Vertex One Asset Management INC.

Diversified strategyMomentum followerHigh-turnover trader

Total reported value

$434.5M

Reporting period: 2019-12-31 · Number of holdings: 107

VERTEX ONE ASSET MANAGEMENT INC. disclosed 107 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $434.5M and a quarterly turnover rate of 89.7%.

Personality snowflake

Concentration: 8.56
Portfolio Stability: 89.72
Momentum/Contrarian: 100
Sector conviction: 0
Diversification: 100
Sizing Uniformity: 88.59

Recent moves

Trim GWRUSD
-69.5%　-$14.1M
Add CYEUR
+346.2%　$7.1M
Trim CZREUR
-70.9%　-$5.6M
Add G0177J108
+18.2%　$7.8M
Trim ADSW
-13.2%　-$2.0M
Trim G6455A107
-91.9%　-$2.5M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓		Stock-Other	7.06%	+1.13%	+18.20%
2	TIFEUR	Tiffany & Co	Stock-Other	4.67%	+4.67%	NEW
3	✓	Wright Medical Group NV	Stock-Other	3.95%	+3.95%	NEW
4	ZAYOEUR	Zayo Group Holdings INC	Stock-Other	3.59%	—	-7.42%
5	WBC1EUR	Wabco Holdings INC	Stock-Other	3.56%	+0.29%	+21.17%
6	TECD1USD	Tech Data CORP	Stock-Other	3.31%	+3.31%	NEW
7	ADSW	Advanced Disposal Services I	Stock-Other	3.27%	-0.94%	-13.20%
8	AMT	TD Ameritrade Holding CORP	Stock-Real Estate	3.15%	+3.15%	NEW
9	✓	Tiberius Acquisition CORP	Stock-Other	2.43%	+2.43%	NEW
10	CYEUR	Cypress Semiconductor CORP	Stock-Other	2.11%	+1.58%	+346.17%
11	LPTUSD	Liberty Property Trust	Stock-Other	1.98%	+1.98%	NEW
12	✓	Stable Rd Acquisition CORP	Stock-Other	1.78%	+1.78%	NEW
13	PEGIEUR	Pattern Energy Group INC -a	Stock-Other	1.76%	+1.76%	NEW
14	✓	Boxwood Merger CORP	Stock-Other	1.68%	—	—
15	BOLDEUR	Audentes Therapeutics INC	Stock-Other	1.58%	+1.58%	NEW
16	✓	Merida Merger CORP I	Stock-Other	1.51%	+1.51%	NEW
17	✓		Stock-Other	1.50%	+1.50%	NEW
18	GWRUSD	Genesee & Wyoming Inc-cl A	Stock-Other	1.46%	-3.85%	-69.45%
19	✓	Mosaic Acquisition CORP	Stock-Other	1.40%	—	+0.17%
20	✓	Tuscan Hldgs CORP Ii	Stock-Other	1.39%	—	—
21	✓	Leo Holdings CORP	Stock-Other	1.35%	—	—
22	✓	Osprey Technlgy Aquistion Co	Stock-Other	1.17%	+1.17%	NEW
23	RARXEUR	Ra Pharmaceuticals INC	Stock-Other	1.14%	+1.14%	NEW
24	✓	Tuscan Holdings CORP	Stock-Other	1.08%	—	-18.41%
25	✓	Galileo Acquisition CORP	Stock-Other	0.98%	+0.98%	NEW
26	✓	Diamondpeak Hold	Stock-Other	0.96%	—	—
27	✓	Healthcare Merger CORP	Stock-Other	0.95%	+0.95%	NEW
28	JIH-U	Juniper Industrial Holdings	Stock-Other	0.94%	+0.94%	NEW
29	✓	Finserv Acquisition CORP	Stock-Other	0.94%	+0.94%	NEW
30	✓	Experience Investment CORP	Stock-Other	0.93%	—	-20.00%
31	✓	Alussa Energy Acquisition Co	Stock-Other	0.93%	+0.93%	NEW
32	✓	B Riley Principal Merger Cor	Stock-Other	0.91%	—	—
33	✓	Fintech Acquisition CORP Iii	Stock-Other	0.89%	—	+1.55%
34	✓	Amplitude Healthcare Acquisi	Stock-Other	0.87%	+0.87%	NEW
35	✓	Spartan Energy A	Stock-Other	0.84%	—	—
36	MDCOUSD	Medicines Company	Stock-Other	0.83%	+0.83%	NEW
37	✓	Silver Spike Acquisition Cor	Stock-Other	0.82%	+0.82%	NEW
38	✓	Amci Acquisition CORP	Stock-Other	0.82%	—	—
39	RMG-U	Rmg Acquisition CORP	Stock-Other	0.79%	—	—
40	✓	Far Pt Acquisition CORP	Stock-Other	0.77%	—	—
41	✓	Monocle Acquisition CORP	Stock-Other	0.75%	—	—
42	✓	Hennessy Cap Acqustion CORP Iv	Stock-Other	0.75%	—	—
43	✓	Graf Indl CORP	Stock-Other	0.74%	—	—
44	✓	Haymaker Acquisition CORP Ii	Stock-Other	0.73%	—	—
45	✓	Apex Technology Acquisitn Co	Stock-Other	0.72%	—	—
46	✓	Trine Acquisition CORP	Stock-Other	0.72%	—	—
47	✓	Gx Acquisition CORP	Stock-Other	0.71%	—	—
48	✓	Pure Acquisition CORP	Stock-Other	0.71%	—	-25.90%
49	PIC-U	Pivotal Investment CORP Ii	Stock-Other	0.70%	—	—
50	✓	Acamar Partners Acqsition CORP	Stock-Other	0.70%	—	—

1–50 of 107

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2019-12-31	107	$434.5M	90	1G0177J2TIFEUR3N96617 Top holdings2019-12-31 1.G0177J 2.TIFEUR 3.N96617 4.ZAYOEUR 5.WBC1EUR 6.TECD1USD 7.ADSW 8.AMT 9.88633A 10.CYEUR
2019-09-30	120	$385.4M	100	1CELG2G0177J3GWRUSD Top holdings2019-09-30 1.CELG 2.G0177J 3.GWRUSD 4.ZAYOEUR 5.ADSW 6.867914 7.WBC1EUR 8.CZREUR 9.MDSOEUR 10.10319T
2019-06-30	122	$441.1M	81	1G8250R2RHT1EUR 3APC3EUR Top holdings2019-06-30 1.G8250R 2.RHT1EUR 3.APC3EUR 4.WP 5.CELG 6.FDC 7.MDSOEUR 8.DATA 9.TRCO 10.BPYPN
2019-03-31	125	$463.7M	89	1G8250R2RHT1EUR3502413 Top holdings2019-03-31 1.G8250R 2.RHT1EUR 3.502413 4.FDC 5.CELG 6.BPYPN 7.AX 8.0E41 9.ENB 10.VNOM
2018-12-31	119	$342.1M	100	1RHT1EUR2G8250R3AX Top holdings2018-12-31 1.RHT1EUR 2.G8250R 3.AX 4.LLEXQ 5.BBUC 6.VLO 7.92240G 8.752344 9.UIS 10.846784
2018-09-30	139	$645.9M	65	1AX 2LLEXQ 3VAL Top holdings2018-09-30 1.AX 2.LLEXQ 3.VAL 4.G8250R 5.BBUC 6.AMD 7.00817Y 8.PNW 9.NE 10.MU
2018-06-30	137	$616.3M	58	105566U2LLEXQ3G8250R Top holdings2018-06-30 1.05566U 2.LLEXQ 3.G8250R 4.VAL 5.BBUC 6.MU 7.FNV 8.NE 9.RIG 10.SCHN1EUR
2018-03-31	135	$556.4M	61	105566U2MU 3LLEXQ Top holdings2018-03-31 1.05566U 2.MU 3.LLEXQ 4.G8250R 5.BBUC 6.JCPB 7.FNV 8.595137 9.N59465 10.SCHN1EUR
2017-12-31	123	$587.0M	53	105566U2LLEXQ 3JCPB Top holdings2017-12-31 1.05566U 2.LLEXQ 3.JCPB 4.BBUC 5.TGB 6.FNV 7.BEN 8.MU 9.NXPI 10.QSR
2017-09-30	112	$613.1M	48	105566U2LLEXQ 3QSR Top holdings2017-09-30 1.05566U 2.LLEXQ 3.QSR 4.JCPB 5.TWXCHF 6.026874 7.BBUC 8.TGB 9.FNV 10.BEN
2017-06-30	116	$632.5M	71	1QSR205566U3LLEXQ Top holdings2017-06-30 1.QSR 2.05566U 3.LLEXQ 4.JCPB 5.DAL 6.FNV 7.NXPI 8.026874 9.BBUC 10.BEN
2017-03-31	122	$590.4M	56	105566U2QSR 3IRT Top holdings2017-03-31 1.05566U 2.QSR 3.IRT 4.JCPB 5.BBUC 6.NXPI 7.TGB 8.29276K 9.STLA 10.JBL
2016-12-31	111	$596.4M	69	105566U2TAC 3BBUC Top holdings2016-12-31 1.05566U 2.TAC 3.BBUC 4.IRT 5.JCPB 6.88104R 7.QSR 8.ADNT 9.NXPI 10.STLA
2016-09-30	114	$631.0M	65	17908492TWTRUSD305566U Top holdings2016-09-30 1.790849 2.TWTRUSD 3.05566U 4.TAC 5.88104R 6.SNH1EUR 7.WRUSD 8.53578A 9.BBUC 10.JCPB
2016-06-30	107	$618.7M	80	126864827908493TAC Top holdings2016-06-30 1.268648 2.790849 3.TAC 4.JCPCHF 5.TJX 6.05566U 7.STLA 8.465685 9.JCPB 10.QSR
2016-03-31	103	$687.4M	88	12686482STLA388732J Top holdings2016-03-31 1.268648 2.STLA 3.88732J 4.07177M 5.SNDK 6.G0177J 7.PYPL 8.JAHEUR 9.05566U 10.TTWO
2015-12-31	112	$738.9M	74	1STLA27401893268648 Top holdings2015-12-31 1.STLA 2.740189 3.268648 4.QSR 5.JCPB 6.88732J 7.SJR-BEUR 8.05566U 9.G6852T 10.LOW
2015-09-30	126	$734.6M	81	1STLA 2QSR3740189 Top holdings2015-09-30 1.STLA 2.QSR 3.740189 4.CB 5.JCPB 6.CCAP 7.G6852T 8.88732J 9.JBL 10.021441
2015-06-30	110	$867.0M	80	1RCL 2STLA 3QSR Top holdings2015-06-30 1.RCL 2.STLA 3.QSR 4.PDM 5.148887 6.JCPB 7.441060 8.021441 9.681904 10.G0177J
2015-03-31	121	$846.2M	89	1RCL2G0083B387264S Top holdings2015-03-31 1.RCL 2.G0083B 3.87264S 4.441060 5.826552 6.QSR 7.795435 8.87425E 9.307000 10.JBL
2014-12-31	120	$911.0M	80	10184902RCL387425E Top holdings2014-12-31 1.018490 2.RCL 3.87425E 4.NOG 5.GLRE 6.ODPEUR 7.WPM 8.14170T 9.G2554F 10.RITM
2014-09-30	119	$987.0M	66	1RCL 2NOG 3BMI Top holdings2014-09-30 1.RCL 2.NOG 3.BMI 4.018490 5.CVI 6.88732J 7.82481R 8.GLRE 9.743674 10.ODPEUR
2014-06-30	105	$994.9M	84	1NOG23458383CVI Top holdings2014-06-30 1.NOG 2.345838 3.CVI 4.BMI 5.RCL 6.64828T 7.ARL 8.G2554F 9.GLRE 10.65105M
2014-03-31	104	$839.1M	88	1ING 2AAL3345838 Top holdings2014-03-31 1.ING 2.AAL 3.345838 4.TTWO 5.BMI 6.ZNGAEUR 7.RCL 8.BEAM 9.RBS 7.25 PERP T 10.GLRE
2013-12-31	104	$689.7M	81	1ZNGAEUR 2ING 3DECK Top holdings2013-12-31 1.ZNGAEUR 2.ING 3.DECK 4.RBS 6.75 PERP Q 5.BN 6.GLRE 7.BMI 8.19329V 9.GNW 10.87161C
2013-09-30	104	$737.6M	75	1DECK 2RBS 7.25 PERP T 3ING Top holdings2013-09-30 1.DECK 2.RBS 7.25 PERP T 3.ING 4.ZNGAEUR 5.87425E 6.683399 7.ELAN 8.RCL 9.03875Q 10.GLRE
2013-06-30	83	$578.9M	0	1DECK 2RBS 7.25 PERP T 3DELL Top holdings2013-06-30 1.DECK 2.RBS 7.25 PERP T 3.DELL 4.LYG 5.693320 6.852061 7.GLRE 8.PFE 9.G7127P 10.ELAN

Holding changes this quarter

Vertex One Asset Management INC.'s most significant position changes for 2019-12-31: Sold out: Celgene CORP (CELG); New buy: Tiffany & Co (TIFEUR); New buy: Wright Medical Group NV; Sold out: ; New buy: Tech Data CORP (TECD1USD).

Position changes disclosed by Vertex One Asset Management INC. for the quarter ending 2019-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	CYEUR	Cypress Semiconductor CORP	+1.6%	+346.17%	Add
2	✓		+1.1%	+18.20%	Add
3	WBC1EUR	Wabco Holdings INC	+0.3%	+21.17%	Add
4	✓	Netfin Acquisition CORP	-0.7%	-91.94%	Trim
5	ADSW	Advanced Disposal Services I	-0.9%	-13.20%	Trim
6	CZREUR	Caesars Entertainment CORP	-1.5%	-70.89%	Trim
7	GWRUSD	Genesee & Wyoming Inc-cl A	-3.9%	-69.45%	Trim
8	CELG	Celgene CORP	—	EXIT	Sold out
9	TIFEUR	Tiffany & Co	—	NEW	New buy
10	✓	Wright Medical Group NV	—	NEW	New buy
11	✓		—	EXIT	Sold out
12	TECD1USD	Tech Data CORP	—	NEW	New buy
13	AMT	TD Ameritrade Holding CORP	—	NEW	New buy
14	✓	Tiberius Acquisition CORP	—	NEW	New buy
15	LPTUSD	Liberty Property Trust	—	NEW	New buy
16	✓	Stable Rd Acquisition CORP	—	NEW	New buy
17	PEGIEUR	Pattern Energy Group INC -a	—	NEW	New buy
18	MDSOEUR	Medidata Solutions INC	—	EXIT	Sold out
19	BOLDEUR	Audentes Therapeutics INC	—	NEW	New buy
20	✓	Merida Merger CORP I	—	NEW	New buy
21	✓		—	NEW	New buy
22	✓	Dfb Healthcare Acquistion Co	—	EXIT	Sold out
23	VSMEUR	Versum Materials INC	—	EXIT	Sold out
24	✓	Osprey Technlgy Aquistion Co	—	NEW	New buy
25	HHC*	Howard Hughes Corp/the	—	EXIT	Sold out
26	RARXEUR	Ra Pharmaceuticals INC	—	NEW	New buy
27	BPYPN	Brookfield Property Partners L.P.	—	EXIT	Sold out
28	✓	Social Cap Hedosophia Hldgs	—	EXIT	Sold out
29	✓	Galileo Acquisition CORP	—	NEW	New buy
30	✓	Healthcare Merger CORP	—	NEW	New buy
31	JIH-U	Juniper Industrial Holdings	—	NEW	New buy
32	✓	Finserv Acquisition CORP	—	NEW	New buy
33	✓	Alussa Energy Acquisition Co	—	NEW	New buy
34	✓	Amplitude Healthcare Acquisi	—	NEW	New buy
35	✓	Mellanox Technologies LTD	—	EXIT	Sold out
36	MDCOUSD	Medicines Company	—	NEW	New buy
37	✓	Silver Spike Acquisition Cor	—	NEW	New buy
38	✓	Pivotal Acquisition CORP	—	EXIT	Sold out
39	ENB	Enbridge INC	—	EXIT	Sold out
40	BBUC	Brookfield Business Corporation	—	EXIT	Sold out
41	✓	Ciig Merger CORP	—	NEW	New buy
42	✓	Netfin Acquisition CORP	—	NEW	New buy
43	DFNS-U	Lgl Systems Acquisition CORP	—	NEW	New buy
44	✓	Tiberius Acquisition CORP	—	EXIT	Sold out
45	TPG	TPG Inc.	—	EXIT	Sold out
46	✓	Software Acquisition Group I	—	NEW	New buy
47	✓	Regalwood Global	—	EXIT	Sold out
48	SSNC	Ss&c Technologies Holdings	—	EXIT	Sold out
49	TMCX	Trinity Merger Corp-class A	—	EXIT	Sold out
50	✓	Chp Merger CORP	—	NEW	New buy

FAQ

What is Vertex One Asset Management INC. and what type of investor is it?

Vertex One Asset Management INC. is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2019-12-31), the firm manages a tracked equity portfolio valued at approximately $434.5M, spread across 107 disclosed positions.

What are Vertex One Asset Management INC.'s largest equity positions?

Based on the latest 13F filing, Vertex One Asset Management INC.'s top holdings by market value are: 1. — $30.7M (7.1%) 2. Tiffany & Co (TIFEUR) — $20.3M (4.7%) 3. Wright Medical Group NV — $17.2M (4.0%) 4. Zayo Group Holdings INC (ZAYOEUR) — $15.6M (3.6%) 5. Wabco Holdings INC (WBC1EUR) — $15.5M (3.6%)

What changes did Vertex One Asset Management INC. make in its most recent portfolio filing?

In the latest reported quarter, Vertex One Asset Management INC. made 50 notable position adjustments: 26 new positions were initiated, 3 existing holdings were added to, 4 positions were partially reduced, and 17 were completely exited. The largest of these moves: Sold out: Celgene CORP (CELG); New buy: Tiffany & Co (TIFEUR); New buy: Wright Medical Group NV; Sold out: ; New buy: Tech Data CORP (TECD1USD)

What sectors does Vertex One Asset Management INC. focus on?

Vertex One Asset Management INC. is concentrated in the following sectors based on its current disclosed equity portfolio: • Real Estate: 100.0%