CIK: 0001604488
Total reported value
$1.9B
Reporting period: 2026-03-31 · Number of holdings: 197
First Trust Capital Management L.P. disclosed 197 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $1.9B and a quarterly turnover rate of 113.5%.
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First Trust Capital Management L.P.'s disclosed holdings carry a Herfindahl concentration index of 0.024 — mathematically equivalent to about 42 equally-sized positions, well below its 197 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.84), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 28% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add HO1
+329.0% $77.3M
Add SDA
+269.1% $72.0M
Add AL
+5626.5% $62.3M
Add EA
+316.1% $62.8M
Trim ANSCW
-52.9% -$16.2M
Trim VOYG
-72.3% -$15.6M
Showing top 182 holdings (of 197 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GTLS | Chart Industries INC | Stock-Industrials | 6.86% | +6.86% | NEW | |
| 2 | HO1 | Hologic INC | Stock-Other | 5.27% | +3.87% | +329.00% | |
| 3 | SDA | Sealed Air CORP | Stock-Consumer Disc | 5.16% | +3.57% | +269.15% | |
| 4 | MASI* | Masimo CORP | Stock-Other | 4.48% | +4.48% | NEW | |
| 5 | EA | Electronic Arts INC | Stock-Comm Services | 4.35% | +3.14% | +316.14% | |
| 6 | T86 | Tri Pointe Homes INC | Stock-Other | 3.93% | +3.93% | NEW | |
| 7 | NSA | National Storage Affiliates | Stock-Real Estate | 3.60% | +3.60% | NEW | |
| 8 | AL | Air Lease CORP | Stock-Other | 3.33% | +3.26% | +5626.52% | |
| 9 | CWAN | Clearwater Analytics Holdings, Inc. | Stock-Tech | 2.68% | +0.52% | +45.59% | |
| 10 | 430 | Terns Pharmaceuticals INC | Stock-Other | 2.50% | +2.50% | NEW | |
| 11 | VRSK | Verisk Analytics, Inc. | Stock-Industrials | 2.46% | +2.46% | NEW | |
| 12 | K4F | Onestream INC | Stock-Other | 2.32% | +2.32% | NEW | |
| 13 | WBS | Webster Financial CORP | Stock-Financials | 1.82% | +1.82% | NEW | |
| 14 | DAWNGBX | Day One Biopharmaceuticals I | Stock-Other | 1.69% | +1.69% | NEW | |
| 15 | ALFUW | Centurion Acquisition Corp. | Stock-Other | 1.55% | — | — | |
| 16 | ACLXGBX | Arcellx INC | Stock-Other | 1.44% | +1.44% | NEW | |
| 17 | ✓ | Stock-Other | 1.33% | +1.33% | NEW | ||
| 18 | ✓ | Drugs Made In Amer Acqutn Co | Stock-Other | 1.23% | — | — | |
| 19 | CUBWW | Lionheart Holdings | Stock-Other | 1.21% | — | — | |
| 20 | GPATU | GP-Act III Acquisition Corp. | Stock-Other | 1.19% | — | — | |
| 21 | LPAAU | Launch One Acquisition Corp. | Stock-Other | 1.16% | — | — | |
| 22 | AM6 | Amicus Therapeutics INC | Stock-Other | 1.06% | — | +28.52% | |
| 23 | XHC | Heritage Commerce CORP | Stock-Other | 1.06% | — | +4.59% | |
| 24 | ✓ | Stock-Other | 0.79% | — | — | ||
| 25 | ANSCW | Agriculture & Natural Solutions Acquisition Corporation | Stock-Other | 0.77% | -1.10% | -52.87% | |
| 26 | ✓ | Legato Merger CORP Iii | Stock-Other | 0.76% | — | -0.14% | |
| 27 | APLSUSD | Apellis Pharmaceuticals INC | Stock-Other | 0.74% | +0.74% | NEW | |
| 28 | SIMA | SIM Acquisition Corp. I | Stock-Other | 0.73% | — | -28.11% | |
| 29 | ✓ | Stock-Other | 0.71% | — | -21.41% | ||
| 30 | BLFY | Blue Foundry Bancorp | Stock-Other | 0.70% | — | +66.70% | |
| 31 | PSBD | Palmer Square Capital Bdc In | Stock-Other | 0.66% | — | — | |
| 32 | CEPO | Cantor Equity Partners I, Inc. | Stock-Other | 0.65% | — | -0.40% | |
| 33 | TWO | Two Harbors Investment CORP | Stock-Other | 0.65% | +0.58% | +924.87% | |
| 34 | ✓ | Live Oak Acquisition CORP V | Stock-Other | 0.60% | — | — | |
| 35 | ✓ | Vendome Acquisition CORP I C | Stock-Other | 0.58% | -0.54% | -40.93% | |
| 36 | EAF | GrafTech International Ltd. | Stock-Other | 0.56% | -0.83% | -53.14% | |
| 37 | ✓ | Soulpower Acquisition CORP | Stock-Other | 0.56% | — | — | |
| 38 | ✓ | Drugs Made In Amer Acq Ii Co | Stock-Other | 0.56% | -0.68% | -48.37% | |
| 39 | ✓ | Mountain Lake Acquisition Co | Stock-Other | 0.54% | — | — | |
| 40 | ✓ | Stock-Other | 0.54% | — | — | ||
| 41 | CHYM | Chime Financial Inc-cl A | Stock-Other | 0.53% | — | — | |
| 42 | ✓ | Stock-Other | 0.51% | — | — | ||
| 43 | CTRA | Coterra Energy INC | Stock-Energy | 0.50% | +0.50% | NEW | |
| 44 | ✓ | Digital Asset Acquisition Co | Stock-Other | 0.47% | — | -0.89% | |
| 45 | ✓ | Charlton Aria Acquisition Co | Stock-Other | 0.46% | — | — | |
| 46 | ✓ | Stock-Other | 0.41% | — | — | ||
| 47 | ✓ | Vine Hill Cap Invt CORP. | Stock-Other | 0.41% | — | — | |
| 48 | ✓ | Aimei Acq Crp; Tnt Acq Dt: 12/02/2024; Cash: $10.10 | Stock-Other | 0.41% | — | — | |
| 49 | 628 | Semrush Holdings Inc-a | Stock-Other | 0.39% | — | — | |
| 50 | ✓ | Meshflow Acquisition CORP | Stock-Other | 0.39% | +0.39% | NEW |
Performance for Q3 2026
—
Performance Last 4 Quarters
—
Based on 0 months of available history
Based on 23% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 197 | $1.9B | 100 | |
| 2025-12-31 | 174 | $1.7B | 100 | |
| 2025-09-30 | 123 | $1.6B | 100 | |
| 2025-06-30 | 133 | $1.5B | 0 | |
| 2025-03-31 | 111 | $1.4B | 0 | |
| 2024-12-31 | 102 | $1.3B | 0 | |
| 2024-09-30 | 132 | $1.5B | 0 | |
| 2024-06-30 | 119 | $1.1B | 0 | |
| 2024-03-31 | 121 | $1.2B | 0 | |
| 2023-12-31 | 143 | $1.3B | 0 | |
| 2023-09-30 | 156 | $1.8B | 0 | |
| 2023-06-30 | 142 | $1.7B | 0 | |
| 2023-03-31 | 238 | $2.3B | 0 | |
| 2022-12-31 | 357 | $1.9B | 0 | |
| 2022-09-30 | 453 | $2.1B | 0 | |
| 2022-06-30 | 418 | $1.4B | 0 | |
| 2022-03-31 | 259 | $930.0M | 0 | |
| 2021-12-31 | 259 | $570.3M | 0 | |
| 2021-09-30 | 236 | $659.4M | 0 | |
| 2021-06-30 | 245 | $670.4M | 87 | |
| 2021-03-31 | 229 | $511.4M | 100 | |
| 2020-12-31 | 138 | $355.8M | 100 | |
| 2020-09-30 | 115 | $371.9M | 100 | |
| 2020-06-30 | 85 | $315.6M | 100 | |
| 2020-03-31 | 46 | $194.4M | 100 | |
| 2019-12-31 | 42 | $316.0M | 100 | |
| 2019-09-30 | 37 | $308.1M | 100 | |
| 2019-06-30 | 47 | $722.3M | 100 | |
| 2019-03-31 | 46 | $365.5M | 100 | 190385D2M513633380956 |
| 2018-12-31 | 46 | $392.6M | 100 | |
| 2018-09-30 | 55 | $840.1M | 100 | |
| 2018-06-30 | 46 | $698.3M | 100 | |
| 2018-03-31 | 43 | $710.1M | 100 | |
| 2017-12-31 | 49 | $522.1M | 100 | |
| 2017-09-30 | 51 | $644.4M | 100 | |
| 2017-06-30 | 74 | $863.0M | 100 | |
| 2017-03-31 | 38 | $537.4M | 100 | |
| 2016-12-31 | 30 | $341.5M | 100 | |
| 2016-06-30 | 40 | $271.7M | 100 | |
| 2016-03-31 | 43 | $144.2M | 0 |
First Trust Capital Management L.P.'s most significant position changes for 2026-03-31: New buy: Chart Industries INC (GTLS); Sold out: Cadence Bank (CADE); New buy: Masimo CORP (MASI*); New buy: Tri Pointe Homes INC (T86); Sold out: Cyberark Software LTD.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | HO1 | Hologic INC | +3.9% | +329.00% | Add |
| 2 | SDA | Sealed Air CORP | +3.6% | +269.15% | Add |
| 3 | AL | Air Lease CORP | +3.3% | +5626.52% | Add |
| 4 | EA | Electronic Arts INC | +3.1% | +316.14% | Add |
| 5 | TWO | Two Harbors Investment CORP | +0.6% | +924.87% | Add |
| 6 | CWAN | Clearwater Analytics Holdings, Inc. | +0.5% | +45.59% | Add |
| 7 | ✓ | Texas Ventures Acquisition I | -0.5% | -49.01% | Trim |
| 8 | ✓ | Vendome Acquisition CORP I C | -0.5% | -40.93% | Trim |
| 9 | ✓ | -0.6% | -70.71% | Trim | |
| 10 | ✓ | Drugs Made In Amer Acq Ii Co | -0.7% | -48.37% | Trim |
| 11 | EAF | GrafTech International Ltd. | -0.8% | -53.14% | Trim |
| 12 | ✓ | Haymaker Acquisition CORP Iv | -0.9% | -83.25% | Trim |
| 13 | VOYG | Voyager Technologies, Inc. | -1% | -72.29% | Trim |
| 14 | ANSCW | Agriculture & Natural Solutions Acquisition Corporation | -1.1% | -52.87% | Trim |
| 15 | GTLS | Chart Industries INC | — | NEW | New buy |
| 16 | CADE | Cadence Bank | — | EXIT | Sold out |
| 17 | MASI* | Masimo CORP | — | NEW | New buy |
| 18 | T86 | Tri Pointe Homes INC | — | NEW | New buy |
| 19 | ✓ | Cyberark Software LTD | — | EXIT | Sold out |
| 20 | NSA | National Storage Affiliates | — | NEW | New buy |
| 21 | DAY | Dayforce INC | — | EXIT | Sold out |
| 22 | CMA | Comerica INC | — | EXIT | Sold out |
| 23 | ALEX | Alexander & Baldwin INC | — | EXIT | Sold out |
| 24 | 430 | Terns Pharmaceuticals INC | — | NEW | New buy |
| 25 | VRSK | Verisk Analytics, Inc. | — | NEW | New buy |
| 26 | CDTX | Cidara Therapeutics INC | — | EXIT | Sold out |
| 27 | K4F | Onestream INC | — | NEW | New buy |
| 28 | 9HI | Hillenbrand INC | — | EXIT | Sold out |
| 29 | SYU1 | Synovus Financial CORP | — | EXIT | Sold out |
| 30 | WBS | Webster Financial CORP | — | NEW | New buy |
| 31 | DAWNGBX | Day One Biopharmaceuticals I | — | NEW | New buy |
| 32 | YCY-UN | AA Mission Acquisition Corp. II | — | EXIT | Sold out |
| 33 | EXK | Exact Sciences CORP | — | EXIT | Sold out |
| 34 | ACLXGBX | Arcellx INC | — | NEW | New buy |
| 35 | ✓ | — | NEW | New buy | |
| 36 | JAMF | Jamf Holding CORP | — | EXIT | Sold out |
| 37 | FYBR | Frontier Communications Pare | — | EXIT | Sold out |
| 38 | PLYM | Plymouth Industrial Reit INC | — | EXIT | Sold out |
| 39 | APLSUSD | Apellis Pharmaceuticals INC | — | NEW | New buy |
| 40 | 8QR | Confluent Inc-class A | — | EXIT | Sold out |
| 41 | FRGE | Forge Global Holdings INC | — | EXIT | Sold out |
| 42 | CATBUSD | Astria Therapeutics INC | — | EXIT | Sold out |
| 43 | DENN | Denny's CORP | — | EXIT | Sold out |
| 44 | CTRA | Coterra Energy INC | — | NEW | New buy |
| 45 | ✓ | Meshflow Acquisition CORP | — | EXIT | Sold out |
| 46 | ✓ | Meshflow Acquisition CORP | — | NEW | New buy |
| 47 | GLDD | Great Lakes Dredge & Dock Co | — | NEW | New buy |
| 48 | ✓ | — | EXIT | Sold out | |
| 49 | ✓ | Sc Ii Acquisition CORP | — | NEW | New buy |
| 50 | ✓ | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-13 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-17 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-07-25 | Amendment | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-07-25 | Amendment | View on EDGAR |
| 2024-12-31 | 2025-02-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-14 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-12 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-16 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-14 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-18 | Amendment | View on EDGAR |
| 2020-06-30 | 2020-08-13 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-08-18 | Amendment | View on EDGAR |
| 2020-03-31 | 2020-05-15 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-11 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-14 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-14 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-13 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-13 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-14 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-13 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-08 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-14 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-09 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-11 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-07 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-10 | Amendment | View on EDGAR |
| 2016-06-30 | 2016-08-09 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-06 | 13F-HR | View on EDGAR |
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