MA
Mirae Asset Securities (usa) INC. 13F Filing History & Holdings
Mirae Asset Securities (usa) INC.CIK: 0000890203
Diversified strategyMomentum followerSector-focused
Total reported value
$2.7B
Reporting period: 2026-03-31 · Number of holdings: 153
MIRAE ASSET SECURITIES (USA) INC. disclosed 153 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $2.7B and a quarterly turnover rate of 68.3%.
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Personality snowflake
- Concentration
- 20.2
- Portfolio Stability
- 68.29
- Momentum/Contrarian
- 100
- Sector conviction
- 92.71
- Diversification
- 100
- Sizing Uniformity
- 79.9
Mirae Asset Securities (usa) INC.'s disclosed holdings carry a Herfindahl concentration index of 0.050 — mathematically equivalent to about 20 equally-sized positions, well below its 153 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.01), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 39% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Recent moves
Add SPY
+32.8% $69.4M
Trim GOOGL
-90.0% -$96.8M
Add QQQ
-0.2% -$20.1M
Add XOP
0.0% $36.1M
Add TSM
-0.2% $40.7M
Trim AMD
-80.9% -$35.5M
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
Showing top 99 holdings (of 153 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 12.10% | +4.94% | +32.82% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 11.01% | +2.21% | -0.24% | |
| 3 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 9.25% | — | -6.49% | |
| 4 | AVGO | Broadcom INC | Stock-Tech | 5.80% | — | +15.27% | |
| 5 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-Other | 4.34% | +2.08% | — | |
| 6 | XLI | Ss Industrial Select Sector | ETF-Other | 3.86% | — | -0.06% | |
| 7 | XRT | Ss Spdr S&p Retail ETF | ETF-Other | 3.84% | — | — | |
| 8 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 3.73% | +2.05% | -0.17% | |
| 9 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 3.40% | — | — | |
| 10 | MSFT | Microsoft CORP | Stock-Tech | 2.05% | +0.05% | -49.97% | |
| 11 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.89% | +0.05% | -25.03% | |
| 12 | XHB | Ss Spdr S&p Homebldrs ETF | ETF-Other | 1.81% | — | — | |
| 13 | ORCL | Oracle CORP | Stock-Tech | 1.73% | — | +44.14% | |
| 14 | NFLX | Netflix INC | Stock-Comm Services | 1.41% | +1.41% | NEW | |
| 15 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 1.34% | — | -16.99% | |
| 16 | CAT | Caterpillar INC | Stock-Industrials | 1.30% | — | -0.52% | |
| 17 | BKNG | Booking Holdings INC | Stock-Consumer Disc | 1.27% | +1.27% | NEW | |
| 18 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.15% | — | +42.56% | |
| 19 | PEP | Pepsico INC | Stock-Consumer Staples | 1.14% | +1.14% | NEW | |
| 20 | HLT | Hilton Worldwide Holdings In | Stock-Consumer Disc | 1.12% | +1.12% | NEW | |
| 21 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.11% | — | -0.14% | |
| 22 | NVDA | Nvidia CORP | Stock-Tech | 1.09% | -0.71% | -75.75% | |
| 23 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.06% | -2.39% | -90.04% | |
| 24 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.05% | -0.25% | -55.61% | |
| 25 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 1.05% | — | — | |
| 26 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.97% | — | +24.75% | |
| 27 | USO | United States Oil Fund LP | ETF-Other | 0.93% | +0.93% | NEW | |
| 28 | MA | Mastercard INC - A | Stock-Financials | 0.92% | +0.92% | NEW | |
| 29 | EWY | Ishares Msci South Korea ETF | ETF-Other | 0.90% | +0.69% | +149.77% | |
| 30 | IBM | Intl Business Machines CORP | Stock-Tech | 0.89% | +0.89% | NEW | |
| 31 | BLK | Blackrock INC | Stock-Financials | 0.85% | +0.85% | NEW | |
| 32 | CVX | Chevron CORP | Stock-Energy | 0.84% | +0.84% | NEW | |
| 33 | GS | Goldman Sachs Group INC | Stock-Financials | 0.78% | — | -0.14% | |
| 34 | TT | Trane Technologies plc | Stock-Industrials | 0.77% | +0.77% | NEW | |
| 35 | AMD | Advanced Micro Devices | Stock-Tech | 0.75% | -0.79% | -80.90% | |
| 36 | QCOM | Qualcomm INC | Stock-Tech | 0.71% | — | +49.80% | |
| 37 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 0.69% | -0.72% | -57.13% | |
| 38 | CRM | Salesforce INC | Stock-Tech | 0.69% | — | -0.14% | |
| 39 | TSLA | Tesla INC | Stock-Consumer Disc | 0.69% | -0.56% | -67.02% | |
| 40 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 0.67% | +0.67% | NEW | |
| 41 | TGT | Target CORP | Stock-Consumer Disc | 0.65% | — | +0.25% | |
| 42 | MU | Micron Technology INC | Stock-Tech | 0.62% | -0.56% | -66.70% | |
| 43 | HD | Home Depot INC | Stock-Consumer Disc | 0.60% | — | +24.43% | |
| 44 | DASH | Doordash INC - A | Stock-Consumer Disc | 0.55% | — | — | |
| 45 | MCHP | Microchip Technology INC | Stock-Tech | 0.48% | — | — | |
| 46 | XBI | Ss Spdr S&p Biotech ETF | ETF-Tech | 0.47% | — | — | |
| 47 | GE | General Electric | Stock-Industrials | 0.46% | -0.39% | -56.25% | |
| 48 | LCID | Lucid Group INC | Stock-Consumer Disc | 0.35% | — | — | |
| 49 | CDE | Coeur Mining INC | Stock-Materials | 0.35% | — | — | |
| 50 | PYPL | Paypal Holdings INC | Stock-Financials | 0.33% | — | — |
1–50 of 99
Portfolio Performance
Performance for Q3 2026
+1.9%
Performance Last 4 Quarters
+19.6%
Based on 88% of reported portfolio value with available pricing
- Stdev
- +16.5%
- Beta
- +1.23
- Alpha
- -3.5%
- Max Drawdown
- -7.9%
- Annualized Perf
- +16.8%
- Batting Avg vs S&P
- +43.5%
- Sortino
- +2.56
- Stutzer
- +0.32
- Treynor
- +0.14
- Sterling
- +1.1
- Calmar
- +2.14
- Information Ratio
- +0.06
- Tracking Error
- +5.6%
- Stdev Down
- +6.6%
- Winning Months %
- +56.5%
- Losing Months %
- +43.5%
- Best 12 Months
- +35.5%
- Worst 12 Months
- +11.4%
- Efficiency Ratio
- +0.42
- Sharpe
- +1.02
- Stdev Sectors
- +14.8%
- Skewness
- +1.2
- Kurtosis
- +1.89
- Upside Potential
- +4.54
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 153 | $2.7B | 68 | |
| 2025-12-31 | 184 | $3.6B | 64 | |
| 2025-09-30 | 151 | $3.3B | 96 | |
| 2025-06-30 | 200 | $3.3B | 0 | |
| 2025-03-31 | 203 | $3.6B | 0 | |
| 2024-12-31 | 156 | $3.3B | 0 | |
| 2024-09-30 | 138 | $2.5B | 0 | |
| 2024-06-30 | 198 | $2.1B | 0 |
Holding changes this quarter
Mirae Asset Securities (usa) INC.'s most significant position changes for 2026-03-31: Sold out: Meta Platforms Inc-class A (META); Sold out: Iren LTD F (IREN); Sold out: Amazon.com INC (AMZN); Sold out: Strategy INC (MSTR); Sold out: Apple INC (AAPL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +4.9% | +32.82% | Add |
| 2 | QQQ | Invesco Qqq Trust Series 1 | +2.2% | -0.24% | Trim |
| 3 | XOP | Ss Spdr S&p Og Exp & Prod | +2.1% | — | Unchanged |
| 4 | TSM | Taiwan Semiconductor-sp Adr | +2.1% | -0.17% | Trim |
| 5 | EWY | Ishares Msci South Korea ETF | +0.7% | +149.77% | Add |
| 6 | MSFT | Microsoft CORP | +0.1% | -49.97% | Trim |
| 7 | MDY | State Street Spdr S&p Midcap | +0.1% | -25.03% | Trim |
| 8 | GOOG | Alphabet Inc-cl C | -0.3% | -55.61% | Trim |
| 9 | GE | General Electric | -0.4% | -56.25% | Trim |
| 10 | TSLA | Tesla INC | -0.6% | -67.02% | Trim |
| 11 | MU | Micron Technology INC | -0.6% | -66.70% | Trim |
| 12 | NVDA | Nvidia CORP | -0.7% | -75.75% | Trim |
| 13 | BABA | Alibaba Group Holding-sp Adr | -0.7% | -57.13% | Trim |
| 14 | AMD | Advanced Micro Devices | -0.8% | -80.90% | Trim |
| 15 | GOOGL | Alphabet Inc-cl A | -2.4% | -90.04% | Trim |
| 16 | META | Meta Platforms Inc-class A | — | EXIT | Sold out |
| 17 | IREN | Iren LTD F | — | EXIT | Sold out |
| 18 | AMZN | Amazon.com INC | — | EXIT | Sold out |
| 19 | MSTR | Strategy INC | — | EXIT | Sold out |
| 20 | AAPL | Apple INC | — | EXIT | Sold out |
| 21 | BIDU | Baidu INC - Spon Adr | — | EXIT | Sold out |
| 22 | NFLX | Netflix INC | — | NEW | New buy |
| 23 | EFA | Ishares Msci Eafe ETF | — | EXIT | Sold out |
| 24 | SMH | Vaneck Semiconductor ETF | — | EXIT | Sold out |
| 25 | BKNG | Booking Holdings INC | — | NEW | New buy |
| 26 | DIS | Walt Disney Co/the | — | EXIT | Sold out |
| 27 | PEP | Pepsico INC | — | NEW | New buy |
| 28 | HLT | Hilton Worldwide Holdings In | — | NEW | New buy |
| 29 | TRV | Travelers Cos Inc/the | — | EXIT | Sold out |
| 30 | FXI | Ishares China Large-cap ETF | — | EXIT | Sold out |
| 31 | USO | United States Oil Fund LP | — | NEW | New buy |
| 32 | MA | Mastercard INC - A | — | NEW | New buy |
| 33 | GILD | Gilead Sciences INC | — | EXIT | Sold out |
| 34 | IBM | Intl Business Machines CORP | — | NEW | New buy |
| 35 | XOM | Exxon Mobil CORP | — | EXIT | Sold out |
| 36 | WMT | Walmart INC | — | EXIT | Sold out |
| 37 | BLK | Blackrock INC | — | NEW | New buy |
| 38 | CVX | Chevron CORP | — | NEW | New buy |
| 39 | PDD | Pdd Holdings INC | — | EXIT | Sold out |
| 40 | PFE | Pfizer INC | — | EXIT | Sold out |
| 41 | BMNR | Bitmine Immersion Technologi | — | EXIT | Sold out |
| 42 | BA | Boeing Co/the | — | EXIT | Sold out |
| 43 | LIN | Linde plc | — | EXIT | Sold out |
| 44 | MRK | Merck & Co. INC. | — | EXIT | Sold out |
| 45 | V | Visa Inc-class A Shares | — | EXIT | Sold out |
| 46 | TT | Trane Technologies plc | — | NEW | New buy |
| 47 | JNJ | Johnson & Johnson | — | EXIT | Sold out |
| 48 | AXP | American Express Co | — | EXIT | Sold out |
| 49 | GDX | Vaneck Gold Miners ETF | — | NEW | New buy |
| 50 | UNH | Unitedhealth Group INC | — | EXIT | Sold out |
Filing History
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-29 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-11 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-24 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-05 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-11 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-06 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-31 | 13F-HR | View on EDGAR |
FAQ
What is Mirae Asset Securities (usa) INC. and what type of investor is it?
Mirae Asset Securities (usa) INC. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $2.7B, spread across 153 disclosed positions.
What are Mirae Asset Securities (usa) INC.'s largest equity positions?
Based on the latest 13F filing, Mirae Asset Securities (usa) INC.'s top holdings by market value are:
1. Ss Spdr S&p 500 ETF Trust-us (SPY) — $329.6M (12.1%)
2. Invesco Qqq Trust Series 1 (QQQ) — $299.9M (11.0%)
3. Ishares Russell 2000 ETF (IWM) — $252.0M (9.3%)
4. Broadcom INC (AVGO) — $158.0M (5.8%)
5. Ss Spdr S&p Og Exp & Prod (XOP) — $118.2M (4.3%)
What changes did Mirae Asset Securities (usa) INC. make in its most recent portfolio filing?
In the latest reported quarter, Mirae Asset Securities (usa) INC. made 49 notable position adjustments: 11 new positions were initiated, 2 existing holdings were added to, 12 positions were partially reduced, and 24 were completely exited. The largest of these moves: Sold out: Meta Platforms Inc-class A (META); Sold out: Iren LTD F (IREN); Sold out: Amazon.com INC (AMZN); Sold out: Strategy INC (MSTR); Sold out: Apple INC (AAPL)
What sectors does Mirae Asset Securities (usa) INC. focus on?
Mirae Asset Securities (usa) INC. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 50.2%
• Consumer Discretionary: 19.6%
• Communication Services: 9.0%
• Industrials: 7.3%
• Financials: 5.2%
• Consumer Staples: 4.5%
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