-us	—	NEW	New buy
5	AMZN	Amazon.com INC	—	NEW	New buy
6	META	Meta Platforms Inc-class A	—	NEW	New buy
7	BRK-B	Berkshire Hathaway Inc-cl B	—	NEW	New buy
8	GOOGL	Alphabet Inc-cl A	—	NEW	New buy
9	AVGO	Broadcom INC	—	NEW	New buy
10	GOOG	Alphabet Inc-cl C	—	NEW	New buy
11	TSLA	Tesla INC	—	NEW	New buy
12	JPM	Jpmorgan Chase & Co	—	NEW	New buy
13	LLY	Eli Lilly & Co	—	NEW	New buy
14	V	Visa Inc-class A Shares	—	NEW	New buy
15	XOM	Exxon Mobil CORP	—	NEW	New buy
16	UNH	Unitedhealth Group INC	—	NEW	New buy
17	MA	Mastercard INC - A	—	NEW	New buy
18	ARES	Ares Management Corporation	—	NEW	New buy
19	XRT	Ss Spdr S&p Retail ETF	—	NEW	New buy
20	COST	Costco Wholesale CORP	—	NEW	New buy
21	PG	Procter & Gamble Co/the	—	NEW	New buy
22	JNJ	Johnson & Johnson	—	NEW	New buy
23	NFLX	Netflix INC	—	NEW	New buy
24	WMT	Walmart INC	—	NEW	New buy
25	ABBV	Abbvie INC	—	NEW	New buy
26	HD	Home Depot INC	—	NEW	New buy
27	EVRG 4.5 12-15-27	Evergy INC	—	NEW	New buy
28	CVX	Chevron CORP	—	NEW	New buy
29	KO	Coca-cola Co/the	—	NEW	New buy
30	BAC	Bank Of America CORP	—	NEW	New buy
31	NET 0 08-15-26	Cloudflare INC	—	NEW	New buy
32	AFSC	Abrdn Fcsd US Sc A ETF	—	NEW	New buy
33	CRM	Salesforce INC	—	NEW	New buy
34	PM	Philip Morris International	—	NEW	New buy
35	CSCO	Cisco Systems INC	—	NEW	New buy
36	SO 3.875 12-15-25	Southern Co	—	NEW	New buy
37	WFC	Wells Fargo & Co	—	NEW	New buy
38	ABT	Abbott Laboratories	—	NEW	New buy
39	IBM	Intl Business Machines CORP	—	NEW	New buy
40	MRK	Merck & Co. INC.	—	NEW	New buy
41	ORCL	Oracle CORP	—	NEW	New buy
42	MCD	Mcdonald's CORP	—	NEW	New buy
43	LIN	Linde plc	—	NEW	New buy
44	GE	General Electric	—	NEW	New buy
45	DDOG 0.125 06-15-25	Datadog INC	—	NEW	New buy
46	PEP	Pepsico INC	—	NEW	New buy
47	T	At&t INC	—	NEW	New buy
48	ACN	Accenture plc	—	NEW	New buy
49	VZ	Verizon Communications INC	—	NEW	New buy
50	TMO	Thermo Fisher Scientific INC	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2025-03-31	2025-05-12	13F-HR	View on EDGAR
2024-12-31	2025-02-11	13F-HR	View on EDGAR
2024-09-30	2024-11-12	Amendment	View on EDGAR
2024-09-30	2024-11-06	13F-HR	View on EDGAR
2024-06-30	2024-07-31	13F-HR	View on EDGAR
2024-03-31	2024-05-10	13F-HR	View on EDGAR
2023-12-31	2024-02-08	13F-HR	View on EDGAR
2023-09-30	2023-11-09	13F-HR	View on EDGAR
2023-06-30	2023-08-09	13F-HR	View on EDGAR
2023-03-31	2023-05-03	13F-HR	View on EDGAR
2022-12-31	2023-02-03	13F-HR	View on EDGAR
2022-09-30	2022-10-24	13F-HR	View on EDGAR
2022-06-30	2022-07-28	13F-HR	View on EDGAR
2022-03-31	2022-04-27	13F-HR	View on EDGAR
2021-12-31	2022-01-28	13F-HR	View on EDGAR
2021-09-30	2021-10-28	13F-HR	View on EDGAR
2021-06-30	2021-07-28	13F-HR	View on EDGAR
2021-03-31	2021-04-28	13F-HR	View on EDGAR
2020-12-31	2021-01-29	13F-HR	View on EDGAR
2020-09-30	2020-10-26	13F-HR	View on EDGAR
2020-06-30	2020-07-27	13F-HR	View on EDGAR
2020-03-31	2020-05-01	13F-HR	View on EDGAR
2019-12-31	2020-01-30	13F-HR	View on EDGAR
2019-09-30	2019-10-31	13F-HR	View on EDGAR
2019-06-30	2019-08-08	13F-HR	View on EDGAR
2019-03-31	2019-04-24	13F-HR	View on EDGAR
2018-12-31	2019-02-04	13F-HR	View on EDGAR
2018-09-30	2018-10-18	13F-HR	View on EDGAR
2018-06-30	2018-07-23	13F-HR	View on EDGAR
2018-03-31	2018-05-01	13F-HR	View on EDGAR
2017-12-31	2018-01-24	13F-HR	View on EDGAR
2017-09-30	2017-10-23	13F-HR	View on EDGAR
2017-06-30	2017-07-21	13F-HR	View on EDGAR
2017-03-31	2017-05-05	13F-HR	View on EDGAR
2016-12-31	2017-02-07	13F-HR	View on EDGAR
2016-09-30	2016-10-21	13F-HR	View on EDGAR
2016-06-30	2016-07-20	13F-HR	View on EDGAR
2016-03-31	2016-04-21	13F-HR	View on EDGAR
2015-12-31	2016-01-21	13F-HR	View on EDGAR
2015-09-30	2015-10-20	13F-HR	View on EDGAR
2015-06-30	2015-07-20	13F-HR	View on EDGAR
2015-03-31	2015-04-28	13F-HR	View on EDGAR
2014-12-31	2015-01-28	13F-HR	View on EDGAR
2014-09-30	2014-10-07	13F-HR	View on EDGAR
2014-06-30	2014-07-02	13F-HR	View on EDGAR
2014-03-31	2014-04-03	13F-HR	View on EDGAR
2013-12-31	2014-01-15	13F-HR	View on EDGAR
2013-09-30	2013-11-12	13F-HR	View on EDGAR
2013-06-30	2013-07-26	13F-HR	View on EDGAR