CI

Caldwell Investment Management Ltd.

Diversified strategySector-focusedContrarian

Total reported value

$255.2M

Reporting period: 2026-03-31 · Number of holdings: 57

Caldwell Investment Management Ltd. disclosed 57 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $255.2M and a quarterly turnover rate of 80.1%.

Personality snowflake

Concentration
28.23
Portfolio Stability
80.09
Momentum/Contrarian
0
Sector conviction
100
Diversification
100
Sizing Uniformity
82.46

Recent moves

  • Trim MIAX

    -10.2%　-$8.8M

  • Trim KKR

    0.0%　-$7.6M

  • Trim CBOE

    0.0%　$3.3M

  • Trim AEM

    -21.6%　-$1.0M

  • Trim JPM

    -67.7%　-$2.9M

  • Add CVE

    +162.5%　$5.9M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#TickerIssuerAsset SubclassWeightWeight ChangeShares Change4Q Trend
1MSMorgan StanleyStock-Financials15.54%+15.54%NEW
2CBOECboe Global Markets INCStock-Financials13.07%-5.38%—
3MIAXMiami International HoldingsStock-Other9.77%-10.97%-10.15%
4KKRKkr & Co INCStock-Financials7.09%-8.72%—
5BACBank Of America CORPStock-Financials6.49%+6.49%NEW
6ICEIntercontinental Exchange InStock-Financials6.16%——
7EFXTEnerflex LTDStock-Other3.31%-0.65%—
8CCitigroup INCStock-Financials3.16%+3.16%NEW
9CVECenovus Energy INCStock-Energy3.03%+1.87%+162.45%
10SIISprott INCStock-Other3.02%+3.02%NEW
11AEMAgnico Eagle Mines LTDStock-Materials2.78%-2.20%-21.61%
12KGCKinross Gold CORPStock-Materials1.91%+1.91%NEW
13CCJCameco CORPStock-Energy1.65%——
14ELVAElectrovaya INCStock-Other1.13%——
15LHXL3harris Technologies INCStock-Industrials1.01%+1.01%NEW
16RYRoyal Bank Of CanadaStock-Financials0.97%+0.97%NEW
17CLSCelestica INCStock-Tech0.90%——
18OVVOvintiv INCStock-Energy0.83%+0.83%NEW
19PFEPfizer INCStock-Healthcare0.82%+0.82%NEW
20FIXComfort Systems USA INCStock-Industrials0.80%+0.80%NEW
21MCKMckesson CORPStock-Healthcare0.74%——
22AMZNAmazon.com INCStock-Consumer Disc0.73%——
23MSIMotorola Solutions INCStock-Tech0.70%+0.70%NEW
24TJXTjx Companies INCStock-Consumer Disc0.68%+0.68%NEW
25CAECae INCStock-Other0.66%+0.66%NEW
26KLACKla CORPStock-Tech0.65%+0.65%NEW
27ATSAts CORPStock-Other0.65%——
28MSFTMicrosoft CORPStock-Tech0.63%+0.63%NEW
29TMOThermo Fisher Scientific INCStock-Healthcare0.62%+0.62%NEW
30VVisa Inc-class A SharesStock-Financials0.60%+0.11%+4.08%
31CWCurtiss-wright CORPStock-Industrials0.60%+0.60%NEW
32STNStantec INCStock-Other0.59%+0.59%NEW
33HWMHowmet Aerospace INCStock-Industrials0.56%+0.56%NEW
34JJacobs Solutions INCStock-Industrials0.54%——
35✓ Stock-Other0.46%+0.46%NEW
36ROLRollins INCStock-Consumer Disc0.46%+0.46%NEW
37JPMJpmorgan Chase & CoStock-Financials0.46%-2.06%-67.72%
38CNICanadian Natl Railway CoStock-Industrials0.43%+0.43%NEW
39AROCArchrock INCStock-Energy0.43%+0.43%NEW
40LRCXLam Research CORPStock-Tech0.42%+0.42%NEW
41WWDWoodward INCStock-Industrials0.40%+0.40%NEW
42WMBWilliams Cos INCStock-Energy0.40%+0.40%NEW
43GIBCgi INCStock-Tech0.37%——
44IBKRInteractive Brokers Gro-cl AStock-Financials0.35%-0.73%-48.71%
45RMDResmed INCStock-Healthcare0.35%+0.35%NEW
46VRTVertiv Holdings Co-aStock-Industrials0.33%+0.33%NEW
47WCNWaste Connections INCStock-Industrials0.32%+0.32%NEW
48APHAmphenol Corp-cl AStock-Tech0.32%+0.32%NEW
49CACICaci International INC -cl AStock-Tech0.31%+0.31%NEW
50NOWServicenow INCStock-Tech0.29%——
1–50 of 57

Holding changes this quarter

Caldwell Investment Management Ltd.'s most significant position changes for 2026-03-31: New buy: Morgan Stanley (MS); New buy: Bank Of America CORP (BAC); New buy: Citigroup INC (C); New buy: Sprott INC (SII); New buy: Kinross Gold CORP (KGC).

Position changes disclosed by Caldwell Investment Management Ltd. for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#TickerIssuerWeight ChangeShares ChangeAction
1CVECenovus Energy INC+1.9%+162.45%Add
2VVisa Inc-class A Shares+0.1%+4.08%Add
3EFXTEnerflex LTD-0.7%—Unchanged
4IBKRInteractive Brokers Gro-cl A-0.7%-48.71%Trim
5JPMJpmorgan Chase & Co-2.1%-67.72%Trim
6AEMAgnico Eagle Mines LTD-2.2%-21.61%Trim
7CBOECboe Global Markets INC-5.4%—Unchanged
8KKRKkr & Co INC-8.7%—Unchanged
9MIAXMiami International Holdings-11%-10.15%Trim
10MSMorgan Stanley—NEWNew buy
11BACBank Of America CORP—NEWNew buy
12CCitigroup INC—NEWNew buy
13SIISprott INC—NEWNew buy
14KGCKinross Gold CORP—NEWNew buy
15MFCManulife Financial CORP—EXITSold out
16BABAAlibaba Group Holding-sp Adr—EXITSold out
17LHXL3harris Technologies INC—NEWNew buy
18RYRoyal Bank Of Canada—NEWNew buy
19OVVOvintiv INC—NEWNew buy
20PFEPfizer INC—NEWNew buy
21FIXComfort Systems USA INC—NEWNew buy
22MSIMotorola Solutions INC—NEWNew buy
23TJXTjx Companies INC—NEWNew buy
24CAECae INC—NEWNew buy
25KLACKla CORP—NEWNew buy
26MSFTMicrosoft CORP—NEWNew buy
27TMOThermo Fisher Scientific INC—NEWNew buy
28CWCurtiss-wright CORP—NEWNew buy
29STNStantec INC—NEWNew buy
30TFIITfi International INC—EXITSold out
31AVGOBroadcom INC—EXITSold out
32HWMHowmet Aerospace INC—NEWNew buy
33IDCCInterdigital INC—EXITSold out
34✓ —NEWNew buy
35ROLRollins INC—NEWNew buy
36CNICanadian Natl Railway Co—NEWNew buy
37AROCArchrock INC—NEWNew buy
38LRCXLam Research CORP—NEWNew buy
39TKOTko Group Holdings INC—EXITSold out
40WWDWoodward INC—NEWNew buy
41WMBWilliams Cos INC—NEWNew buy
42PWRQuanta Services INC—EXITSold out
43RMDResmed INC—NEWNew buy
44VRTVertiv Holdings Co-a—NEWNew buy
45WCNWaste Connections INC—NEWNew buy
46APHAmphenol Corp-cl A—NEWNew buy
47CACICaci International INC -cl A—NEWNew buy
48NVDANvidia CORP—NEWNew buy
49METAMeta Platforms Inc-class A—EXITSold out
50GOOGLAlphabet Inc-cl A—NEWNew buy

FAQ

What is Caldwell Investment Management Ltd. and what type of investor is it?
Caldwell Investment Management Ltd. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $255.2M, spread across 57 disclosed positions.
What are Caldwell Investment Management Ltd.'s largest equity positions?
Based on the latest 13F filing, Caldwell Investment Management Ltd.'s top holdings by market value are: 1. Morgan Stanley (MS) — $39.6M (15.5%) 2. Cboe Global Markets INC (CBOE) — $33.4M (13.1%) 3. Miami International Holdings (MIAX) — $24.9M (9.8%) 4. Kkr & Co INC (KKR) — $18.1M (7.1%) 5. Bank Of America CORP (BAC) — $16.6M (6.5%)
What changes did Caldwell Investment Management Ltd. make in its most recent portfolio filing?
In the latest reported quarter, Caldwell Investment Management Ltd. made 47 notable position adjustments: 33 new positions were initiated, 2 existing holdings were added to, 4 positions were partially reduced, and 8 were completely exited. The largest of these moves: New buy: Morgan Stanley (MS); New buy: Bank Of America CORP (BAC); New buy: Citigroup INC (C); New buy: Sprott INC (SII); New buy: Kinross Gold CORP (KGC)
What sectors does Caldwell Investment Management Ltd. focus on?
Caldwell Investment Management Ltd. is concentrated in the following sectors based on its current disclosed equity portfolio: • Financials: 67.1% • Energy: 7.9% • Information Technology: 6.7% • Industrials: 6.4% • Materials: 5.8% • Health Care: 3.4%