CIK: 0002034001
Total reported value
$943.1M
Reporting period: 2026-03-31 · Number of holdings: 276
Convergence Financial, LLC disclosed 276 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $943.1M and a quarterly turnover rate of 50.3%.
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Convergence Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 29 equally-sized positions, well below its 276 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.57), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 23% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SPYV
+126.4% $50.7M
Trim SPYG
-8.0% -$8.6M
Add SPAB
+116.9% $38.7M
Trim FLCB
-98.6% -$19.0M
Add MDYG
+103.9% $28.0M
Add BIL
+92.8% $29.8M
Showing top 200 holdings (of 276 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 9.64% | +3.77% | +126.37% | |
| 2 | SPAB | Ss Spdr P Agg Bond ETF | ETF-Other | 7.65% | +2.77% | +116.90% | |
| 3 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 6.54% | +1.88% | +92.81% | |
| 4 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | ETF-Other | 5.61% | +1.98% | +103.95% | |
| 5 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 5.44% | +1.66% | +96.26% | |
| 6 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 5.23% | -3.22% | -7.97% | |
| 7 | JAVA | Jpmorgan Active Value ETF | ETF-Other | 2.69% | — | -2.61% | |
| 8 | MTBA | Simplify Mbs ETF | ETF-Other | 2.43% | -0.46% | +17.73% | |
| 9 | TSLA | Tesla INC | Stock-Consumer Disc | 2.27% | +0.55% | +120.05% | |
| 10 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 2.27% | — | +5.38% | |
| 11 | FLCO | Franklin Investment Grade Co | ETF-Corp Bonds | 2.07% | +2.07% | NEW | |
| 12 | SLYV | Ss Spdr S&p 600 Sc Val ETF | ETF-Other | 2.03% | — | -4.74% | |
| 13 | SLYG | Ss Spdr S&p 600 Sc Gr ETF | ETF-Other | 1.99% | — | -3.68% | |
| 14 | XLK | Ss Technology Select Sector | ETF-Tech | 1.75% | -0.85% | -1.18% | |
| 15 | TBLL | Invesco Short Term Treasury | ETF-Gov Bonds | 1.56% | -0.41% | +9.09% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 1.45% | +0.26% | +119.84% | |
| 17 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.33% | +0.63% | +200.07% | |
| 18 | CGCP | Cap Group Core Plus Income | ETF-Other | 1.31% | — | +2.88% | |
| 19 | DIAL | Columbia Divers Fix INC ETF | ETF-Other | 1.28% | +0.41% | +104.67% | |
| 20 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 1.24% | +0.05% | +49.97% | |
| 21 | IDEV | Ishares Core Msci Dev Mkts | ETF-Other | 1.14% | — | +7.00% | |
| 22 | NVDA | Nvidia CORP | Stock-Tech | 1.08% | -0.62% | -6.77% | |
| 23 | AAPL | Apple INC | Stock-Tech | 1.06% | — | -2.49% | |
| 24 | FENI | Fidelity Enhanced Intl ETF | ETF-Other | 0.97% | — | -1.37% | |
| 25 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.87% | -0.53% | -7.13% | |
| 26 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.81% | -0.13% | +15.17% | |
| 27 | AVGO | Broadcom INC | Stock-Tech | 0.80% | -0.50% | -5.18% | |
| 28 | CGDV | Cap Group Dividend Value | ETF-Other | 0.80% | — | +18.08% | |
| 29 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 0.74% | +0.74% | NEW | |
| 30 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.69% | — | -1.36% | |
| 31 | PHEQ | Parametric Hedged Equity ETF | ETF-Other | 0.65% | +0.21% | +107.96% | |
| 32 | WINN | Harbor Long-term Growers ETF | ETF-Other | 0.62% | +0.14% | +97.88% | |
| 33 | CRAK | Vaneck Oil Refiners ETF | ETF-Other | 0.62% | +0.62% | NEW | |
| 34 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 0.61% | — | -13.81% | |
| 35 | HDV | Ishares Core High Dividend E | ETF-Other | 0.59% | — | +7.98% | |
| 36 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.58% | +0.24% | +102.89% | |
| 37 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.55% | +0.15% | +99.60% | |
| 38 | CLIP | Global X 1-3 Month T-bill | ETF-Other | 0.55% | -0.39% | -19.64% | |
| 39 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 0.51% | — | -0.42% | |
| 40 | VUSB | Vanguard Ultra Short Bond Et | ETF-Other | 0.49% | +0.46% | +2026.71% | |
| 41 | SPHY | Ss Spdr P High Yield ETF | ETF-High Yield | 0.46% | +0.15% | +107.13% | |
| 42 | SPHQ | Invesco S&p 500 Quality ETF | ETF-Large Cap & Growth | 0.45% | +0.45% | NEW | |
| 43 | CRWD | Crowdstrike Holdings INC - A | Stock-Tech | 0.43% | +0.10% | +111.82% | |
| 44 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.43% | — | -2.15% | |
| 45 | TRPA | Hartford Aaa Clo ETF | ETF-Other | 0.39% | +0.09% | +84.12% | |
| 46 | DUK | Duke Energy CORP | Stock-Utilities | 0.39% | +0.14% | +95.20% | |
| 47 | WMT | Walmart INC | Stock-Consumer Staples | 0.38% | +0.12% | +76.55% | |
| 48 | GEV | GE Vernova INC | Stock-Industrials | 0.37% | — | -4.25% | |
| 49 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 0.37% | — | -5.71% | |
| 50 | ULTA | Ulta Beauty INC | Stock-Consumer Disc | 0.36% | +0.07% | +94.69% |
Performance for Q3 2026
+3.6%
Performance Last 4 Quarters
+17.6%
Based on 67% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 276 | $943.1M | 50 | |
| 2025-12-31 | 190 | $685.3M | 11 | |
| 2025-09-30 | 188 | $665.9M | 42 | |
| 2025-06-30 | 179 | $581.6M | 0 | |
| 2025-03-31 | 167 | $509.2M | 0 | |
| 2024-12-31 | 159 | $501.4M | 0 | |
| 2024-09-30 | 157 | $470.9M | 0 | |
| 2024-06-30 | 147 | $378.2M | 0 | |
| 2024-03-31 | 49 | $242.2M | 0 | |
| 2023-12-31 | 38 | $224.0M | 0 | |
| 2023-09-30 | 31 | $168.4M | 0 | |
| 2023-06-30 | 29 | $162.7M | — | |
| 2023-03-31 | 28 | $135.7M | — | |
| 2022-12-31 | 27 | $112.9M | — | |
| 2022-09-30 | 22 | $91.2M | — | |
| 2022-06-30 | 21 | $96.8M | — | |
| 2022-03-31 | 22 | $93.2M | — | |
| 2021-12-31 | 23 | $96.2M | — |
Convergence Financial, LLC's most significant position changes for 2026-03-31: New buy: Franklin Investment Grade Co (FLCO); Sold out: Neuberger Short Duration INC (NBSD); New buy: Janus Henderson Aaa Clo ETF (JAAA); New buy: Vaneck Oil Refiners ETF (CRAK); Sold out: Invesco S&p 500 Momentum ETF (SPMO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SPYV | Ss Spdr P S&p 500 Value ETF | +3.8% | +126.37% | Add |
| 2 | SPAB | Ss Spdr P Agg Bond ETF | +2.8% | +116.90% | Add |
| 3 | MDYG | Ss Spdr S&p 400 Mc Gr ETF | +2% | +103.95% | Add |
| 4 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +1.9% | +92.81% | Add |
| 5 | MDYV | Ss Spdr S&p 400 Mc Val ETF | +1.7% | +96.26% | Add |
| 6 | META | Meta Platforms Inc-class A | +0.6% | +200.07% | Add |
| 7 | TSLA | Tesla INC | +0.6% | +120.05% | Add |
| 8 | VUSB | Vanguard Ultra Short Bond Et | +0.5% | +2026.71% | Add |
| 9 | DIAL | Columbia Divers Fix INC ETF | +0.4% | +104.67% | Add |
| 10 | COP | Conocophillips | +0.3% | +917.94% | Add |
| 11 | MSFT | Microsoft CORP | +0.3% | +119.84% | Add |
| 12 | COST | Costco Wholesale CORP | +0.2% | +102.89% | Add |
| 13 | PHEQ | Parametric Hedged Equity ETF | +0.2% | +107.96% | Add |
| 14 | XOP | Ss Spdr S&p Og Exp & Prod | +0.2% | +101.07% | Add |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +99.60% | Add |
| 16 | SPHY | Ss Spdr P High Yield ETF | +0.2% | +107.13% | Add |
| 17 | WINN | Harbor Long-term Growers ETF | +0.1% | +97.88% | Add |
| 18 | DUK | Duke Energy CORP | +0.1% | +95.20% | Add |
| 19 | WMT | Walmart INC | +0.1% | +76.55% | Add |
| 20 | MSI | Motorola Solutions INC | +0.1% | +116.67% | Add |
| 21 | CRWD | Crowdstrike Holdings INC - A | +0.1% | +111.82% | Add |
| 22 | MRK | Merck & Co. INC. | +0.1% | +89.63% | Add |
| 23 | TRPA | Hartford Aaa Clo ETF | +0.1% | +84.12% | Add |
| 24 | DE | Deere & Co | +0.1% | +70.93% | Add |
| 25 | ULTA | Ulta Beauty INC | +0.1% | +94.69% | Add |
| 26 | SPYM | Ste Str Spdr Pt S&p 500 ETF | +0.1% | +49.97% | Add |
| 27 | SPDW | Ste Str Spdr Pt Dw EU ETF | -0.1% | +15.17% | Add |
| 28 | IBM | Intl Business Machines CORP | -0.2% | -69.68% | Trim |
| 29 | ITOT | Ishares Core S&p Total U.s. | -0.2% | -42.86% | Trim |
| 30 | JPM | Jpmorgan Chase & Co | -0.4% | -26.82% | Trim |
| 31 | CLIP | Global X 1-3 Month T-bill | -0.4% | -19.64% | Trim |
| 32 | TBLL | Invesco Short Term Treasury | -0.4% | +9.09% | Add |
| 33 | MTBA | Simplify Mbs ETF | -0.5% | +17.73% | Add |
| 34 | AVGO | Broadcom INC | -0.5% | -5.18% | Trim |
| 35 | GOOGL | Alphabet Inc-cl A | -0.5% | -7.13% | Trim |
| 36 | NVDA | Nvidia CORP | -0.6% | -6.77% | Trim |
| 37 | XLK | Ss Technology Select Sector | -0.9% | -1.18% | Trim |
| 38 | FLCB | Franklin U.s. Core Bond ETF | -2.8% | -98.65% | Trim |
| 39 | SPYG | Ss Spdr P S&p 500 Growth ETF | -3.2% | -7.97% | Trim |
| 40 | FLCO | Franklin Investment Grade Co | — | NEW | New buy |
| 41 | NBSD | Neuberger Short Duration INC | — | EXIT | Sold out |
| 42 | JAAA | Janus Henderson Aaa Clo ETF | — | NEW | New buy |
| 43 | CRAK | Vaneck Oil Refiners ETF | — | NEW | New buy |
| 44 | SPMO | Invesco S&p 500 Momentum ETF | — | EXIT | Sold out |
| 45 | SPHQ | Invesco S&p 500 Quality ETF | — | NEW | New buy |
| 46 | UI | Ubiquiti INC | — | NEW | New buy |
| 47 | CGGR | Cap Group Growth Equity | — | EXIT | Sold out |
| 48 | SGOV | Ishares 0-3 Month Treasury B | — | NEW | New buy |
| 49 | URI | United Rentals INC | — | NEW | New buy |
| 50 | PSX | Phillips 66 | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-11 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-11 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-06 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-25 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-05 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2024-10-23 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2024-10-23 | 13F-HR | View on EDGAR |
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