CIK: 0001802493
Total reported value
$375.1M
Reporting period: 2026-03-31 · Number of holdings: 86
DCF Advisers, LLC disclosed 86 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $375.1M and a quarterly turnover rate of 53.9%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "D"
DCF Advisers, LLC's disclosed holdings carry a Herfindahl concentration index of 0.068 — mathematically equivalent to about 15 equally-sized positions, well below its 86 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.10), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 54% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add QQQ
+6200.0% $71.5M
Trim SPY
-68.8% -$33.1M
Trim TEVA
-39.1% -$6.3M
Trim GDX
-49.8% -$4.8M
Trim IONS
-45.6% -$3.9M
Add GOOGL
+280.0% $3.9M
Showing top 79 holdings (of 86 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 19.39% | +19.06% | +6200.00% | |
| 2 | MU | Micron Technology INC | Stock-Tech | 13.51% | -1.02% | -20.95% | |
| 3 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 4.36% | -0.44% | — | |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 3.73% | -8.89% | -68.84% | |
| 5 | SMH | Vaneck Semiconductor ETF | ETF-Other | 3.27% | +3.27% | NEW | |
| 6 | ARGX | Argenx Se - Adr | Stock-Healthcare | 2.85% | -0.23% | +7.33% | |
| 7 | CRVS | Corvus Pharmaceuticals INC | Stock-Other | 2.49% | +0.98% | -12.55% | |
| 8 | TEVA | Teva Pharmaceutical-sp Adr | Stock-Healthcare | 2.41% | -1.71% | -39.09% | |
| 9 | IAU | Ishares Gold Trust | ETF-Commodities | 2.35% | +0.17% | — | |
| 10 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.25% | +0.27% | +26.56% | |
| 11 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.04% | -0.35% | — | |
| 12 | REGN | Regeneron Pharmaceuticals | Stock-Healthcare | 1.91% | -0.16% | -7.50% | |
| 13 | AMD | Advanced Micro Devices | Stock-Tech | 1.57% | -0.15% | -3.33% | |
| 14 | BAC | Bank Of America CORP | Stock-Financials | 1.55% | -0.21% | — | |
| 15 | ET | Energy Transfer LP | Stock-Energy | 1.55% | +0.22% | — | |
| 16 | GDX | Vaneck Gold Miners ETF | ETF-Commodities | 1.53% | -1.30% | -49.80% | |
| 17 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.46% | +1.04% | +280.00% | |
| 18 | CSCO | Cisco Systems INC | Stock-Tech | 1.45% | +0.42% | +40.00% | |
| 19 | GLD | Spdr Gold Shares | ETF-Commodities | 1.38% | — | -7.69% | |
| 20 | NAMS | NewAmsterdam Pharma Company N.V. | Stock-Other | 1.37% | -0.14% | — | |
| 21 | BABA | Alibaba Group Holding-sp Adr | Stock-Consumer Disc | 1.29% | -0.18% | +2.94% | |
| 22 | BIDU | Baidu INC - Spon Adr | Stock-Comm Services | 1.22% | -0.25% | -2.38% | |
| 23 | IONS | Ionis Pharmaceuticals INC | Stock-Healthcare | 1.12% | -1.07% | -45.63% | |
| 24 | ORCL | Oracle CORP | Stock-Tech | 1.12% | -0.37% | — | |
| 25 | C | Citigroup INC | Stock-Financials | 1.09% | — | — | |
| 26 | UBER | Uber Technologies INC | Stock-Industrials | 1.05% | -0.42% | -15.38% | |
| 27 | INCY | Incyte CORP | Stock-Healthcare | 1.04% | — | — | |
| 28 | ZM | Zoom Communications INC | Stock-Tech | 1.00% | — | +15.53% | |
| 29 | HELP | Cybin INC | Stock-Other | 0.89% | -0.81% | -10.78% | |
| 30 | VRTX | Vertex Pharmaceuticals INC | Stock-Healthcare | 0.83% | — | +7.69% | |
| 31 | GDXJ | Vaneck Junior Gold Miners | ETF-Commodities | 0.80% | — | -5.66% | |
| 32 | ZBH | Zimmer Biomet Holdings INC | Stock-Healthcare | 0.74% | — | — | |
| 33 | SLV | Ishares Silver Trust | ETF-Commodities | 0.73% | -0.52% | -44.83% | |
| 34 | MRVL | Marvell Technology INC | Stock-Tech | 0.73% | — | — | |
| 35 | EVO | Evotec Se - Spon Adr | Stock-Other | 0.71% | -0.28% | -11.15% | |
| 36 | XAODX | Abrdn Total Dynamic Dividend | Stock-Other | 0.65% | — | — | |
| 37 | ABX | Barrick Gold CORP | Stock-Financials | 0.65% | — | — | |
| 38 | ABBV | Abbvie INC | Stock-Healthcare | 0.62% | — | — | |
| 39 | XJQCX | Nuveen Credit Strategies INC | Stock-Other | 0.62% | — | +16.54% | |
| 40 | URNM | Sprott Uranium Miners ETF | ETF-Other | 0.59% | — | — | |
| 41 | BHVN | Biohaven Ltd. | Stock-Other | 0.58% | — | +29.97% | |
| 42 | AMGN | Amgen INC | Stock-Healthcare | 0.56% | -0.89% | -63.64% | |
| 43 | BNED | Barnes & Noble Education INC | Stock-Other | 0.46% | — | -8.37% | |
| 44 | LRCXEUR | Lam Research CORP | Stock-Tech | 0.43% | — | — | |
| 45 | LFCR | Lifecore Biomedical INC | Stock-Other | 0.42% | -0.55% | -3.96% | |
| 46 | INTC | Intel CORP | Stock-Tech | 0.41% | — | -12.50% | |
| 47 | AVGO | Broadcom INC | Stock-Tech | 0.40% | — | +8.33% | |
| 48 | AAPL | Apple INC | Stock-Tech | 0.39% | -0.28% | -37.84% | |
| 49 | LYFT | Lyft Inc-a | Stock-Tech | 0.36% | -0.51% | -38.81% | |
| 50 | GPCR | Structure Therapeutics INC | Stock-Other | 0.35% | -0.21% | -8.33% |
Performance for Q3 2026
+20.2%
Performance Last 4 Quarters
+118.8%
Based on 85% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 86 | $375.1M | 54 | |
| 2025-12-31 | 95 | $372.8M | 68 | |
| 2025-09-30 | 95 | $311.2M | 75 | |
| 2025-06-30 | 84 | $215.8M | 0 | |
| 2025-03-31 | 86 | $208.9M | 100 | |
| 2024-12-31 | 87 | $206.7M | 0 | |
| 2024-09-30 | 97 | $250.2M | 0 | |
| 2024-06-30 | 94 | $194.1M | 0 | |
| 2024-03-31 | 83 | $203.0M | 0 | |
| 2023-12-31 | 82 | $184.3M | 0 | |
| 2023-09-30 | 96 | $183.6M | 0 | |
| 2023-06-30 | 89 | $189.3M | 0 | |
| 2023-03-31 | 67 | $163.4M | 0 | |
| 2022-12-31 | 67 | $148.0M | 0 | |
| 2022-09-30 | 73 | $154.8M | 0 | |
| 2022-06-30 | 76 | $167.9M | 0 | |
| 2022-03-31 | 68 | $228.3M | 0 | |
| 2021-12-31 | 73 | $246.6M | 0 | |
| 2021-09-30 | 81 | $226.5M | 0 | |
| 2021-06-30 | 93 | $282.2M | 100 | |
| 2021-03-31 | 103 | $230.1M | 58 | |
| 2020-12-31 | 91 | $242.4M | 60 | |
| 2020-09-30 | 86 | $195.6M | 28 | |
| 2020-06-30 | 70 | $178.7M | 64 | |
| 2020-03-31 | 67 | $152.9M | 61 | |
| 2019-12-31 | 69 | $157.9M | — |
DCF Advisers, LLC's most significant position changes for 2026-03-31: New buy: Vaneck Semiconductor ETF (SMH); Sold out: Ishares Semiconductor ETF (SOXX); Sold out: Home Depot INC (HD); Sold out: Pfizer INC (PFE); Sold out: Teladoc Health INC (TDOC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +19.1% | +6200.00% | Add |
| 2 | GOOGL | Alphabet Inc-cl A | +1% | +280.00% | Add |
| 3 | CRVS | Corvus Pharmaceuticals INC | +1% | -12.55% | Trim |
| 4 | CSCO | Cisco Systems INC | +0.4% | +40.00% | Add |
| 5 | AMZN | Amazon.com INC | +0.3% | +26.56% | Add |
| 6 | ET | Energy Transfer LP | +0.2% | — | Unchanged |
| 7 | IAU | Ishares Gold Trust | +0.2% | — | Unchanged |
| 8 | ALT | Altimmune INC | -0.1% | -70.74% | Trim |
| 9 | NAMS | NewAmsterdam Pharma Company N.V. | -0.1% | — | Unchanged |
| 10 | ZLAB | Zai Lab Ltd-adr | -0.2% | -35.86% | Trim |
| 11 | AMD | Advanced Micro Devices | -0.2% | -3.33% | Trim |
| 12 | REGN | Regeneron Pharmaceuticals | -0.2% | -7.50% | Trim |
| 13 | LNSR | Lensar INC | -0.2% | — | Unchanged |
| 14 | IMRX | Immuneering CORP - Class A | -0.2% | -34.20% | Trim |
| 15 | ANAB | Anaptysbio INC | -0.2% | -46.74% | Trim |
| 16 | BABA | Alibaba Group Holding-sp Adr | -0.2% | +2.94% | Add |
| 17 | SNY | Sanofi-adr | -0.2% | -73.81% | Trim |
| 18 | GPCR | Structure Therapeutics INC | -0.2% | -8.33% | Trim |
| 19 | BAC | Bank Of America CORP | -0.2% | — | Unchanged |
| 20 | ARGX | Argenx Se - Adr | -0.2% | +7.33% | Add |
| 21 | BIDU | Baidu INC - Spon Adr | -0.3% | -2.38% | Trim |
| 22 | VRDN | Viridian Therapeutics INC | -0.3% | -38.99% | Trim |
| 23 | AAPL | Apple INC | -0.3% | -37.84% | Trim |
| 24 | EVO | Evotec Se - Spon Adr | -0.3% | -11.15% | Trim |
| 25 | PRTA | Prothena Corporation plc | -0.3% | -62.58% | Trim |
| 26 | XNCR | Xencor INC | -0.3% | -32.96% | Trim |
| 27 | LLY | Eli Lilly & Co | -0.4% | — | Unchanged |
| 28 | ORCL | Oracle CORP | -0.4% | — | Unchanged |
| 29 | UBER | Uber Technologies INC | -0.4% | -15.38% | Trim |
| 30 | GOOG | Alphabet Inc-cl C | -0.4% | — | Unchanged |
| 31 | LYFT | Lyft Inc-a | -0.5% | -38.81% | Trim |
| 32 | SLV | Ishares Silver Trust | -0.5% | -44.83% | Trim |
| 33 | LFCR | Lifecore Biomedical INC | -0.6% | -3.96% | Trim |
| 34 | AZNN | Astrazeneca Plc-spons Adr | -0.8% | -87.02% | Trim |
| 35 | HELP | Cybin INC | -0.8% | -10.78% | Trim |
| 36 | AMGN | Amgen INC | -0.9% | -63.64% | Trim |
| 37 | MU | Micron Technology INC | -1% | -20.95% | Trim |
| 38 | IONS | Ionis Pharmaceuticals INC | -1.1% | -45.63% | Trim |
| 39 | GDX | Vaneck Gold Miners ETF | -1.3% | -49.80% | Trim |
| 40 | TEVA | Teva Pharmaceutical-sp Adr | -1.7% | -39.09% | Trim |
| 41 | SPY | Ss Spdr S&p 500 ETF Trust-us | -8.9% | -68.84% | Trim |
| 42 | SMH | Vaneck Semiconductor ETF | — | NEW | New buy |
| 43 | SOXX | Ishares Semiconductor ETF | — | EXIT | Sold out |
| 44 | HD | Home Depot INC | — | EXIT | Sold out |
| 45 | PFE | Pfizer INC | — | EXIT | Sold out |
| 46 | TDOC | Teladoc Health INC | — | EXIT | Sold out |
| 47 | MSFT | Microsoft CORP | — | NEW | New buy |
| 48 | QURE | uniQure N.V. | — | NEW | New buy |
| 49 | SNPS | Synopsys INC | — | NEW | New buy |
| 50 | DOCU | Docusign INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-11 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-11 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-15 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-13 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-13 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-09 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-13 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-11 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-13 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-10 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-13 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-12 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-13 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-13 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-12 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-12 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001631084
Total reported value
$375.4M
21 stks
2026-03-31
AUM within 0.1% of this institution
CIK 0001179791
Total reported value
$374.8M
251 stks
2026-03-31
AUM within 0.1% of this institution
CIK 0002010477
Total reported value
$375.6M
157 stks
2026-03-31
AUM within 0.1% of this institution
Institutions with overlapping top holdings
CIK 0001398346
Total reported value
$9.1B
232 stks
2026-03-31
3 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us
CIK 0001556168
Total reported value
$922.0M
77 stks
2026-03-31
3 of the top 5 holdings overlap, including Invesco Qqq Trust Series 1
CIK 0001633799
Total reported value
$1.6B
52 stks
2026-03-31
3 of the top 5 holdings overlap, including Ss Spdr S&p 500 ETF Trust-us