CIK: 0001079373
Total reported value
$382.5M
Reporting period: 2019-12-31 · Number of holdings: 148
FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX disclosed 148 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $382.5M and a quarterly turnover rate of 10.1%.
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Fiduciary Financial Services Of THE Southwest INC /tx's disclosed holdings carry a Herfindahl concentration index of 0.017 — mathematically equivalent to about 58 equally-sized positions, well below its 148 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.24), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 45% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim BA
-6.4% -$2.7M
Add AAPL
-2.4% $1.9M
Add BMY
-2.0% $1.4M
Add UNH
-5.0% $1.0M
Trim GOOD
+0.9% -$660.0K
Trim HD
+0.1% -$616.0K
Showing top 147 holdings (of 148 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | EPD | Enterprise Products Partners | Stock-Energy | 5.96% | -0.22% | -1.15% | |
| 2 | AMT | American Tower CORP | Stock-Real Estate | 3.47% | — | -3.39% | |
| 3 | BA | Boeing Co/the | Stock-Industrials | 2.87% | -0.79% | -6.38% | |
| 4 | GOOD | Gladstone Commercial CORP | Stock-Other | 2.63% | -0.24% | +0.88% | |
| 5 | HD | Home Depot INC | Stock-Consumer Disc | 2.63% | -0.22% | +0.12% | |
| 6 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.54% | +0.18% | +3.26% | |
| 7 | AAPL | Apple INC | Stock-Tech | 2.32% | +0.47% | -2.42% | |
| 8 | MRK | Merck & Co. INC. | Stock-Healthcare | 2.27% | +0.06% | -2.71% | |
| 9 | WEP | Magellan Midstream Partners | Stock-Other | 2.25% | -0.18% | -0.50% | |
| 10 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 2.19% | +0.08% | -4.77% | |
| 11 | HON | Honeywell International INC | Stock-Industrials | 2.04% | +0.06% | +1.08% | |
| 12 | MSFT | Microsoft CORP | Stock-Tech | 2.01% | +0.21% | +0.82% | |
| 13 | CCI | Crown Castle INC | Stock-Real Estate | 1.96% | — | -0.08% | |
| 14 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 1.90% | +0.34% | -2.03% | |
| 15 | NEE | Nextera Energy INC | Stock-Utilities | 1.87% | — | -1.11% | |
| 16 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 1.78% | — | +1.06% | |
| 17 | MA | Mastercard INC - A | Stock-Financials | 1.77% | +0.14% | +0.58% | |
| 18 | STWD | Starwood Property Trust INC | Stock-Real Estate | 1.77% | +0.09% | +4.55% | |
| 19 | PFE | Pfizer INC | Stock-Healthcare | 1.73% | +0.09% | -1.16% | |
| 20 | D | Dominion Energy INC | Stock-Utilities | 1.60% | +0.02% | +1.46% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.58% | +0.04% | -3.39% | |
| 22 | RTN1USD | Raytheon Company | Stock-Other | 1.54% | +0.15% | +1.58% | |
| 23 | WELL | Welltower INC | Stock-Real Estate | 1.52% | -0.20% | -0.22% | |
| 24 | DUK | Duke Energy CORP | Stock-Utilities | 1.50% | -0.13% | -1.35% | |
| 25 | ET | Energy Transfer LP | Stock-Energy | 1.48% | — | -1.55% | |
| 26 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 1.39% | +0.11% | -0.15% | |
| 27 | VZ | Verizon Communications INC | Stock-Comm Services | 1.21% | — | -0.81% | |
| 28 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.21% | — | -0.68% | |
| 29 | UNH | Unitedhealth Group INC | Stock-Healthcare | 1.18% | +0.24% | -4.98% | |
| 30 | T | At&t INC | Stock-Comm Services | 1.18% | +0.12% | +10.74% | |
| 31 | PEP | Pepsico INC | Stock-Consumer Staples | 1.11% | — | -2.11% | |
| 32 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.07% | — | +0.33% | |
| 33 | XOM | Exxon Mobil CORP | Stock-Energy | 1.04% | — | -1.74% | |
| 34 | MDY | State Street Spdr S&p Midcap | ETF-Other | 1.02% | +0.03% | -0.94% | |
| 35 | CWB | Ss Spdr Bb Conv Sec ETF | ETF-Other | 0.94% | — | -4.47% | |
| 36 | V | Visa Inc-class A Shares | Stock-Financials | 0.90% | +0.06% | +0.97% | |
| 37 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.90% | +0.06% | -0.70% | |
| 38 | SRE | Sempra | Stock-Utilities | 0.85% | — | -3.78% | |
| 39 | HPF | John Hancock Prefer INC Ii | Stock-Other | 0.85% | — | +1.95% | |
| 40 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.84% | +0.06% | -0.81% | |
| 41 | DOC | Healthpeak Properties INC | Stock-Real Estate | 0.83% | +0.83% | NEW | |
| 42 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.83% | — | -3.15% | |
| 43 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.71% | +0.05% | +0.94% | |
| 44 | GD | General Dynamics CORP | Stock-Industrials | 0.70% | -0.11% | -9.31% | |
| 45 | ENB | Enbridge INC | Stock-Energy | 0.69% | +0.07% | +0.15% | |
| 46 | WM | Waste Management INC | Stock-Industrials | 0.68% | — | -5.77% | |
| 47 | DOW | Dow INC | Stock-Materials | 0.67% | +0.11% | +5.98% | |
| 48 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.66% | -0.07% | +0.41% | |
| 49 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.65% | +0.06% | -1.67% | |
| 50 | PRU | Prudential Financial INC | Stock-Financials | 0.64% | — | -2.52% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-12-31 | 148 | $382.5M | 10 | |
| 2019-09-30 | 148 | $374.3M | 12 | |
| 2019-06-30 | 146 | $353.2M | 9 | |
| 2019-03-31 | 146 | $343.6M | 17 | |
| 2018-12-31 | 145 | $317.0M | 19 | |
| 2018-09-30 | 151 | $359.6M | 13 | |
| 2018-06-30 | 153 | $330.1M | 9 | |
| 2018-03-31 | 154 | $326.6M | 11 | |
| 2017-12-31 | 154 | $341.2M | 10 | |
| 2017-09-30 | 150 | $334.1M | 12 | |
| 2017-06-30 | 150 | $324.4M | 16 | |
| 2017-03-31 | 142 | $314.3M | 11 | |
| 2016-12-31 | 143 | $303.4M | 24 | |
| 2016-09-30 | 150 | $311.2M | 22 | |
| 2016-06-30 | 150 | $310.9M | 22 | |
| 2016-03-31 | 142 | $281.9M | 13 | |
| 2015-12-31 | 144 | $281.2M | 14 | |
| 2015-09-30 | 152 | $285.1M | 29 | |
| 2015-06-30 | 166 | $324.0M | 12 | |
| 2015-03-31 | 164 | $341.0M | 10 | |
| 2014-12-31 | 168 | $348.9M | 21 | |
| 2014-09-30 | 171 | $353.9M | 9 | |
| 2014-06-30 | 164 | $356.7M | 10 | |
| 2014-03-31 | 163 | $331.2M | 8 | |
| 2013-12-31 | 161 | $318.3M | 13 | |
| 2013-09-30 | 158 | $303.0M | 10 | |
| 2013-06-30 | 155 | $300.0M | 0 |
Fiduciary Financial Services Of THE Southwest INC /tx's most significant position changes for 2019-12-31: Sold out: Healthpeak Properties, Inc. (DOC); New buy: Healthpeak Properties INC (DOC); Sold out: Tortoise Energy Infrastruct (TYGEUR); Sold out: Buckeye Partners LP (BPLUSD); New buy: Alibaba Group Holding-sp Adr (BABA).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +0.5% | -2.42% | Trim |
| 2 | BMY | Bristol-myers Squibb Co | +0.3% | -2.03% | Trim |
| 3 | UNH | Unitedhealth Group INC | +0.2% | -4.98% | Trim |
| 4 | MSFT | Microsoft CORP | +0.2% | +0.82% | Add |
| 5 | AMZN | Amazon.com INC | +0.2% | +3.26% | Add |
| 6 | RTN1USD | Raytheon Company | +0.2% | +1.58% | Add |
| 7 | MA | Mastercard INC - A | +0.1% | +0.58% | Add |
| 8 | T | At&t INC | +0.1% | +10.74% | Add |
| 9 | ONEQ | Fidelity Nasdaq Comp Indx | +0.1% | -0.15% | Trim |
| 10 | DOW | Dow INC | +0.1% | +5.98% | Add |
| 11 | PFE | Pfizer INC | +0.1% | -1.16% | Trim |
| 12 | STWD | Starwood Property Trust INC | +0.1% | +4.55% | Add |
| 13 | TMO | Thermo Fisher Scientific INC | +0.1% | -4.77% | Trim |
| 14 | ENB | Enbridge INC | +0.1% | +0.15% | Add |
| 15 | LLY | Eli Lilly & Co | +0.1% | +3.49% | Add |
| 16 | ADBE | Adobe INC | +0.1% | -0.72% | Trim |
| 17 | HON | Honeywell International INC | +0.1% | +1.08% | Add |
| 18 | MRK | Merck & Co. INC. | +0.1% | -2.71% | Trim |
| 19 | V | Visa Inc-class A Shares | +0.1% | +0.97% | Add |
| 20 | META | Meta Platforms Inc-class A | +0.1% | -1.67% | Trim |
| 21 | DIS | Walt Disney Co/the | +0.1% | -0.81% | Trim |
| 22 | AMGN | Amgen INC | +0.1% | -8.51% | Trim |
| 23 | GOOGL | Alphabet Inc-cl A | +0.1% | -0.70% | Trim |
| 24 | JPM | Jpmorgan Chase & Co | +0.1% | +5.90% | Add |
| 25 | UTXZ | United Tech CORP | +0.1% | +10.04% | Add |
| 26 | NKE | Nike INC -cl B | +0.1% | +0.94% | Add |
| 27 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -3.39% | Trim |
| 28 | JNJ | Johnson & Johnson | 0% | -1.80% | Trim |
| 29 | MDY | State Street Spdr S&p Midcap | 0% | -0.94% | Trim |
| 30 | D | Dominion Energy INC | 0% | +1.46% | Add |
| 31 | 6D8 | Dupont De Nemours INC | -0.1% | -37.97% | Trim |
| 32 | NOC | Northrop Grumman CORP | -0.1% | +0.41% | Add |
| 33 | SNH1EUR | Senior Housing Prop Trust | -0.1% | -10.66% | Trim |
| 34 | VTR | Ventas INC | -0.1% | -2.06% | Trim |
| 35 | GVA | Granite Construction INC | -0.1% | -31.40% | Trim |
| 36 | GD | General Dynamics CORP | -0.1% | -9.31% | Trim |
| 37 | DUK | Duke Energy CORP | -0.1% | -1.35% | Trim |
| 38 | WEP | Magellan Midstream Partners | -0.2% | -0.50% | Trim |
| 39 | WELL | Welltower INC | -0.2% | -0.22% | Trim |
| 40 | HD | Home Depot INC | -0.2% | +0.12% | Add |
| 41 | EPD | Enterprise Products Partners | -0.2% | -1.15% | Trim |
| 42 | GOOD | Gladstone Commercial CORP | -0.2% | +0.88% | Add |
| 43 | BA | Boeing Co/the | -0.8% | -6.38% | Trim |
| 44 | DOC | Healthpeak Properties, Inc. | — | EXIT | Sold out |
| 45 | DOC | Healthpeak Properties INC | — | NEW | New buy |
| 46 | TYGEUR | Tortoise Energy Infrastruct | — | EXIT | Sold out |
| 47 | BPLUSD | Buckeye Partners LP | — | EXIT | Sold out |
| 48 | BABA | Alibaba Group Holding-sp Adr | — | NEW | New buy |
| 49 | CTVA | Corteva INC | — | EXIT | Sold out |
| 50 | IVV | Ishares Core S&p 500 ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-12-31 | 2020-02-11 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-23 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-30 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-02 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-30 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-10 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-30 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-31 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-03 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-13 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-09 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-12 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-13 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-14 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-12 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-13 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-13 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-11-12 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-08 | 13F-HR | View on EDGAR |
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