CIK: 0001895252
Total reported value
$501.2M
Reporting period: 2026-03-31 · Number of holdings: 124
Aspen Wealth Management LLC disclosed 124 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $501.2M and a quarterly turnover rate of 14.2%.
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Aspen Wealth Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.052 — mathematically equivalent to about 19 equally-sized positions, well below its 124 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.34), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 8% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim JMUB
-34.8% -$6.4M
Add MUB
+350.4% $7.0M
Trim DFUS
-0.4% -$2.7M
Trim IUSG
+0.1% -$2.5M
Trim QUAL
-0.5% -$1.8M
Trim SHYM
-77.6% -$3.3M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFUS | Dimensional US Eq Mkt ETF | ETF-Other | 10.63% | -1.12% | -0.39% | |
| 2 | DFIC | Dimensional International Co | ETF-Other | 9.89% | -0.09% | +1.21% | |
| 3 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 8.71% | -0.84% | -0.53% | |
| 4 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 7.21% | +0.18% | +8.66% | |
| 5 | DFAT | Dimensional US Target Value | ETF-Other | 6.68% | +0.12% | +2.14% | |
| 6 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 6.14% | -0.84% | +0.15% | |
| 7 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 6.07% | +0.18% | +10.39% | |
| 8 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 3.77% | — | -0.70% | |
| 9 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 2.57% | +0.26% | +16.80% | |
| 10 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 2.32% | -1.45% | -34.76% | |
| 11 | DFAI | Dimensional International Co | ETF-Other | 1.84% | +0.04% | +5.17% | |
| 12 | DFAR | Dimensional US Real Est ETF | ETF-Other | 1.84% | +0.02% | +3.21% | |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.82% | -0.19% | +0.11% | |
| 14 | MUB | Ishares National Muni Bond E | ETF-Other | 1.80% | +1.37% | +350.36% | |
| 15 | JMST | JPM Ultra-short Muni Income | ETF-Other | 1.67% | +0.60% | +64.59% | |
| 16 | VUG | Vanguard Growth ETF | ETF-Other | 1.66% | — | +12.54% | |
| 17 | DFAU | Dimensional US Core Equity M | ETF-Other | 1.47% | — | +9.13% | |
| 18 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 1.31% | -0.12% | -1.30% | |
| 19 | WMT | Walmart INC | Stock-Consumer Staples | 1.29% | +0.09% | +1.14% | |
| 20 | XOM | Exxon Mobil CORP | Stock-Energy | 1.24% | +0.32% | +0.61% | |
| 21 | DUHP | Dimensional US High Profi Et | ETF-Other | 1.16% | +0.24% | +36.47% | |
| 22 | DFNM | Dimensional National Muni Bd | ETF-Other | 1.00% | +0.26% | +43.09% | |
| 23 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.88% | — | +3.45% | |
| 24 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 0.88% | +0.20% | +30.09% | |
| 25 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.79% | +0.12% | +21.50% | |
| 26 | SUB | Ishares Short-term National | ETF-Other | 0.69% | +0.22% | +54.87% | |
| 27 | AAPL | Apple INC | Stock-Tech | 0.68% | — | +4.26% | |
| 28 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 0.57% | +0.57% | NEW | |
| 29 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.41% | — | -0.30% | |
| 30 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.41% | — | +2.49% | |
| 31 | MSFT | Microsoft CORP | Stock-Tech | 0.39% | -0.10% | +9.96% | |
| 32 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.39% | +0.35% | +825.22% | |
| 33 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.36% | +0.03% | +19.46% | |
| 34 | CFR | Cullen/frost Bankers INC | Stock-Financials | 0.34% | +0.24% | +235.57% | |
| 35 | DFUV | Dimensional US Marketwide Va | ETF-Other | 0.32% | — | — | |
| 36 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.31% | — | -2.96% | |
| 37 | JQUA | Jpmorgan US Quality Factor | ETF-Other | 0.31% | +0.13% | +80.83% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.29% | — | +3.75% | |
| 39 | IWF | Ishares Russell 1000 Growth | ETF-Other | 0.29% | — | +0.09% | |
| 40 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.28% | +0.10% | +56.53% | |
| 41 | PB | Prosperity Bancshares INC | Stock-Financials | 0.27% | — | — | |
| 42 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.26% | — | +0.15% | |
| 43 | IBMP | Ishares Ibonds Dec 2027 Term | ETF-Other | 0.25% | — | +12.45% | |
| 44 | IBMO | Ishares Ibonds Dec 2026 Term | ETF-Other | 0.25% | — | +12.49% | |
| 45 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.23% | +0.06% | +41.20% | |
| 46 | VTV | Vanguard Value ETF | ETF-Other | 0.23% | — | — | |
| 47 | IBMQ | Ishares Ibonds Dec 2028 Muni | ETF-Other | 0.23% | — | +4.41% | |
| 48 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.22% | — | +0.47% | |
| 49 | VV | Vanguard Large-cap ETF | ETF-Other | 0.22% | — | +0.30% | |
| 50 | IBMT | Ishares Ibonds Dec 2031 Muni | ETF-Other | 0.22% | — | — |
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+16.8%
Based on 60% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 124 | $501.2M | 14 | |
| 2025-12-31 | 118 | $476.2M | 8 | |
| 2025-09-30 | 107 | $450.4M | 27 | |
| 2025-06-30 | 88 | $403.1M | 0 | |
| 2025-03-31 | 86 | $353.4M | 0 | |
| 2024-12-31 | 86 | $337.4M | 0 | |
| 2024-09-30 | 89 | $329.4M | 0 | |
| 2024-06-30 | 83 | $289.2M | 0 | |
| 2024-03-31 | 73 | $259.0M | 0 | |
| 2023-12-31 | 74 | $223.2M | 0 | |
| 2023-09-30 | 66 | $193.3M | 0 | |
| 2023-06-30 | 67 | $197.8M | 0 | |
| 2023-03-31 | 72 | $192.4M | 0 | |
| 2022-12-31 | 69 | $167.6M | 0 | |
| 2022-09-30 | 58 | $142.7M | 0 | |
| 2022-06-30 | 59 | $141.0M | 0 | |
| 2022-03-31 | 60 | $145.0M | 0 | |
| 2021-12-31 | 57 | $124.7M | 0 |
Aspen Wealth Management LLC's most significant position changes for 2026-03-31: New buy: Ishares Floating Rate Bond E (FLOT); New buy: Commercial Metals Co (CMC); New buy: Invesco Qqq Trust Series 1 (QQQ); New buy: Alerian Mlp ETF (AMLP); New buy: Kinder Morgan INC (KMI).
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-01 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-05 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-02 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-02 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-23 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-08 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-10 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-17 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-16 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-30 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-04 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-18 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-11 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-26 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-27 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-26 | 13F-HR | View on EDGAR |
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