CIK: 0000810121
Total reported value
$6.5B
Reporting period: 2026-03-31 · Number of holdings: 4673
HARBOUR INVESTMENTS, INC. disclosed 4673 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $6.5B and a quarterly turnover rate of 38.9%.
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Harbour Investments, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.006 — mathematically equivalent to about 157 equally-sized positions, well below its 4673 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.36), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim VOO
-14.5% -$53.8M
Trim QQQ
+1.0% -$8.7M
Add DFAI
+13938.1% $49.3M
Add IVE
+594.1% $51.0M
Add IVW
+469.4% $48.7M
Trim BND
-63.9% -$25.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.64% | -2.24% | -14.52% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.48% | -0.95% | +0.97% | |
| 3 | SDVY | First Trust Smid Cap Rising | ETF-Other | 2.33% | +0.22% | +41.04% | |
| 4 | AAPL | Apple INC | Stock-Tech | 1.80% | +0.31% | +69.61% | |
| 5 | UCON | First Trust Smith Unconstrai | ETF-Other | 1.58% | -0.24% | +15.70% | |
| 6 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 1.43% | +0.22% | +48.39% | |
| 7 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 1.36% | — | +5.41% | |
| 8 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.31% | — | +0.27% | |
| 9 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 1.24% | +0.05% | +44.24% | |
| 10 | CGCP | Cap Group Core Plus Income | ETF-Other | 1.11% | -0.18% | +14.13% | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.98% | — | +13.67% | |
| 12 | RDVY | First Trust Rising Dividend | ETF-Other | 0.94% | +0.12% | +53.27% | |
| 13 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.93% | +0.70% | +469.40% | |
| 14 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 0.92% | +0.74% | +594.11% | |
| 15 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.91% | +0.01% | +19.37% | |
| 16 | FTCB | Ft Core Investment Grade ETF | ETF-Corp Bonds | 0.90% | +0.47% | +179.53% | |
| 17 | NVDA | Nvidia CORP | Stock-Tech | 0.89% | -0.07% | +29.72% | |
| 18 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.88% | — | +11.55% | |
| 19 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.86% | +0.06% | +39.89% | |
| 20 | VUG | Vanguard Growth ETF | ETF-Other | 0.82% | +0.06% | +57.07% | |
| 21 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.80% | +0.07% | +50.29% | |
| 22 | DFAI | Dimensional International Co | ETF-Other | 0.77% | +0.76% | +13938.14% | |
| 23 | ABBV | Abbvie INC | Stock-Healthcare | 0.77% | -0.03% | +32.55% | |
| 24 | AVDE | Avantis International Equity | ETF-Other | 0.71% | -0.01% | +25.63% | |
| 25 | CGDV | Cap Group Dividend Value | ETF-Other | 0.71% | +0.04% | +44.05% | |
| 26 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.70% | — | +0.33% | |
| 27 | MSFT | Microsoft CORP | Stock-Tech | 0.70% | — | +52.95% | |
| 28 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.66% | — | +14.22% | |
| 29 | FTCS | First Trust Capital Strength | ETF-Other | 0.63% | — | +9.58% | |
| 30 | DUHP | Dimensional US High Profi Et | ETF-Other | 0.62% | +0.15% | +80.46% | |
| 31 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.61% | +0.35% | +211.92% | |
| 32 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.61% | — | +36.74% | |
| 33 | LOTI | Liberty Tactical INC ETF | ETF-Other | 0.57% | — | +28.12% | |
| 34 | LMBS | First Trust Low Duration Opp | ETF-Other | 0.56% | +0.02% | +38.14% | |
| 35 | CGGR | Cap Group Growth Equity | ETF-Other | 0.54% | — | +34.15% | |
| 36 | FBND | Fidelity Total Bond ETF | ETF-Other | 0.54% | +0.13% | +72.99% | |
| 37 | CGBL | Cap Group Core Balanced | ETF-Other | 0.52% | +0.08% | +58.73% | |
| 38 | JBND | Jpmorgan Active Bond ETF | ETF-Other | 0.50% | +0.33% | +290.89% | |
| 39 | COWZ | Pacer US Cash Cows 100 ETF | ETF-Other | 0.47% | — | +25.41% | |
| 40 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 0.47% | — | +26.54% | |
| 41 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.47% | -0.53% | -33.56% | |
| 42 | AIRR | First Trust Rba American Ind | ETF-Other | 0.45% | +0.02% | +21.70% | |
| 43 | GLD | Spdr Gold Shares | ETF-Commodities | 0.45% | — | +12.79% | |
| 44 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 0.44% | +0.44% | +22537.10% | |
| 45 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 0.44% | — | +33.63% | |
| 46 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.43% | — | +8.77% | |
| 47 | CAT | Caterpillar INC | Stock-Industrials | 0.41% | +0.29% | +250.10% | |
| 48 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.39% | — | +2.68% | |
| 49 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.37% | — | +21.03% | |
| 50 | BUFD | Ft Vst Lad Deep Buf Etf-usdi | ETF-Other | 0.37% | — | +33.58% |
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+18.1%
Based on 80% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 4673 | $6.5B | 39 | |
| 2025-12-31 | 3866 | $4.9B | 21 | |
| 2025-09-30 | 3746 | $4.4B | 34 | |
| 2025-06-30 | 3607 | $3.9B | 0 | |
| 2025-03-31 | 3559 | $3.5B | 100 | |
| 2024-12-31 | 3491 | $3.5B | 0 | |
| 2024-09-30 | 3396 | $3.3B | 0 | |
| 2024-06-30 | 3291 | $3.0B | 0 | |
| 2024-03-31 | 3215 | $2.8B | 0 | |
| 2023-12-31 | 3130 | $2.4B | 0 | |
| 2023-09-30 | 2998 | $2.0B | 0 | |
| 2023-06-30 | 3028 | $2.0B | 0 | |
| 2023-03-31 | 2998 | $1.8B | 0 | |
| 2022-12-31 | 2999 | $1.6B | 0 | |
| 2022-09-30 | 2899 | $1.5B | 0 | |
| 2022-06-30 | 2899 | $1.5B | 0 | |
| 2021-12-31 | 2724 | $1.7B | 0 | |
| 2021-09-30 | 3978 | $3.1B | 0 | |
| 2021-06-30 | 3970 | $3.1B | 26 | |
| 2021-03-31 | 3808 | $2.8B | 0 |
Harbour Investments, INC.'s most significant position changes for 2026-03-31: Trim: Vanguard S&p 500 ETF (VOO) — shares -14.52%; Add: Invesco Qqq Trust Series 1 (QQQ) — shares +0.97%; Add: Dimensional International Co (DFAI) — shares +13938.14%; Add: Ishares S&p 500 Value ETF (IVE) — shares +594.11%; Add: Ishares S&p 500 Growth ETF (IVW) — shares +469.40%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DFAI | Dimensional International Co | +0.8% | +13938.14% | Add |
| 2 | IVE | Ishares S&p 500 Value ETF | +0.7% | +594.11% | Add |
| 3 | IVW | Ishares S&p 500 Growth ETF | +0.7% | +469.40% | Add |
| 4 | FTCB | Ft Core Investment Grade ETF | +0.5% | +179.53% | Add |
| 5 | JQUA | Jpmorgan US Quality Factor | +0.4% | +22537.10% | Add |
| 6 | VIG | Vanguard Dividend Apprec ETF | +0.4% | +211.92% | Add |
| 7 | JBND | Jpmorgan Active Bond ETF | +0.3% | +290.89% | Add |
| 8 | AAPL | Apple INC | +0.3% | +69.61% | Add |
| 9 | CAT | Caterpillar INC | +0.3% | +250.10% | Add |
| 10 | QTAC | Q3 All-season Tactic Adv ETF | +0.3% | +192684.42% | Add |
| 11 | DIVI | Franklin International Core | +0.2% | +593.36% | Add |
| 12 | SDVY | First Trust Smid Cap Rising | +0.2% | +41.04% | Add |
| 13 | AVEM | Avantis Emerging Markets Eq | +0.2% | +48.39% | Add |
| 14 | AGG | Ishares Core U.s. Aggregate | +0.2% | +224.93% | Add |
| 15 | XOM | Exxon Mobil CORP | +0.2% | +111.60% | Add |
| 16 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.2% | +374.47% | Add |
| 17 | EVTR | Eaton Vance Total Return | +0.2% | +7204.32% | Add |
| 18 | DUHP | Dimensional US High Profi Et | +0.2% | +80.46% | Add |
| 19 | DE | Deere & Co | +0.1% | +190.99% | Add |
| 20 | THIR | Thor Index Rotation ETF | +0.1% | +8471.44% | Add |
| 21 | FBND | Fidelity Total Bond ETF | +0.1% | +72.99% | Add |
| 22 | RDVY | First Trust Rising Dividend | +0.1% | +53.27% | Add |
| 23 | VCSH | Vanguard S/t CORP Bond ETF | +0.1% | +160.94% | Add |
| 24 | VBR | Vanguard Small-cap Value ETF | +0.1% | +209.04% | Add |
| 25 | CGBL | Cap Group Core Balanced | +0.1% | +58.73% | Add |
| 26 | DFCF | Dimensional Core Fixed INC | +0.1% | +74.80% | Add |
| 27 | VTI | Vanguard Total Stock Mkt ETF | +0.1% | +50.29% | Add |
| 28 | PG | Procter & Gamble Co/the | +0.1% | +39.89% | Add |
| 29 | VUG | Vanguard Growth ETF | +0.1% | +57.07% | Add |
| 30 | JNJ | Johnson & Johnson | +0.1% | +41.74% | Add |
| 31 | IVV | Ishares Core S&p 500 ETF | +0.1% | +44.24% | Add |
| 32 | CGDV | Cap Group Dividend Value | 0% | +44.05% | Add |
| 33 | LMBS | First Trust Low Duration Opp | 0% | +38.14% | Add |
| 34 | AIRR | First Trust Rba American Ind | 0% | +21.70% | Add |
| 35 | SCHD | Schwab US Dvd Equity ETF | 0% | +19.37% | Add |
| 36 | LOTI | Liberty Tactical INC ETF | — | +28.12% | Add |
| 37 | AVDE | Avantis International Equity | 0% | +25.63% | Add |
| 38 | ABBV | Abbvie INC | 0% | +32.55% | Add |
| 39 | NVDA | Nvidia CORP | -0.1% | +29.72% | Add |
| 40 | CGCP | Cap Group Core Plus Income | -0.2% | +14.13% | Add |
| 41 | CLIP | Global X 1-3 Month T-bill | -0.2% | -87.13% | Trim |
| 42 | COWG | Pacer US Lrg Cap Cows Gr Ld | -0.2% | -77.26% | Trim |
| 43 | UCON | First Trust Smith Unconstrai | -0.2% | +15.70% | Add |
| 44 | SMH | Vaneck Semiconductor ETF | -0.3% | -52.63% | Trim |
| 45 | VXF | Vanguard Extended Market ETF | -0.5% | -94.96% | Trim |
| 46 | EDV | Vanguard Extended Dur Treas | -0.5% | -99.24% | Trim |
| 47 | VGT | Vanguard Info Tech ETF | -0.5% | -33.56% | Trim |
| 48 | BND | Vanguard Total Bond Market | -0.6% | -63.90% | Trim |
| 49 | QQQ | Invesco Qqq Trust Series 1 | -1% | +0.97% | Add |
| 50 | VOO | Vanguard S&p 500 ETF | -2.2% | -14.52% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-09 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-28 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-08 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-10 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-04 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-26 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-07-22 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-16 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-15 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-15 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-16 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-15 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-16 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-08-17 | Amendment | View on EDGAR |
| 2021-03-31 | 2021-05-12 | 13F-HR | View on EDGAR |
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