CIK: 0001607355
Total reported value
$188.9M
Reporting period: 2026-03-31 · Number of holdings: 510
MARK SHEPTOFF FINANCIAL PLANNING, LLC disclosed 510 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $188.9M and a quarterly turnover rate of 29.4%.
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Mark Sheptoff Financial Planning, LLC's disclosed holdings carry a Herfindahl concentration index of 0.036 — mathematically equivalent to about 28 equally-sized positions, well below its 510 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.19), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Add CLS
-2.1% $3.4M
Add NEE
-4.3% $2.2M
Trim ABT
-58.3% -$3.8M
Trim TSLA
-45.7% -$3.8M
Trim AAPL
-33.3% -$3.8M
Trim MSFT
-5.0% -$4.5M
Showing top 200 holdings (of 510 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | Stock-Tech | 9.99% | -1.15% | -5.04% | |
| 2 | NEE | Nextera Energy INC | Stock-Utilities | 8.94% | +1.92% | -4.34% | |
| 3 | CLS | Celestica INC | Stock-Tech | 6.56% | +2.29% | -2.13% | |
| 4 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 5.27% | -0.90% | +0.63% | |
| 5 | AAPL | Apple INC | Stock-Tech | 4.68% | -1.37% | -33.27% | |
| 6 | RTX | Rtx CORP | Stock-Industrials | 4.09% | +0.22% | +1.02% | |
| 7 | JNJ | Johnson & Johnson | Stock-Healthcare | 3.92% | — | -7.76% | |
| 8 | PEP | Pepsico INC | Stock-Consumer Staples | 3.02% | — | -9.93% | |
| 9 | VEEV | Veeva Systems Inc-class A | Stock-Healthcare | 2.47% | -0.55% | -4.01% | |
| 10 | ABBV | Abbvie INC | Stock-Healthcare | 2.31% | -0.46% | -16.60% | |
| 11 | VRTX | Vertex Pharmaceuticals INC | Stock-Healthcare | 2.14% | -0.07% | -6.83% | |
| 12 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 1.86% | +0.42% | +9.48% | |
| 13 | TSLA | Tesla INC | Stock-Consumer Disc | 1.80% | -1.64% | -45.68% | |
| 14 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 1.68% | -0.03% | -4.75% | |
| 15 | GD | General Dynamics CORP | Stock-Industrials | 1.52% | +0.25% | +3.46% | |
| 16 | V | Visa Inc-class A Shares | Stock-Financials | 1.39% | -0.04% | -4.69% | |
| 17 | CIBR | First Trust Nasdaq Cybersecu | ETF-Tech | 1.24% | — | -5.22% | |
| 18 | NVDA | Nvidia CORP | Stock-Tech | 1.18% | -0.26% | -30.16% | |
| 19 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 1.14% | +0.38% | +24.20% | |
| 20 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.11% | — | -7.56% | |
| 21 | BAI | Ishrs Ai In And Tech Act ETF | ETF-Tech | 1.06% | +0.33% | -2.13% | |
| 22 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.02% | +0.42% | +28.92% | |
| 23 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.87% | -0.37% | -46.15% | |
| 24 | ABT | Abbott Laboratories | Stock-Healthcare | 0.82% | -1.74% | -58.26% | |
| 25 | IHAK | Ishares Cybersecurity & Tech | ETF-Tech | 0.82% | — | -2.33% | |
| 26 | PWR | Quanta Services INC | Stock-Industrials | 0.74% | +0.38% | — | |
| 27 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 0.72% | — | -5.41% | |
| 28 | AEP | American Electric Power | Stock-Utilities | 0.67% | — | -13.35% | |
| 29 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.67% | +0.22% | +29.04% | |
| 30 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.62% | -0.84% | -64.99% | |
| 31 | KTOS | Kratos Defense & Security | Stock-Industrials | 0.60% | -0.09% | +0.66% | |
| 32 | HD | Home Depot INC | Stock-Consumer Disc | 0.57% | — | -1.72% | |
| 33 | TXN | Texas Instruments INC | Stock-Tech | 0.56% | +0.25% | — | |
| 34 | HIG | Hartford Insurance Group INC | Stock-Financials | 0.55% | — | -0.32% | |
| 35 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.54% | +0.54% | NEW | |
| 36 | AWK | American Water Works Co INC | Stock-Utilities | 0.54% | — | -10.44% | |
| 37 | TTC | Toro Co | Stock-Industrials | 0.50% | — | — | |
| 38 | KNSA | Kiniksa Pharmaceuticals International, plc | Stock-Other | 0.50% | +0.18% | +0.92% | |
| 39 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 0.47% | +0.47% | NEW | |
| 40 | DVN | Devon Energy CORP | Stock-Energy | 0.44% | +0.15% | -2.08% | |
| 41 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.44% | — | -3.57% | |
| 42 | FAS | Dirx Dly Finacial B3x Etf-ui | ETF-Other | 0.42% | -0.06% | — | |
| 43 | XLI | Ss Industrial Select Sector | ETF-Other | 0.42% | +0.13% | +17.94% | |
| 44 | XLV | Ss Health Care Select Sector | ETF-Other | 0.40% | — | +13.83% | |
| 45 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.39% | — | -7.18% | |
| 46 | EVTR | Eaton Vance Total Return | ETF-Other | 0.39% | — | +5.09% | |
| 47 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.39% | — | -2.64% | |
| 48 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.38% | — | -12.19% | |
| 49 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 0.37% | — | +1.14% | |
| 50 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.37% | — | — |
Performance for Q3 2026
+1.4%
Performance Last 4 Quarters
+16%
Based on 70% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 510 | $188.9M | 29 | |
| 2025-12-31 | 507 | $209.8M | 13 | |
| 2025-09-30 | 481 | $208.9M | 35 | |
| 2025-06-30 | 512 | $187.6M | 0 | |
| 2025-03-31 | 445 | $181.4M | 100 | |
| 2024-12-31 | 431 | $186.4M | 0 | |
| 2024-09-30 | 428 | $188.2M | 0 | |
| 2024-06-30 | 429 | $178.9M | 0 | |
| 2024-03-31 | 402 | $180.3M | 0 | |
| 2023-12-31 | 396 | $166.0M | 0 | |
| 2023-09-30 | 383 | $155.8M | 0 | |
| 2023-06-30 | 392 | $175.3M | 0 | |
| 2023-03-31 | 385 | $172.2M | 0 | |
| 2022-12-31 | 394 | $170.5M | 0 | |
| 2022-09-30 | 379 | $164.2M | 0 | |
| 2022-06-30 | 391 | $174.0M | 0 | |
| 2022-03-31 | 436 | $198.7M | 0 | |
| 2021-12-31 | 468 | $209.5M | 0 | |
| 2021-09-30 | 398 | $181.7M | 0 | |
| 2021-06-30 | 420 | $186.6M | 100 | |
| 2021-03-31 | 379 | $174.2M | 13 | |
| 2020-12-31 | 360 | $175.8M | 17 | |
| 2020-09-30 | 332 | $162.5M | 20 | |
| 2020-06-30 | 364 | $154.2M | 24 | |
| 2020-03-31 | 352 | $132.3M | 25 | |
| 2019-12-31 | 370 | $158.8M | 16 | |
| 2019-09-30 | 365 | $148.3M | 18 | |
| 2019-06-30 | 360 | $146.5M | 15 | |
| 2019-03-31 | 361 | $138.8M | 20 | |
| 2018-12-31 | 335 | $120.4M | 23 | |
| 2018-09-30 | 367 | $145.8M | 14 | |
| 2018-06-30 | 369 | $135.2M | 24 | |
| 2018-03-31 | 386 | $144.1M | 14 | |
| 2017-12-31 | 378 | $153.8M | 12 | |
| 2017-09-30 | 378 | $148.9M | 19 | |
| 2017-06-30 | 374 | $145.6M | 17 | |
| 2017-03-31 | 376 | $140.2M | 15 | |
| 2016-12-31 | 366 | $134.7M | 17 | |
| 2016-09-30 | 359 | $134.5M | 13 | |
| 2016-06-30 | 356 | $133.8M | 23 | |
| 2016-03-31 | 365 | $123.0M | 19 | |
| 2015-12-31 | 392 | $123.4M | 20 | |
| 2015-09-30 | 405 | $114.1M | 25 | |
| 2015-06-30 | 404 | $123.7M | 16 | |
| 2015-03-31 | 342 | $119.9M | 18 | |
| 2014-12-31 | 343 | $113.1M | 26 | |
| 2014-09-30 | 351 | $113.1M | 22 | |
| 2014-06-30 | 357 | $117.0M | 13 | |
| 2014-03-31 | 369 | $113.0M | — |
Mark Sheptoff Financial Planning, LLC's most significant position changes for 2026-03-31: New buy: Vanguard Int-term Corporate (VCIT); Sold out: Timken Co (TKR); Sold out: Ss Spdr S&p 500 ETF Trust-us (SPY); New buy: Jpmorgan Core Plus Bond ETF (JCPB); Sold out: Harmony Gold Mng-spon Adr (HMY).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CLS | Celestica INC | +2.3% | -2.13% | Trim |
| 2 | NEE | Nextera Energy INC | +1.9% | -4.34% | Trim |
| 3 | AMZN | Amazon.com INC | +0.4% | +28.92% | Add |
| 4 | RSP | Invesco S&p 500 Equal Weight | +0.4% | +9.48% | Add |
| 5 | PWR | Quanta Services INC | +0.4% | — | Unchanged |
| 6 | VYM | Vanguard High Dvd Yield ETF | +0.4% | +24.20% | Add |
| 7 | FDVV | Fidelity High Dividend ETF | +0.4% | +9745.76% | Add |
| 8 | BAI | Ishrs Ai In And Tech Act ETF | +0.3% | -2.13% | Trim |
| 9 | TXN | Texas Instruments INC | +0.3% | — | Unchanged |
| 10 | GD | General Dynamics CORP | +0.3% | +3.46% | Add |
| 11 | RTX | Rtx CORP | +0.2% | +1.02% | Add |
| 12 | VIG | Vanguard Dividend Apprec ETF | +0.2% | +29.04% | Add |
| 13 | KNSA | Kiniksa Pharmaceuticals International, plc | +0.2% | +0.92% | Add |
| 14 | DVN | Devon Energy CORP | +0.2% | -2.08% | Trim |
| 15 | XLI | Ss Industrial Select Sector | +0.1% | +17.94% | Add |
| 16 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | -4.75% | Trim |
| 17 | V | Visa Inc-class A Shares | 0% | -4.69% | Trim |
| 18 | FAS | Dirx Dly Finacial B3x Etf-ui | -0.1% | — | Unchanged |
| 19 | VRTX | Vertex Pharmaceuticals INC | -0.1% | -6.83% | Trim |
| 20 | MDT | Medtronic plc | -0.1% | -58.46% | Trim |
| 21 | HRL | Hormel Foods CORP | -0.1% | -56.57% | Trim |
| 22 | KTOS | Kratos Defense & Security | -0.1% | +0.66% | Add |
| 23 | RYAN | Ryan Specialty Holdings INC | -0.1% | -12.03% | Trim |
| 24 | META | Meta Platforms Inc-class A | -0.1% | -80.94% | Trim |
| 25 | CSX | Csx CORP | -0.1% | -84.71% | Trim |
| 26 | KRMN | Karman Holdings INC | -0.1% | -96.91% | Trim |
| 27 | NVDA | Nvidia CORP | -0.3% | -30.16% | Trim |
| 28 | CRDO | Credo Technology Group Holding Ltd | -0.3% | -87.38% | Trim |
| 29 | COST | Costco Wholesale CORP | -0.4% | -46.15% | Trim |
| 30 | ABBV | Abbvie INC | -0.5% | -16.60% | Trim |
| 31 | VEEV | Veeva Systems Inc-class A | -0.6% | -4.01% | Trim |
| 32 | UNH | Unitedhealth Group INC | -0.8% | -64.99% | Trim |
| 33 | PLTR | Palantir Technologies Inc-a | -0.9% | +0.63% | Add |
| 34 | MSFT | Microsoft CORP | -1.2% | -5.04% | Trim |
| 35 | AAPL | Apple INC | -1.4% | -33.27% | Trim |
| 36 | TSLA | Tesla INC | -1.6% | -45.68% | Trim |
| 37 | ABT | Abbott Laboratories | -1.7% | -58.26% | Trim |
| 38 | VCIT | Vanguard Int-term Corporate | — | NEW | New buy |
| 39 | TKR | Timken Co | — | EXIT | Sold out |
| 40 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | EXIT | Sold out |
| 41 | JCPB | Jpmorgan Core Plus Bond ETF | — | NEW | New buy |
| 42 | HMY | Harmony Gold Mng-spon Adr | — | EXIT | Sold out |
| 43 | HPE | Hewlett Packard Enterprise | — | NEW | New buy |
| 44 | TVTX | Travere Therapeutics INC | — | EXIT | Sold out |
| 45 | CLM | Cornerstone Strategic Invest | — | EXIT | Sold out |
| 46 | BIV | Vanguard Intermediate-term B | — | NEW | New buy |
| 47 | NSRGY | Nestle Sa-spons Adr | — | NEW | New buy |
| 48 | JPM | Jpmorgan Chase & Co | — | EXIT | Sold out |
| 49 | URI | United Rentals INC | — | EXIT | Sold out |
| 50 | IGIB | Ishares 5-10y Inv Grade CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-13 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-06 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-10 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-09 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-10 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-09 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-11 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-10 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-12 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-11 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-11 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-12 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-10 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-07 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-10 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-10 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-11 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-09 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-08 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-09 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-09 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-09 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-08 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-07 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-07 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-09 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-09 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-09 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-05 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-09 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-13 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-09 | 13F-HR | View on EDGAR |
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