CIK: 0002041427
Total reported value
$132.0M
Reporting period: 2026-03-31 · Number of holdings: 68
Dale Q Rice Investment Management Ltd disclosed 68 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $132.0M and a quarterly turnover rate of 9.8%.
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Dale Q Rice Investment Management Ltd's disclosed holdings carry a Herfindahl concentration index of 0.092 — mathematically equivalent to about 11 equally-sized positions, well below its 68 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.31), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.3 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 42% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim QLD
+3.5% -$1.7M
Add DIG
0.0% $476.5K
Add LRCX
+3.9% $337.3K
Trim AAPL
-0.1% -$1.9M
Trim MSFT
-0.1% -$454.9K
Trim USD
+2.0% -$1.6M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 20.27% | -0.28% | -0.09% | |
| 2 | USD | Proshares Ultra Semiconduct | ETF-Other | 16.25% | -0.23% | +1.99% | |
| 3 | QLD | Proshares Ultra Qqq | ETF-Other | 11.46% | -0.61% | +3.54% | |
| 4 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 6.07% | -0.15% | -1.83% | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 5.01% | — | -0.98% | |
| 6 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.24% | -0.11% | -0.18% | |
| 7 | TSLA | Tesla INC | Stock-Consumer Disc | 2.43% | -0.22% | +5.11% | |
| 8 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.34% | — | +4.20% | |
| 9 | XSD | Ss Spdr S&p Semiconductor | ETF-Other | 2.25% | +0.07% | -4.04% | |
| 10 | NVDA | Nvidia CORP | Stock-Tech | 2.16% | +0.04% | +3.43% | |
| 11 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 1.59% | +0.16% | +2.77% | |
| 12 | IYW | Ishares Ustechnology ETF | ETF-Tech | 1.54% | -0.06% | -0.04% | |
| 13 | TMFC | Motley Fool 100 Index ETF | ETF-Large Cap & Growth | 1.20% | -0.04% | -0.02% | |
| 14 | MSFT | Microsoft CORP | Stock-Tech | 1.12% | -0.27% | -0.10% | |
| 15 | LRCX | Lam Research CORP | Stock-Tech | 1.12% | +0.31% | +3.94% | |
| 16 | IHI | Ishares U.s. Medical Devices | ETF-Other | 1.10% | -0.15% | -2.37% | |
| 17 | MA | Mastercard INC - A | Stock-Financials | 1.08% | -0.09% | -0.38% | |
| 18 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.97% | -0.07% | -2.42% | |
| 19 | ROM | Proshares Ultra Technology | ETF-Tech | 0.86% | -0.12% | — | |
| 20 | DIG | Proshares Ultra Energy | ETF-Other | 0.79% | +0.39% | — | |
| 21 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.74% | -0.01% | +2.00% | |
| 22 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.72% | +0.08% | -0.43% | |
| 23 | XLK | Ss Technology Select Sector | ETF-Tech | 0.66% | -0.02% | -0.38% | |
| 24 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.64% | — | +15.80% | |
| 25 | SWVXX | Schwa Prime Adv Money Fd-inv | Stock-Other | 0.62% | — | +0.85% | |
| 26 | CAT | Caterpillar INC | Stock-Industrials | 0.61% | +0.22% | +21.19% | |
| 27 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.57% | — | -3.13% | |
| 28 | SNSXX | Schwab US Treasury Money-inv | Stock-Other | 0.56% | +0.07% | +8.23% | |
| 29 | RKLB | Rocket Lab CORP | Stock-Industrials | 0.54% | +0.05% | +13.33% | |
| 30 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.53% | +0.08% | -0.78% | |
| 31 | DE | Deere & Co | Stock-Industrials | 0.48% | +0.17% | +21.41% | |
| 32 | FBT | First Trust Nyse Arca Biotec | ETF-Other | 0.47% | — | -2.27% | |
| 33 | BX | Blackstone INC | Stock-Financials | 0.42% | -0.11% | — | |
| 34 | RFG | Invesco S&p Midcap 400 Pure | ETF-Other | 0.41% | +0.04% | — | |
| 35 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.41% | +0.05% | +5.26% | |
| 36 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.41% | +0.08% | — | |
| 37 | BOOT | Boot Barn Holdings INC | Stock-Consumer Disc | 0.39% | -0.06% | — | |
| 38 | XSW | Ss Spdr S&p Soft & Serv ETF | ETF-Other | 0.39% | -0.16% | -12.38% | |
| 39 | VWNDX | Vanguard Windsor Fund-inv | Stock-Other | 0.37% | — | — | |
| 40 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.36% | +0.05% | -3.67% | |
| 41 | SCDGX | Dws Core Equity-s | Stock-Other | 0.36% | — | +0.12% | |
| 42 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.36% | — | — | |
| 43 | FXL | First Trust Technology Alpha | ETF-Tech | 0.33% | — | -0.18% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.32% | +0.10% | — | |
| 45 | SWPPX | Schwab S&p 500 Index-sel | Stock-Other | 0.31% | — | — | |
| 46 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 0.30% | -0.01% | -3.34% | |
| 47 | IBB | Ishares Biotechnology ETF | ETF-Tech | 0.30% | — | -1.39% | |
| 48 | BA | Boeing Co/the | Stock-Industrials | 0.29% | -0.01% | — | |
| 49 | RFV | Invesco S&p Midcap 400 Pure | ETF-Other | 0.28% | — | -0.59% | |
| 50 | HLT | Hilton Worldwide Holdings In | Stock-Consumer Disc | 0.26% | — | -0.18% |
Performance for Q3 2026
+8.6%
Performance Last 4 Quarters
+38.6%
Based on 71% of reported portfolio value with available pricing
Dale Q Rice Investment Management Ltd's most significant position changes for 2026-03-31: New buy: Exxon Mobil CORP (XOM); New buy: Eog Resources INC (EOG); Sold out: First Trust Dj Internet Ind (FDN); New buy: Vaneck Semiconductor ETF (SMH); New buy: Intel CORP (INTC).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | DIG | Proshares Ultra Energy | +0.4% | — | Unchanged |
| 2 | LRCX | Lam Research CORP | +0.3% | +3.94% | Add |
| 3 | CAT | Caterpillar INC | +0.2% | +21.19% | Add |
| 4 | DE | Deere & Co | +0.2% | +21.41% | Add |
| 5 | IJH | Ishares Core S&p Midcap ETF | +0.2% | +2.77% | Add |
| 6 | CVX | Chevron CORP | +0.1% | — | Unchanged |
| 7 | COST | Costco Wholesale CORP | +0.1% | — | Unchanged |
| 8 | SCHD | Schwab US Dvd Equity ETF | +0.1% | -0.78% | Trim |
| 9 | DVY | Ishares Select Dividend ETF | +0.1% | -0.43% | Trim |
| 10 | XSD | Ss Spdr S&p Semiconductor | +0.1% | -4.04% | Trim |
| 11 | SNSXX | Schwab US Treasury Money-inv | +0.1% | +8.23% | Add |
| 12 | IJR | Ishares Core S&p Small-cap E | +0.1% | +5.26% | Add |
| 13 | MRK | Merck & Co. INC. | +0.1% | -3.67% | Trim |
| 14 | RKLB | Rocket Lab CORP | +0.1% | +13.33% | Add |
| 15 | NVDA | Nvidia CORP | 0% | +3.43% | Add |
| 16 | RFG | Invesco S&p Midcap 400 Pure | 0% | — | Unchanged |
| 17 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | -0.98% | Trim |
| 18 | PLTR | Palantir Technologies Inc-a | — | +15.80% | Add |
| 19 | FBT | First Trust Nyse Arca Biotec | — | -2.27% | Trim |
| 20 | FXL | First Trust Technology Alpha | — | -0.18% | Trim |
| 21 | GOOG | Alphabet Inc-cl C | 0% | +2.00% | Add |
| 22 | BA | Boeing Co/the | 0% | — | Unchanged |
| 23 | AVGO | Broadcom INC | 0% | — | Unchanged |
| 24 | DIA | Ss Spdr Dow Jones Indus Avg | 0% | -3.34% | Trim |
| 25 | SSO | Proshares Ultra S&p500 | 0% | -0.09% | Trim |
| 26 | JPM | Jpmorgan Chase & Co | 0% | — | Unchanged |
| 27 | XLK | Ss Technology Select Sector | 0% | -0.38% | Trim |
| 28 | PANW | Palo Alto Networks INC | 0% | -4.95% | Trim |
| 29 | TMFC | Motley Fool 100 Index ETF | 0% | -0.02% | Trim |
| 30 | TQQQ | Proshares Ultrapro Qqq | -0.1% | -0.14% | Trim |
| 31 | IYW | Ishares Ustechnology ETF | -0.1% | -0.04% | Trim |
| 32 | BOOT | Boot Barn Holdings INC | -0.1% | — | Unchanged |
| 33 | AMZN | Amazon.com INC | -0.1% | -2.42% | Trim |
| 34 | MA | Mastercard INC - A | -0.1% | -0.38% | Trim |
| 35 | GOOGL | Alphabet Inc-cl A | -0.1% | -0.18% | Trim |
| 36 | BX | Blackstone INC | -0.1% | — | Unchanged |
| 37 | ROM | Proshares Ultra Technology | -0.1% | — | Unchanged |
| 38 | QQQ | Invesco Qqq Trust Series 1 | -0.2% | -1.83% | Trim |
| 39 | IHI | Ishares U.s. Medical Devices | -0.2% | -2.37% | Trim |
| 40 | XSW | Ss Spdr S&p Soft & Serv ETF | -0.2% | -12.38% | Trim |
| 41 | TSLA | Tesla INC | -0.2% | +5.11% | Add |
| 42 | USD | Proshares Ultra Semiconduct | -0.2% | +1.99% | Add |
| 43 | MSFT | Microsoft CORP | -0.3% | -0.10% | Trim |
| 44 | AAPL | Apple INC | -0.3% | -0.09% | Trim |
| 45 | QLD | Proshares Ultra Qqq | -0.6% | +3.54% | Add |
| 46 | XOM | Exxon Mobil CORP | — | NEW | New buy |
| 47 | EOG | Eog Resources INC | — | NEW | New buy |
| 48 | FDN | First Trust Dj Internet Ind | — | EXIT | Sold out |
| 49 | SMH | Vaneck Semiconductor ETF | — | NEW | New buy |
| 50 | INTC | Intel CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-08 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-30 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-15 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-29 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-22 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-13 | 13F-HR | View on EDGAR |
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