First Niagara Bank

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$350.2M

Reporting period: 2016-06-30 · Number of holdings: 398

FIRST NIAGARA BANK disclosed 398 holdings in its latest 13F filing for the period ending 2016-06-30, with total reported value of $350.2M and a quarterly turnover rate of 7.7%.

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Personality snowflake

Concentration: 6.86
Portfolio Stability: 7.69
Momentum/Contrarian: 100
Sector conviction: 52.31
Diversification: 100
Sizing Uniformity: 84.98

Recent moves

Add JNJ
-2.3%　$1.7M
Trim AAPL
+2.0%　-$873.0K
Trim PRGO
-64.0%　-$934.0K
Add PFE
-1.4%　$1.1M
Add KR
+264.8%　$700.0K
Add XOM
-4.9%　$1.2M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 189 holdings (of 398 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	JNJ	Johnson & Johnson	Stock-Healthcare	5.69%	+0.35%	-2.31%
2	XOM	Exxon Mobil CORP	Stock-Energy	5.28%	+0.18%	-4.91%
3	MMM	3m Co	Stock-Industrials	3.43%	+0.03%	-1.03%
4	AEP	American Electric Power Company, Inc.	Stock-Utilities	3.42%	—	+0.38%
5	PG	Procter & Gamble Co/the	Stock-Consumer Staples	2.79%	—	-1.24%
6	IBM	Intl Business Machines CORP	Stock-Tech	2.30%	—	-1.77%
7	PEP	Pepsico INC	Stock-Consumer Staples	2.26%	-0.01%	-0.67%
8	AAPL	Apple INC	Stock-Tech	2.13%	-0.32%	+2.04%
9	PFE	Pfizer INC	Stock-Healthcare	2.12%	+0.25%	-1.44%
10	PM	Philip Morris International	Stock-Consumer Staples	1.97%	+0.03%	+0.76%
11	UTXZ	United Tech CORP	Stock-Other	1.88%	—	-0.41%
12	JPM	Jpmorgan Chase & Co	Stock-Financials	1.68%	+0.03%	+0.23%
13	T	At&t INC	Stock-Comm Services	1.65%	+0.02%	-5.13%
14	MSFT	Microsoft CORP	Stock-Tech	1.63%	-0.14%	+2.70%
15	CVS	Cvs Health CORP	Stock-Healthcare	1.61%	-0.13%	+3.53%
16	CVX	Chevron CORP	Stock-Energy	1.53%	+0.08%	-0.87%
17	ITW	Illinois Tool Works	Stock-Industrials	1.43%	+0.01%	+2.39%
18	BDX	Becton Dickinson And Co	Stock-Healthcare	1.42%	+0.09%	-1.49%
19	ECL	Ecolab INC	Stock-Materials	1.41%	+0.03%	-0.66%
20	DIS	Walt Disney Co/the	Stock-Comm Services	1.41%	—	+1.59%
21	ADP	Automatic Data Processing	Stock-Tech	1.40%	+0.11%	+9.56%
22	NEE	Nextera Energy INC	Stock-Utilities	1.34%	+0.07%	-0.76%
23	VZ	Verizon Communications INC	Stock-Comm Services	1.33%	—	-2.57%
24	MRK	Merck & Co. INC.	Stock-Healthcare	1.29%	+0.07%	-0.76%
25	INTC	Intel CORP	Stock-Tech	1.26%	—	-0.92%
26	BMY	Bristol-myers Squibb Co	Stock-Healthcare	1.20%	+0.11%	-1.70%
27	ABT	Abbott Laboratories	Stock-Healthcare	1.10%	—	+4.04%
28	OMC	Omnicom Group	Stock-Comm Services	1.05%	—	+2.63%
29	WFC	Wells Fargo & Co	Stock-Financials	1.00%	—	+0.55%
30	ABBV	Abbvie INC	Stock-Healthcare	0.95%	+0.04%	-1.36%
31	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.93%	—	-0.42%
32	NKE	Nike INC -cl B	Stock-Consumer Disc	0.92%	-0.11%	+2.91%
33	KO	Coca-cola Co/the	Stock-Consumer Staples	0.89%	—	-0.36%
34	DHR	Danaher CORP	Stock-Healthcare	0.87%	+0.03%	+0.15%
35	MO	Altria Group INC	Stock-Consumer Staples	0.85%	+0.04%	-1.56%
36	STT	State Street CORP	Stock-Financials	0.78%	-0.10%	-1.24%
37	AMGN	Amgen INC	Stock-Healthcare	0.73%	—	-8.15%
38	HON	Honeywell International INC	Stock-Industrials	0.72%	—	-0.16%
39	KMB	Kimberly-clark CORP	Stock-Consumer Staples	0.68%	—	-0.95%
40	UNH	Unitedhealth Group INC	Stock-Healthcare	0.67%	—	-13.72%
41	✓	Du Pont E I De Nemour&Co	Stock-Other	0.65%	—	+1.09%
42	GIS	General Mills INC	Stock-Consumer Staples	0.62%	+0.04%	-1.45%
43	DG	Dollar General CORP	Stock-Consumer Staples	0.62%	+0.04%	+0.31%
44	MCHP	Microchip Technology INC	Stock-Tech	0.61%	+0.05%	+6.83%
45	MRSH	Marsh & Mclennan Cos	Stock-Financials	0.61%	+0.04%	-2.27%
46	BA	Boeing Co/the	Stock-Industrials	0.57%	—	-1.84%
47	MDLZ	Mondelez International Inc-a	Stock-Consumer Staples	0.57%	—	-3.29%
48	GWW	Ww Grainger INC	Stock-Industrials	0.57%	—	-1.77%
49	OXY	Occidental Petroleum CORP	Stock-Energy	0.56%	+0.05%	+3.79%
50	UNP	Union Pacific CORP	Stock-Industrials	0.55%	+0.04%	+1.37%

1–50 of 189

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2016-06-30	398	$350.2M	8	1JNJ 2XOM 3MMM Top holdings2016-06-30 1.JNJ 2.XOM 3.MMM 4.AEP 5.PG 6.IBM 7.PEP 8.AAPL 9.PFE 10.PM
2016-03-31	349	$340.3M	12	1JNJ 2XOM 3AEP Top holdings2016-03-31 1.JNJ 2.XOM 3.AEP 4.MMM 5.PG 6.AAPL 7.IBM 8.PEP 9.PM 10.UTXZ
2015-12-31	365	$360.1M	17	1JNJ 2XOM 3AEP Top holdings2015-12-31 1.JNJ 2.XOM 3.AEP 4.MMM 5.PG 6.AAPL 7.PEP 8.IBM 9.CI 10.PFE
2015-09-30	388	$381.3M	20	1XOM 2JNJ 3MMM Top holdings2015-09-30 1.XOM 2.JNJ 3.MMM 4.AEP 5.AAPL 6.PG 7.IBM 8.PEP 9.PFE 10.CI
2015-06-30	408	$446.2M	11	1XOM 2JNJ 3REYN Top holdings2015-06-30 1.XOM 2.JNJ 3.REYN 4.MMM 5.AAPL 6.PG 7.AEP 8.IBM 9.CI 10.PFE
2015-03-31	406	$454.7M	11	1XOM 2JNJ 3REYN Top holdings2015-03-31 1.XOM 2.JNJ 3.REYN 4.MMM 5.AAPL 6.PG 7.AEP 8.IBM 9.PEP 10.UTXZ
2014-12-31	419	$468.3M	14	1XOM 2JNJ 3REYN Top holdings2014-12-31 1.XOM 2.JNJ 3.REYN 4.MMM 5.PG 6.AAPL 7.AEP 8.IBM 9.CVX 10.PEP
2014-09-30	408	$474.6M	7	1XOM 2JNJ 3IBM Top holdings2014-09-30 1.XOM 2.JNJ 3.IBM 4.REYN 5.PG 6.MMM 7.AEP 8.AAPL 9.CVX 10.PEP
2014-06-30	405	$482.8M	11	1XOM 2JNJ 3IBM Top holdings2014-06-30 1.XOM 2.JNJ 3.IBM 4.REYN 5.MMM 6.AEP 7.PG 8.CVX 9.AAPL 10.UTXZ
2014-03-31	405	$500.9M	8	1XOM 2JNJ 3IBM Top holdings2014-03-31 1.XOM 2.JNJ 3.IBM 4.PG 5.MMM 6.AEP 7.REYN 8.CVX 9.BUSD 10.UTXZ
2013-12-31	403	$519.4M	14	1XOM 2JNJ 3IBM Top holdings2013-12-31 1.XOM 2.JNJ 3.IBM 4.AEP 5.PG 6.MMM 7.CVX 8.REYN 9.UTXZ 10.BUSD
2013-09-30	403	$468.4M	10	1XOM 2JNJ 3IBM Top holdings2013-09-30 1.XOM 2.JNJ 3.IBM 4.PG 5.CVX 6.AEP 7.MMM 8.UTXZ 9.PEP 10.BUSD
2013-06-30	413	$475.0M	0	1XOM 2JNJ 3IBM Top holdings2013-06-30 1.XOM 2.JNJ 3.IBM 4.BUSD 5.PG 6.AEP 7.CVX 8.PEP 9.MMM 10.UTXZ

Holding changes this quarter

First Niagara Bank's most significant position changes for 2016-06-30: Sold out: ; New buy: Astrazeneca Plc-spons Adr (AZNN); New buy: Ishares Biotechnology ETF (IBB); New buy: Exelon CORP (EXC); New buy: S&p Global INC (SPGI).

Position changes disclosed by First Niagara Bank for the quarter ending 2016-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	JNJ	Johnson & Johnson	+0.4%	-2.31%	Trim
2	PFE	Pfizer INC	+0.3%	-1.44%	Trim
3	KR	Kroger Co	+0.2%	+264.79%	Add
4	XOM	Exxon Mobil CORP	+0.2%	-4.91%	Trim
5	ADP	Automatic Data Processing	+0.1%	+9.56%	Add
6	BMY	Bristol-myers Squibb Co	+0.1%	-1.70%	Trim
7	BDX	Becton Dickinson And Co	+0.1%	-1.49%	Trim
8	CVX	Chevron CORP	+0.1%	-0.87%	Trim
9	LLY	Eli Lilly & Co	+0.1%	+38.77%	Add
10	NEE	Nextera Energy INC	+0.1%	-0.76%	Trim
11	MRK	Merck & Co. INC.	+0.1%	-0.76%	Trim
12	RDS-A	Shell Plc-spon Adr-a	+0.1%	+4.86%	Add
13	OXY	Occidental Petroleum CORP	+0.1%	+3.79%	Add
14	MCHP	Microchip Technology INC	+0.1%	+6.83%	Add
15	MO	Altria Group INC	0%	-1.56%	Trim
16	GIS	General Mills INC	0%	-1.45%	Trim
17	ABBV	Abbvie INC	0%	-1.36%	Trim
18	DG	Dollar General CORP	0%	+0.31%	Add
19	MRSH	Marsh & Mclennan Cos	0%	-2.27%	Trim
20	UNP	Union Pacific CORP	0%	+1.37%	Add
21	MMM	3m Co	0%	-1.03%	Trim
22	PM	Philip Morris International	0%	+0.76%	Add
23	JPM	Jpmorgan Chase & Co	0%	+0.23%	Add
24	ECL	Ecolab INC	0%	-0.66%	Trim
25	DHR	Danaher CORP	0%	+0.15%	Add
26	T	At&t INC	0%	-5.13%	Trim
27	ITW	Illinois Tool Works	0%	+2.39%	Add
28	PEP	Pepsico INC	0%	-0.67%	Trim
29	CI	The Cigna Group	-0.1%	-19.95%	Trim
30	TGT	Target CORP	-0.1%	-0.64%	Trim
31	STT	State Street CORP	-0.1%	-1.24%	Trim
32	NKE	Nike INC -cl B	-0.1%	+2.91%	Add
33	CVS	Cvs Health CORP	-0.1%	+3.53%	Add
34	MSFT	Microsoft CORP	-0.1%	+2.70%	Add
35	PRGO	Perrigo Company plc	-0.3%	-64.04%	Trim
36	AAPL	Apple INC	-0.3%	+2.04%	Add
37	✓		—	EXIT	Sold out
38	AZNN	Astrazeneca Plc-spons Adr	—	NEW	New buy
39	IBB	Ishares Biotechnology ETF	—	NEW	New buy
40	EXC	Exelon CORP	—	NEW	New buy
41	SPGI	S&p Global INC	—	NEW	New buy
42	STX	Seagate Technology Holdings plc	—	NEW	New buy
43	VGT	Vanguard Info Tech ETF	—	EXIT	Sold out
44	BBTUSD	Bb&t CORP	—	NEW	New buy
45	✓		—	EXIT	Sold out
46	PYPL	Paypal Holdings INC	—	NEW	New buy
47	RCL	Royal Caribbean Cruises Ltd.	—	EXIT	Sold out
48	HRUSD	Healthcare Realty Trust INC	—	NEW	New buy
49	9990302D	Apache CORP	—	NEW	New buy
50	R6C2	Royal Dutch Shell-spon Adr-b	—	NEW	New buy

FAQ

What is First Niagara Bank and what type of investor is it?

First Niagara Bank is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-06-30), the firm manages a tracked equity portfolio valued at approximately $350.2M, spread across 398 disclosed positions.

What are First Niagara Bank's largest equity positions?

Based on the latest 13F filing, First Niagara Bank's top holdings by market value are: 1. Johnson & Johnson (JNJ) — $19.9M (5.7%) 2. Exxon Mobil CORP (XOM) — $18.5M (5.3%) 3. 3m Co (MMM) — $12.0M (3.4%) 4. American Electric Power Company, Inc. (AEP) — $11.9M (3.4%) 5. Procter & Gamble Co/the (PG) — $9.8M (2.8%)

What changes did First Niagara Bank make in its most recent portfolio filing?

In the latest reported quarter, First Niagara Bank made 50 notable position adjustments: 10 new positions were initiated, 16 existing holdings were added to, 20 positions were partially reduced, and 4 were completely exited. The largest of these moves: Sold out: ; New buy: Astrazeneca Plc-spons Adr (AZNN); New buy: Ishares Biotechnology ETF (IBB); New buy: Exelon CORP (EXC); New buy: S&p Global INC (SPGI)

What sectors does First Niagara Bank focus on?

First Niagara Bank is concentrated in the following sectors based on its current disclosed equity portfolio: • Health Care: 30.5% • Consumer Staples: 15.4% • Information Technology: 14.5% • Energy: 12.9% • Communication Services: 9.8% • Financials: 7.8%