CIK: 0001512395
Total reported value
$135.5M
Reporting period: 2013-06-30 · Number of holdings: 58
Oppenheimer & Close, Inc. disclosed 58 holdings in its latest 13F filing for the period ending 2013-06-30, with total reported value of $135.5M and a quarterly turnover rate of 0.0%.
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Oppenheimer & Close, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 29 equally-sized positions, well below its 58 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 1.01), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 22% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SMHC | VanEck China Semiconductor ETF | ETF-Emerging Markets | 5.74% | — | — | — |
| 2 | GLD | Spdr Gold Shares | ETF-Commodities | 5.71% | — | — | — |
| 3 | SSUP | Superior Industries Intl | Stock-Other | 5.41% | — | — | — |
| 4 | HP | Helmerich & Payne | Stock-Energy | 5.22% | — | — | — |
| 5 | SMHI | SEACOR Marine Holdings Inc. | Stock-Other | 5.19% | — | — | — |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 5.15% | — | — | — |
| 7 | CHTR | Charter Communications, Inc. | Stock-Comm Services | 5.01% | — | — | — |
| 8 | JNJ | Johnson & Johnson | Stock-Healthcare | 4.90% | — | — | — |
| 9 | CSCO | Cisco Systems INC | Stock-Tech | 4.79% | — | — | — |
| 10 | GLW | Corning INC | Stock-Tech | 4.46% | — | — | — |
| 11 | MMM | 3m Co | Stock-Industrials | 3.83% | — | — | — |
| 12 | NFBK | Northfield Bancorp INC | Stock-Other | 2.79% | — | — | — |
| 13 | PFE | Pfizer INC | Stock-Healthcare | 2.37% | — | — | — |
| 14 | ✓ | Si Finl Group INC Md | Stock-Other | 2.20% | — | — | — |
| 15 | ✓ | Ocean Shore Hldg Co New | Stock-Other | 2.19% | — | — | — |
| 16 | HTB | Hometrust Bancshares INC | Stock-Other | 2.00% | — | — | — |
| 17 | MLVFUSD | Malvern Bancorp INC | Stock-Other | 1.82% | — | — | — |
| 18 | HFBC | Hopfed Bancorp INC | Stock-Other | 1.57% | — | — | — |
| 19 | IIIN | Insteel Industries INC | Stock-Other | 1.55% | — | — | — |
| 20 | ✓ | Sp Bancorp INC | Stock-Other | 1.54% | — | — | — |
| 21 | CORE | Core-mark Holding Co INC | Stock-Other | 1.41% | — | — | — |
| 22 | ✓ | FedFirst Financial Corporation | Stock-Other | 1.37% | — | — | — |
| 23 | HFBL | Home Federal Bancorp Inc/la | Stock-Other | 1.35% | — | — | — |
| 24 | ✓ | Providence & Worcester Rr Co | Stock-Other | 1.31% | — | — | — |
| 25 | ✓ | Hardinge INC | Stock-Other | 1.28% | — | — | — |
| 26 | EBMT | Eagle Bancorp Montana INC | Stock-Other | 1.27% | — | — | — |
| 27 | ✓ | Essa Bancorp INC | Stock-Other | 1.21% | — | — | — |
| 28 | ✓ | Oba Financial | Stock-Other | 1.18% | — | — | — |
| 29 | IROQ | If Bancorp INC | Stock-Other | 1.14% | — | — | — |
| 30 | ✓ | Naugatuck Vy Finl CORP Md | Stock-Other | 1.13% | — | — | — |
| 31 | ✓ | Georgetown Bancorp, Inc. | Stock-Other | 1.00% | — | — | — |
| 32 | ✓ | Material Sciences CORP | Stock-Other | 0.97% | — | — | — |
| 33 | HBCP | Home Bancorp INC | Stock-Other | 0.84% | — | — | — |
| 34 | ✓ | State Investors Bancorp, Inc. | Stock-Other | 0.84% | — | — | — |
| 35 | NX | Quanex Building Products | Stock-Other | 0.82% | — | — | — |
| 36 | BRT | Brt Apartments CORP | Stock-Other | 0.82% | — | — | — |
| 37 | ✓ | Colonial Financial Services, Inc. | Stock-Other | 0.79% | — | — | — |
| 38 | CTOUSD | Cons Tomoka Land Co-florida | Stock-Other | 0.75% | — | — | — |
| 39 | SFBC | Sound Financial Bancorp INC | Stock-Other | 0.71% | — | — | — |
| 40 | NUE | Nucor CORP | Stock-Materials | 0.68% | — | — | — |
| 41 | ✓ | Allied Healthcare Products | Stock-Other | 0.60% | — | — | — |
| 42 | OFED | Oconee Federal Financial Cor | Stock-Other | 0.59% | — | — | — |
| 43 | ✓ | Northeast Community Bancorp Inc | Stock-Other | 0.56% | — | — | — |
| 44 | HURC | Hurco Companies INC | Stock-Other | 0.51% | — | — | — |
| 45 | ✓ | Englobal CORP | Stock-Other | 0.45% | — | — | — |
| 46 | ✓ | Market Vectors ETF Tr | ETF-Other | 0.40% | — | — | — |
| 47 | ✓ | Peoples Federal | Stock-Other | 0.36% | — | — | — |
| 48 | ✓ | Avx CORP New | Stock-Other | 0.35% | — | — | — |
| 49 | ✓ | First Connecticut Bancorp | Stock-Other | 0.34% | — | — | — |
| 50 | ✓ | Hampden Bancorp | Stock-Other | 0.33% | — | — | — |
Not enough priced holdings yet to compute performance
Not enough data yet to compute personality scores
Not enough sector-mapped data yet
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2013-06-30 | 2013-08-06 | 13F-HR | View on EDGAR |
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