CIK: 0000728079
Total reported value
$5.0B
Reporting period: 2019-09-30 · Number of holdings: 295
Foresters Investment Management Company, Inc. disclosed 295 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $5.0B and a quarterly turnover rate of 16.8%.
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Foresters Investment Management Company, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.006 — mathematically equivalent to about 168 equally-sized positions, well below its 295 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.87), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 38% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim PFE
-18.8% -$20.2M
Add 32060H508
+18.4% $7.4M
Trim EOG
-87.7% -$11.0M
Add NOC
-3.3% $5.5M
Trim CNC
-23.5% -$13.2M
Trim MRK
-22.5% -$16.7M
Showing top 200 holdings (of 295 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.60% | +0.01% | -13.58% | |
| 2 | VZ | Verizon Communications INC | Stock-Comm Services | 1.45% | — | -9.03% | |
| 3 | MSFT | Microsoft CORP | Stock-Tech | 1.35% | — | -5.39% | |
| 4 | BAC | Bank Of America CORP | Stock-Financials | 1.22% | — | -4.82% | |
| 5 | CB | Chubb Limited | Stock-Financials | 1.20% | — | -1.79% | |
| 6 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 1.18% | — | -3.54% | |
| 7 | CVX | Chevron CORP | Stock-Energy | 1.17% | +0.01% | -4.08% | |
| 8 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.17% | — | -9.45% | |
| 9 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.17% | -0.18% | -22.46% | |
| 10 | MDT | Medtronic plc | Stock-Healthcare | 1.05% | — | -4.91% | |
| 11 | KO | Coca-cola Co/the | Stock-Consumer Staples | 1.05% | — | +3.38% | |
| 12 | T | At&t INC | Stock-Comm Services | 1.05% | — | -3.76% | |
| 13 | PEP | Pepsico INC | Stock-Consumer Staples | 1.03% | — | -4.39% | |
| 14 | CSCO | Cisco Systems INC | Stock-Tech | 1.02% | -0.16% | -13.09% | |
| 15 | WFC | Wells Fargo & Co | Stock-Financials | 1.02% | — | -2.10% | |
| 16 | UTXZ | United Tech CORP | Stock-Other | 1.01% | — | -2.90% | |
| 17 | NOC | Northrop Grumman CORP | Stock-Industrials | 1.01% | +0.20% | -3.27% | |
| 18 | WMT | Walmart INC | Stock-Consumer Staples | 1.00% | — | -1.41% | |
| 19 | JECUSD | Jacobs Engineering Group INC | Stock-Other | 1.00% | — | -12.18% | |
| 20 | IR | Ingersoll-rand PLC | Stock-Industrials | 0.98% | — | -6.73% | |
| 21 | SNPS | Synopsys INC | Stock-Tech | 0.97% | — | -0.19% | |
| 22 | ✓ | FI Limited Duration High Qual. | Stock-Other | 0.94% | +0.22% | +18.37% | |
| 23 | XOM | Exxon Mobil CORP | Stock-Energy | 0.91% | — | +1.13% | |
| 24 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.90% | — | -3.36% | |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.89% | -0.03% | -10.48% | |
| 26 | INTC | Intel CORP | Stock-Tech | 0.86% | -0.02% | -18.43% | |
| 27 | C | Citigroup INC | Stock-Financials | 0.85% | — | +0.68% | |
| 28 | QCOM | Qualcomm INC | Stock-Tech | 0.83% | — | +6.12% | |
| 29 | PFE | Pfizer INC | Stock-Healthcare | 0.82% | -0.29% | -18.84% | |
| 30 | TTWO | Take-two Interactive Softwre | Stock-Comm Services | 0.80% | — | -17.67% | |
| 31 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.80% | -0.10% | -28.51% | |
| 32 | HON | Honeywell International INC | Stock-Industrials | 0.78% | -0.06% | -13.40% | |
| 33 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.78% | -0.14% | -23.11% | |
| 34 | HRC | Hill-rom Holdings INC | Stock-Other | 0.76% | — | -9.45% | |
| 35 | SNN | Smith & Nephew PLC -spon Adr | Stock-Other | 0.71% | — | -13.54% | |
| 36 | USB | US Bancorp | Stock-Financials | 0.70% | — | -3.67% | |
| 37 | ✓ | FI Fund For Income - I Shares | Stock-Other | 0.69% | — | +4.02% | |
| 38 | BP | Bp Plc-spons Adr | Stock-Energy | 0.67% | — | -0.31% | |
| 39 | PNC | Pnc Financial Services Group | Stock-Financials | 0.66% | — | +2.25% | |
| 40 | CFG | Citizens Financial Group | Stock-Financials | 0.66% | — | -10.30% | |
| 41 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.65% | — | -0.29% | |
| 42 | ABT | Abbott Laboratories | Stock-Healthcare | 0.63% | — | -9.12% | |
| 43 | ✓ | FI Total Return - I Shares | Stock-Other | 0.62% | — | -0.14% | |
| 44 | UNP | Union Pacific CORP | Stock-Industrials | 0.62% | -0.04% | -10.79% | |
| 45 | VLO | Valero Energy CORP | Stock-Energy | 0.62% | — | -2.98% | |
| 46 | LIN | Linde plc | Stock-Materials | 0.62% | — | -2.77% | |
| 47 | CMS | Cms Energy CORP | Stock-Utilities | 0.61% | — | -16.66% | |
| 48 | GDI1EUR | Gardner Denver Holdings INC | Stock-Other | 0.61% | -0.09% | -4.08% | |
| 49 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.61% | -0.17% | -24.55% | |
| 50 | FRTEUR | Federal Realty Invs Trust | Stock-Other | 0.60% | — | +0.63% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-09-30 | 295 | $5.0B | 17 | |
| 2019-06-30 | 318 | $5.6B | 23 | |
| 2019-03-31 | 327 | $5.7B | 29 | |
| 2018-12-31 | 320 | $5.3B | 44 | |
| 2018-09-30 | 359 | $6.3B | 32 | |
| 2018-06-30 | 390 | $5.9B | 32 | |
| 2018-03-31 | 387 | $6.0B | 19 | |
| 2017-12-31 | 601 | $6.4B | 22 | |
| 2017-09-30 | 591 | $6.1B | 17 | |
| 2017-06-30 | 588 | $5.9B | 15 | |
| 2017-03-31 | 401 | $5.7B | 18 | |
| 2016-12-31 | 383 | $5.6B | 19 | |
| 2016-09-30 | 369 | $5.4B | 23 | |
| 2016-06-30 | 368 | $5.2B | 23 | |
| 2016-03-31 | 288 | $4.9B | 20 | |
| 2015-12-31 | 282 | $4.9B | 25 | |
| 2015-09-30 | 290 | $4.7B | 24 | |
| 2015-06-30 | 299 | $5.3B | 20 | |
| 2015-03-31 | 289 | $5.2B | 23 | |
| 2014-12-31 | 281 | $5.0B | 23 | |
| 2014-09-30 | 276 | $4.7B | 17 | |
| 2014-06-30 | 277 | $4.9B | 18 | |
| 2014-03-31 | 274 | $4.6B | 20 | |
| 2013-12-31 | 271 | $4.6B | 31 | |
| 2013-09-30 | 272 | $4.1B | 32 | |
| 2013-06-30 | 224 | $3.3B | 0 |
Foresters Investment Management Company, Inc.'s most significant position changes for 2019-09-30: Sold out: FI Floating Rate Fund; New buy: Globe Life INC (GL); Sold out: Torchmark CORP (TMK); Sold out: Servicenow INC (NOW); Sold out: Tcf Finl CORP.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ✓ | FI Limited Duration High Qual. | +0.2% | +18.37% | Add |
| 2 | NOC | Northrop Grumman CORP | +0.2% | -3.27% | Trim |
| 3 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.2% | +36.31% | Add |
| 4 | JPM | Jpmorgan Chase & Co | 0% | -13.58% | Trim |
| 5 | CVX | Chevron CORP | 0% | -4.08% | Trim |
| 6 | INTC | Intel CORP | 0% | -18.43% | Trim |
| 7 | BRK-B | Berkshire Hathaway Inc-cl B | 0% | -10.48% | Trim |
| 8 | UNP | Union Pacific CORP | 0% | -10.79% | Trim |
| 9 | STL | Sterling Bancorp/de | -0.1% | -12.69% | Trim |
| 10 | HON | Honeywell International INC | -0.1% | -13.40% | Trim |
| 11 | CRL | Charles River Laboratories | -0.1% | -14.60% | Trim |
| 12 | WEC | Wec Energy Group INC | -0.1% | -31.37% | Trim |
| 13 | AXP | American Express Co | -0.1% | -18.20% | Trim |
| 14 | GDI1EUR | Gardner Denver Holdings INC | -0.1% | -4.08% | Trim |
| 15 | PNW | Pinnacle West Capital | -0.1% | -37.45% | Trim |
| 16 | ETR | Entergy CORP | -0.1% | -42.00% | Trim |
| 17 | GOOGL | Alphabet Inc-cl A | -0.1% | -28.51% | Trim |
| 18 | IYR | Ishares US Real Estate ETF | -0.1% | -34.07% | Trim |
| 19 | DUK | Duke Energy CORP | -0.1% | -65.59% | Trim |
| 20 | LLY | Eli Lilly & Co | -0.1% | -36.14% | Trim |
| 21 | ETN | Eaton Corporation plc | -0.1% | -35.27% | Trim |
| 22 | ESE | Esco Technologies INC | -0.1% | -38.91% | Trim |
| 23 | PUMP | Propetro Holding CORP | -0.1% | -49.88% | Trim |
| 24 | PAHC | Phibro Animal Health Corp-a | -0.1% | -12.82% | Trim |
| 25 | DOW | Dow INC | -0.1% | -68.11% | Trim |
| 26 | TMO | Thermo Fisher Scientific INC | -0.1% | -23.11% | Trim |
| 27 | CSCO | Cisco Systems INC | -0.2% | -13.09% | Trim |
| 28 | JNJ | Johnson & Johnson | -0.2% | -24.55% | Trim |
| 29 | TXN | Texas Instruments INC | -0.2% | -53.14% | Trim |
| 30 | HPQ | Hp INC | -0.2% | -80.02% | Trim |
| 31 | MRK | Merck & Co. INC. | -0.2% | -22.46% | Trim |
| 32 | CNC | Centene CORP | -0.2% | -23.46% | Trim |
| 33 | EOG | Eog Resources INC | -0.2% | -87.74% | Trim |
| 34 | PFE | Pfizer INC | -0.3% | -18.84% | Trim |
| 35 | ✓ | FI Floating Rate Fund | — | EXIT | Sold out |
| 36 | GL | Globe Life INC | — | NEW | New buy |
| 37 | TMK | Torchmark CORP | — | EXIT | Sold out |
| 38 | NOW | Servicenow INC | — | EXIT | Sold out |
| 39 | ✓ | Tcf Finl CORP | — | EXIT | Sold out |
| 40 | TCF | Tcf Financial CORP | — | NEW | New buy |
| 41 | LPX | Louisiana-pacific CORP | — | EXIT | Sold out |
| 42 | AAPL | Apple INC | — | EXIT | Sold out |
| 43 | ✓ | FI - Tax Exempt Opportunities | — | NEW | New buy |
| 44 | BA | Boeing Co/the | — | EXIT | Sold out |
| 45 | IBB | Ishares Biotechnology ETF | — | EXIT | Sold out |
| 46 | XME | Ss Spdr S&p Metals Mining | — | EXIT | Sold out |
| 47 | MDPUSD | Meredith CORP | — | EXIT | Sold out |
| 48 | XTN | Ss Spdr S&p Transport ETF | — | EXIT | Sold out |
| 49 | LEA | Lear CORP | — | EXIT | Sold out |
| 50 | JBHT | Hunt (jb) Transprt Svcs INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-09-30 | 2019-11-12 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-12 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-14 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-13 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-13 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-11 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-10 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-08 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-14 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-16 | 13F-HR | View on EDGAR |
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