Mohican Financial Management, LLC

High-turnover trader

Total reported value

$256.2M

Reporting period: 2021-06-30 · Number of holdings: 70

Mohican Financial Management, LLC disclosed 70 holdings in its latest 13F filing for the period ending 2021-06-30, with total reported value of $256.2M and a quarterly turnover rate of 75.1%.

Personality snowflake

Concentration: 0
Portfolio Stability: 75.08
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 0
Sizing Uniformity: —

Recent moves

Sold out GVA 2.75 11-01-24
Sold out AAL 6.5 07-01-25
Sold out QTWO 0.75 06-01-26
Sold out WK 1.125 08-15-26
Sold out PENG 2.25 02-15-26
Sold out HLX 6.75 02-15-26

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	VREX 4 06-01-25	Varex Imaging Corporatio	Stock-Other	3.49%	—	—
2	GVA 2.75 11-01-24	Granite Construction INC	Stock-Industrials	3.25%	-4.52%	EXIT
3	AAL 6.5 07-01-25	American Airlines Group	Stock-Industrials	3.09%	-4.33%	EXIT
4	HLX 6.75 02-15-26	Helix Energy Solutions	Stock-Other	2.74%	-3.38%	EXIT
5	WK 1.125 08-15-26	Workiva INC	Stock-Tech	2.71%	-3.83%	EXIT
6	JAZZ 2 06-15-26	Jazz Investments I LTD	Stock-Healthcare	2.54%	—	—
7	QTWO 0.75 06-01-26	Q2 Holdings INC	Stock-Tech	2.42%	-3.93%	EXIT
8	NET 0.75 05-15-25	Cloudflare INC	Stock-Tech	2.19%	—	—
9	CALY 2.75 05-01-26	Callaway Golf Co	Stock-Other	2.11%	—	—
10	MDB 0.25 01-15-26	Mongodb INC	Stock-Tech	2.10%	-2.81%	EXIT
11	PENG 2.25 02-15-26	Penguin Solutions INC	Stock-Other	2.06%	-3.44%	EXIT
12	PETQ 4 06-01-26	Petiq INC	Stock-Other	1.94%	—	—
13	CNMD 2.625 02-01-24	Conmed CORP	Stock-Other	1.90%	-3.05%	EXIT
14	KBR 2.5 11-01-23	Kbr INC	Stock-Industrials	1.85%	-3.07%	EXIT
15	GWRE 1.25 03-15-25	Guidewire Software INC	Stock-Tech	1.81%	-1.46%	EXIT
16	PI 2 12-15-26	Impinj INC	Stock-Tech	1.80%	-1.75%	EXIT
17	RPD 2.25 05-01-25	Rapid7 INC	Stock-Other	1.80%	—	—
18	MDRX 0.875 01-01-27	Veradigm INC	Stock-Other	1.79%	-2.14%	EXIT
19	INFN 2.5 03-01-27	Infinera CORP	Stock-Other	1.79%	-2.37%	EXIT
20	MODN 2.625 06-01-25	Model N INC	Stock-Other	1.75%	—	—
21	IDCC 2 06-01-24	Interdigital INC	Stock-Tech	1.73%	-2.74%	EXIT
22	HLIT 2 09-01-24	Harmonic INC	Stock-Other	1.72%	-1.46%	EXIT
23	LITE 0.5 12-15-26	Lumentum Holdings INC	Stock-Tech	1.71%	-1.51%	EXIT
24	AEO 3.75 04-15-25	American Eagle Outfitter	Stock-Consumer Disc	1.71%	—	—
25	FCN 2 08-15-23	Fti Consulting INC	Stock-Industrials	1.67%	-2.84%	EXIT
26	ZNGA 0.25 06-01-24	Zynga INC	Stock-Other	1.63%	-1.76%	EXIT
27	PANW 0.375 06-01-25	Palo Alto Networks	Stock-Tech	1.59%	—	—
28	COUP 0.375 06-15-26	Coupa Software INC	Stock-Other	1.58%	—	—
29	ECPG 3.25 10-01-25	Encore Capital Group INC	Stock-Other	1.51%	-2.25%	EXIT
30	NSIT 0.75 02-15-25	Insight Enterprs	Stock-Tech	1.50%	-2.39%	EXIT
31	VNE 4 06-01-24	Veoneer INC	Stock-Other	1.47%	-1.72%	EXIT
32	EXAS 1 01-15-25	Exact Sciences CORP	Stock-Other	1.44%	-2.52%	EXIT
33	EVH 1.5 10-15-25	Evolent Health INC	Stock-Other	1.43%	-1.23%	EXIT
34	WGO 1.5 04-01-25	Winnebago Industries	Stock-Other	1.40%	-2.47%	EXIT
35	GBX 2.875 02-01-24	Greenbrier Cos INC	Stock-Other	1.36%	-2.37%	EXIT
36	GKOS 2.75 06-15-27	Glaukos CORP	Stock-Healthcare	1.35%	—	—
37	VG 1.75 06-01-24	Vonage Holdings CORP	Stock-Energy	1.34%	-1.17%	EXIT
38	PENN 2.75 05-15-26	Penn Entertainment INC	Stock-Consumer Disc	1.31%	-2.93%	EXIT
39	SSRMCN 2.5 04-01-39	Ssr Mining INC	Stock-Other	1.26%	-2.13%	EXIT
40	FLXN 3.375 05-01-24	Flexion Therapeutics INC	Stock-Other	1.25%	-2.08%	EXIT
41	HUBS 0.375 06-01-25	Hubspot INC	Stock-Tech	1.25%	—	—
42	MLAB 1.375 08-15-25	Mesa Laboratories INC	Stock-Other	1.21%	-1.92%	EXIT
43	TRHC 1.75 02-15-26	Tabula Rasa Hlthcr INC	Stock-Other	1.19%	-1.94%	EXIT
44	HCAT 2.5 04-15-25	Health Catalyst INC	Stock-Other	1.10%	—	—
45	ONEM 3 06-15-25	1life Healthcare INC	Stock-Other	1.08%	—	—
46	EVBG 0.125 12-15-24	Everbridge INC	Stock-Other	1.06%	-0.83%	EXIT
47	KAMN 3.25 05-01-24	Kaman CORP	Stock-Other	1.05%	-1.38%	EXIT
48	GMED 0.375 03-15-25	Nuvasive INC	Stock-Healthcare	1.05%	-1.32%	EXIT
49	EB 5 12-01-25	Eventbrite INC	Stock-Other	1.03%	—	—
50	PD 1.25 07-01-25	Pagerduty INC.	Stock-Other	1.01%	—	—

1–50 of 70

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2021-06-30	70	$256.2M	75	1VREX 4 06-01-25 2GVA 2.75 11-01-24 3AAL 6.5 07-01-25 Top holdings2021-06-30 1.VREX 4 06-01-25 2.GVA 2.75 11-01-24 3.AAL 6.5 07-01-25 4.HLX 6.75 02-15-26 5.WK 1.125 08-15-26 6.JAZZ 2 06-15-26 7.QTWO 0.75 06-01-26 8.NET 0.75 05-15-25 9.CALY 2.75 05-01-26 10.MDB 0.25 01-15-26
2021-03-31	51	$154.0M	62	1GVA 2.75 11-01-24 2AAL 6.5 07-01-25 3QTWO 0.75 06-01-26 Top holdings2021-03-31 1.GVA 2.75 11-01-24 2.AAL 6.5 07-01-25 3.QTWO 0.75 06-01-26 4.WK 1.125 08-15-26 5.PENG 2.25 02-15-26 6.HLX 6.75 02-15-26 7.KBR 2.5 11-01-23 8.CNMD 2.625 02-01-24 9.PENN 2.75 05-15-26 10.FCN 2 08-15-23
2020-12-31	46	$98.4M	49	1WK 1.125 08-15-26 2KBR 2.5 11-01-23 3CNMD 2.625 02-01-24 Top holdings2020-12-31 1.WK 1.125 08-15-26 2.KBR 2.5 11-01-23 3.CNMD 2.625 02-01-24 4.EXAS 1 01-15-25 5.COHR 0.25 09-01-22 6.WGO 1.5 04-01-25 7.PENN 2.75 05-15-26 8.QTWO 0.75 06-01-26 9.FCN 2 08-15-23 10.MLAB 1.375 08-15-25
2020-09-30	47	$79.7M	64	1KBR 2.5 11-01-23 2PRFT 2.375 09-15-23 3EXAS 1 01-15-25 Top holdings2020-09-30 1.KBR 2.5 11-01-23 2.PRFT 2.375 09-15-23 3.EXAS 1 01-15-25 4.CNMD 2.625 02-01-24 5.FCN 2 08-15-23 6.LPSN 0.75 03-01-24 7.MLAB 1.375 08-15-25 8.VCRA 1.5 05-15-23 9.NSIT 0.75 02-15-25 10.ZNGA 0.25 06-01-24
2020-06-30	40	$55.4M	74	1FCN 2 08-15-23 2SPLK 1.125 09-15-25 3PRFT 2.375 09-15-23 Top holdings2020-06-30 1.FCN 2 08-15-23 2.SPLK 1.125 09-15-25 3.PRFT 2.375 09-15-23 4.EXAS 1 01-15-25 5.KBR 2.5 11-01-23 6.MLAB 1.375 08-15-25 7.SSRMCN 2.5 04-01-39 8.VCRA 1.5 05-15-23 9.CNMD 2.625 02-01-24 10.RGEN 0.375 07-15-24
2020-03-31	47	$69.7M	46	1FIVN 0.125 05-01-23 2FCN 2 08-15-23 3CHGG 0.25 05-15-23 Top holdings2020-03-31 1.FIVN 0.125 05-01-23 2.FCN 2 08-15-23 3.CHGG 0.25 05-15-23 4.PODD 1.375 11-15-24 5.MLAB 1.375 08-15-25 6.ENV 1.75 06-01-23 7.AJRD 2.25 12-15-23 8.VCRA 1.5 05-15-23 9.PRFT 2.375 09-15-23 10.QTWO 0.75 02-15-23
2019-12-31	40	$64.1M	42	1FIVN 0.125 05-01-23 2CHGG 0.25 05-15-23 3QTWO 0.75 02-15-23 Top holdings2019-12-31 1.FIVN 0.125 05-01-23 2.CHGG 0.25 05-15-23 3.QTWO 0.75 02-15-23 4.ENV 1.75 06-01-23 5.MELI 2 08-15-28 6.PODD 1.375 11-15-24 7.PRFT 2.375 09-15-23 8.AJRD 2.25 12-15-23 9.MLAB 1.375 08-15-25 10.TTMI 1.75 12-15-20
2019-09-30	46	$65.0M	45	1QTWO 0.75 02-15-23 2AJRD 2.25 12-15-23 3FIVN 0.125 05-01-23 Top holdings2019-09-30 1.QTWO 0.75 02-15-23 2.AJRD 2.25 12-15-23 3.FIVN 0.125 05-01-23 4.PODD 1.375 11-15-24 5.CHGG 0.25 05-15-23 6.MELI 2 08-15-28 7.ENV 1.75 06-01-23 8.KAMN 3.25 05-01-24 9.VCRA 1.5 05-15-23 10.TTMI 1.75 12-15-20
2019-06-30	49	$68.4M	94	1CHGG 0.25 05-15-23 2PRO 2 06-01-47 3QTWO 0.75 02-15-23 Top holdings2019-06-30 1.CHGG 0.25 05-15-23 2.PRO 2 06-01-47 3.QTWO 0.75 02-15-23 4.FIVN 0.125 05-01-23 5.CARB 2.5 04-01-22 6.AJRD 2.25 12-15-23 7.HLX 4.125 09-15-23 8.VCRA 1.5 05-15-23 9.TTMI 1.75 12-15-20 10.KAMN 3.25 05-01-24
2019-03-31	31	$30.7M	45	1CARB 2.5 04-01-22 2HLX 4.125 09-15-23 3QTWO 0.75 02-15-23 Top holdings2019-03-31 1.CARB 2.5 04-01-22 2.HLX 4.125 09-15-23 3.QTWO 0.75 02-15-23 4.SLAB 1.375 03-01-22 5.KAMN 3.25 05-01-24 6.INSM 1.75 01-15-25 7.TVTX 2.5 09-15-25 8.PCRX 2.375 04-01-22 9.HLIT 4 12-01-20 10.EXAS 1 01-15-25
2018-12-31	30	$24.2M	49	1CARB 2.5 04-01-22 2SLAB 1.375 03-01-22 3KAMN 3.25 05-01-24 Top holdings2018-12-31 1.CARB 2.5 04-01-22 2.SLAB 1.375 03-01-22 3.KAMN 3.25 05-01-24 4.NOW 0 06-01-22 5.HLX 4.125 09-15-23 6.HLIT 4 12-01-20 7.INFN 2.125 09-01-24 8.EXAS 1 01-15-25 9.PCRX 2.375 04-01-22 10.TVTX 2.5 09-15-25
2018-09-30	33	$28.7M	66	1NOW 0 06-01-22 2HLX 4.125 09-15-23 3RGEN 2.125 06-01-21 Top holdings2018-09-30 1.NOW 0 06-01-22 2.HLX 4.125 09-15-23 3.RGEN 2.125 06-01-21 4.INFN 2.125 09-01-24 5.CARB 2.5 04-01-22 6.HLIT 4 12-01-20 7.CAMP 1.625 05-15-20 8.VECO 2.7 01-15-23 9.TISI 5 08-01-23 10.SLAB 1.375 03-01-22
2018-06-30	29	$27.2M	60	1AMD 2.125 09-01-26 2CARB 2.5 04-01-22 3TTMI 1.75 12-15-20 Top holdings2018-06-30 1.AMD 2.125 09-01-26 2.CARB 2.5 04-01-22 3.TTMI 1.75 12-15-20 4.RGEN 2.125 06-01-21 5.HLX 4.125 09-15-23 6.CAMP 1.625 05-15-20 7.VECO 2.7 01-15-23 8.HLIT 4 12-01-20 9.SLAB 1.375 03-01-22 10.REGI 2.75 06-15-19
2018-03-31	34	$23.8M	85	1RHT 0.25 10-01-19 2AMD 2.125 09-01-26 3QDEL 3.25 12-15-20 Top holdings2018-03-31 1.RHT 0.25 10-01-19 2.AMD 2.125 09-01-26 3.QDEL 3.25 12-15-20 4.INSM 1.75 01-15-25 5.ALDR 2.5 02-01-25 6.SLAB 1.375 03-01-22 7.VECO 2.7 01-15-23 8.HLIT 4 12-01-20 9.RGEN 2.125 06-01-21 10.EXAS 1 01-15-25
2017-12-31	29	$25.3M	97	1ENV 1.75 12-15-19 2QDEL 3.25 12-15-20 3HLIT 4 12-01-20 Top holdings2017-12-31 1.ENV 1.75 12-15-19 2.QDEL 3.25 12-15-20 3.HLIT 4 12-01-20 4.MTUS 6 06-01-21 5.AMD 2.125 09-01-26 6.RGEN 2.125 06-01-21 7.CSV 2.75 03-15-21 8.REGI 2.75 06-15-19 9.SCMP 3.25 12-15-21 10.VECO 2.7 01-15-23
2017-09-30	28	$52.1M	43	1QDEL 3.25 12-15-20 2ECPG 3 07-01-20 3AMD 2.125 09-01-26 Top holdings2017-09-30 1.QDEL 3.25 12-15-20 2.ECPG 3 07-01-20 3.AMD 2.125 09-01-26 4.CSV 2.75 03-15-21 5.ENV 1.75 12-15-19 6.RGEN 2.125 06-01-21 7.REGI 4 06-15-36 8.IRWD 2.25 06-15-22 9.864909 10.SSRMCN 2.875 02-01-33
2017-06-30	30	$57.5M	49	1REGI 4 06-15-36 2AMD 2.125 09-01-26 3CSV 2.75 03-15-21 Top holdings2017-06-30 1.REGI 4 06-15-36 2.AMD 2.125 09-01-26 3.CSV 2.75 03-15-21 4.ECPG 3 07-01-20 5.HLIT 4 12-01-20 6.RGEN 2.125 06-01-21 7.TVTY 1.5 07-01-18 8.IRWD 2.25 06-15-22 9.QTM 4.5 11-15-17 10.ENV 1.75 12-15-19
2017-03-31	29	$65.6M	39	1RGEN 2.125 06-01-21 2CSV 2.75 03-15-21 3HLIT 4 12-01-20 Top holdings2017-03-31 1.RGEN 2.125 06-01-21 2.CSV 2.75 03-15-21 3.HLIT 4 12-01-20 4.TTMI 1.75 12-15-20 5.ENOC 2.25 08-15-19 6.TVTY 1.5 07-01-18 7.SSRMCN 2.875 02-01-33 8.AMRI 2.25 11-15-18 9.IRWD 2.25 06-15-22 10.ENV 1.75 12-15-19
2016-12-31	32	$80.2M	69	1CSV 2.75 03-15-21 2AMRI 2.25 11-15-18 3ENOC 2.25 08-15-19 Top holdings2016-12-31 1.CSV 2.75 03-15-21 2.AMRI 2.25 11-15-18 3.ENOC 2.25 08-15-19 4.TVTY 1.5 07-01-18 5.P 1.75 12-01-20 6.RGEN 2.125 06-01-21 7.QDEL 3.25 12-15-20 8.QTM 4.5 11-15-17 9.SSRMCN 2.875 02-01-33 10.GEENQ 2.75 02-15-35
2016-09-30	30	$91.4M	42	1TTMI 1.75 12-15-20 2ASRT 2.5 09-01-21 3AMRI 2.25 11-15-18 Top holdings2016-09-30 1.TTMI 1.75 12-15-20 2.ASRT 2.5 09-01-21 3.AMRI 2.25 11-15-18 4.CSV 2.75 03-15-21 5.QDEL 3.25 12-15-20 6.ENOC 2.25 08-15-19 7.AIMC 2.75 03-01-31 8.BCOR 4.25 04-01-19 9.ECPG 3 07-01-20 10.QTM 4.5 11-15-17
2016-06-30	38	$111.0M	35	1TTMI 1.75 12-15-20 2ININ 1.25 06-01-20 3ASRT 2.5 09-01-21 Top holdings2016-06-30 1.TTMI 1.75 12-15-20 2.ININ 1.25 06-01-20 3.ASRT 2.5 09-01-21 4.ENOC 2.25 08-15-19 5.QDEL 3.25 12-15-20 6.ELGX 2.25 12-15-18 7.AIMC 2.75 03-01-31 8.ECPG 3 07-01-20 9.BCOR 4.25 04-01-19 10.WEB 1 08-15-18
2016-03-31	32	$98.4M	27	1QTM 4.5 11-15-17 2REGI 2.75 06-15-19 3AIMC 2.75 03-01-31 Top holdings2016-03-31 1.QTM 4.5 11-15-17 2.REGI 2.75 06-15-19 3.AIMC 2.75 03-01-31 4.TTMI 1.75 12-15-20 5.ENOC 2.25 08-15-19 6.QDEL 3.25 12-15-20 7.ASRT 2.5 09-01-21 8.ECPG 3 07-01-20 9.FOR 3.75 03-01-20 10.AMRI 2.25 11-15-18
2015-12-31	33	$117.8M	38	1QTM 4.5 11-15-17 2QDEL 3.25 12-15-20 3ASRT 2.5 09-01-21 Top holdings2015-12-31 1.QTM 4.5 11-15-17 2.QDEL 3.25 12-15-20 3.ASRT 2.5 09-01-21 4.CSV 2.75 03-15-21 5.ECPG 3 07-01-20 6.TTMI 1.75 12-15-20 7.REGI 2.75 06-15-19 8.AMRI 2.25 11-15-18 9.ELGX 2.25 12-15-18 10.AIMC 2.75 03-01-31
2015-09-30	33	$131.3M	37	1ASRT 2.5 09-01-21 2WEB 1 08-15-18 3AMRI 2.25 11-15-18 Top holdings2015-09-30 1.ASRT 2.5 09-01-21 2.WEB 1 08-15-18 3.AMRI 2.25 11-15-18 4.TTMI 1.75 12-15-20 5.ECPG 3 07-01-20 6.QDEL 3.25 12-15-20 7.TVTY 1.5 07-01-18 8.QTM 4.5 11-15-17 9.VIPS 1.5 03-15-19 10.ELGX 2.25 12-15-18
2015-06-30	40	$161.1M	54	1QTM 4.5 11-15-17 2TTMI 1.75 12-15-20 3AMRI 2.25 11-15-18 Top holdings2015-06-30 1.QTM 4.5 11-15-17 2.TTMI 1.75 12-15-20 3.AMRI 2.25 11-15-18 4.ASRT 2.5 09-01-21 5.ECPG 3 07-01-20 6.ELGX 2.25 12-15-18 7.REGI 2.75 06-15-19 8.ZINC 3.8 07-01-17 9.TVTY 1.5 07-01-18 10.CSV 2.75 03-15-21
2015-03-31	44	$202.1M	44	1AMAG 2.5 02-15-19 2QTM 4.5 11-15-17 3INFN 1.75 06-01-18 Top holdings2015-03-31 1.AMAG 2.5 02-15-19 2.QTM 4.5 11-15-17 3.INFN 1.75 06-01-18 4.TTMI 1.75 12-15-20 5.ECPG 3 07-01-20 6.TVTY 1.5 07-01-18 7.FOR 3.75 03-01-20 8.ZINC 3.8 07-01-17 9.AMRI 2.25 11-15-18 10.REGI 2.75 06-15-19
2014-12-31	42	$203.5M	41	1AMAG 2.5 02-15-19 2ZINC 3.8 07-01-17 3QTM 4.5 11-15-17 Top holdings2014-12-31 1.AMAG 2.5 02-15-19 2.ZINC 3.8 07-01-17 3.QTM 4.5 11-15-17 4.TVTY 1.5 07-01-18 5.MENT 4 04-01-31 6.CSOD 1.5 07-01-18 7.REGI 2.75 06-15-19 8.AIMC 2.75 03-01-31 9.WEB 1 08-15-18 10.TRAK 1.5 03-15-17
2014-09-30	43	$205.0M	39	1AMAG 2.5 02-15-19 2ZINC 3.8 07-01-17 3REGI 2.75 06-15-19 Top holdings2014-09-30 1.AMAG 2.5 02-15-19 2.ZINC 3.8 07-01-17 3.REGI 2.75 06-15-19 4.MENT 4 04-01-31 5.AIMC 2.75 03-01-31 6.ARAY 3.75 08-01-16 7.TVTY 1.5 07-01-18 8.MOVE 2.75 09-01-18 9.WEB 1 08-15-18 10.FOR 3.75 03-01-20
2014-06-30	36	$200.4M	56	1AIMC 2.75 03-01-31 2TRAK 1.5 03-15-17 3REGI 2.75 06-15-19 Top holdings2014-06-30 1.AIMC 2.75 03-01-31 2.TRAK 1.5 03-15-17 3.REGI 2.75 06-15-19 4.FOR 3.75 03-01-20 5.TVTY 1.5 07-01-18 6.WEB 1 08-15-18 7.ARAY 3.75 08-01-16 8.ZINC 3.8 07-01-17 9.WNC 3.375 05-01-18 10.PLAB 3.25 04-01-16
2014-03-31	44	$259.2M	62	1AIMC 2.75 03-01-31 2TRAK 1.5 03-15-17 3GTAT 3 10-01-17 Top holdings2014-03-31 1.AIMC 2.75 03-01-31 2.TRAK 1.5 03-15-17 3.GTAT 3 10-01-17 4.LUV 5.25 11-01-16 5.PLAB 3.25 04-01-16 6.ZINC 3.8 07-01-17 7.WEB 1 08-15-18 8.TVTY 1.5 07-01-18 9.MENT 4 04-01-31 10.TTWO 1 07-01-18
2013-12-31	52	$366.4M	49	1URI 4 11-15-15 2LUV 5.25 11-01-16 3EQIX 3 10-15-14 Top holdings2013-12-31 1.URI 4 11-15-15 2.LUV 5.25 11-01-16 3.EQIX 3 10-15-14 4.GTAT 3 10-01-17 5.AIMC 2.75 03-01-31 6.MENT 4 04-01-31 7.MOH 3.75 10-01-14 MOH 8.PLAB 3.25 04-01-16 9.TRAK 1.5 03-15-17 10.ENS 3.375 06-01-38
2013-09-30	55	$438.8M	51	1URI 4 11-15-15 2VPHM 2 03-15-17 3BKNG 1.25 03-15-15 Top holdings2013-09-30 1.URI 4 11-15-15 2.VPHM 2 03-15-17 3.BKNG 1.25 03-15-15 4.ENS 3.375 06-01-38 5.EQIX 3 10-15-14 6.AKRX 3.5 06-01-16 7.LUV 5.25 11-01-16 8.MOH 3.75 10-01-14 MOH 9.MENT 4 04-01-31 10.CBST 2.5 11-01-17
2013-06-30	57	$440.3M	0	1URI 4 11-15-15 2VTRS 3.75 09-15-15 3HRI 5.25 06-01-14 Top holdings2013-06-30 1.URI 4 11-15-15 2.VTRS 3.75 09-15-15 3.HRI 5.25 06-01-14 4.CBST 2.5 11-01-17 5.EQIX 3 10-15-14 6.MOH 3.75 10-01-14 MOH 7.VPHM 2 03-15-17 8.ENS 3.375 06-01-38 9.LUV 5.25 11-01-16 10.MENT 4 04-01-31

Holding changes this quarter

Mohican Financial Management, LLC's most significant position changes for 2021-06-30: Sold out: Granite Construction INC (GVA 2.75 11-01-24); Sold out: American Airlines Group (AAL 6.5 07-01-25); Sold out: Q2 Holdings INC (QTWO 0.75 06-01-26); Sold out: Workiva INC (WK 1.125 08-15-26); Sold out: Penguin Solutions INC (PENG 2.25 02-15-26).

Position changes disclosed by Mohican Financial Management, LLC for the quarter ending 2021-06-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GVA 2.75 11-01-24	Granite Construction INC	—	EXIT	Sold out
2	AAL 6.5 07-01-25	American Airlines Group	—	EXIT	Sold out
3	QTWO 0.75 06-01-26	Q2 Holdings INC	—	EXIT	Sold out
4	WK 1.125 08-15-26	Workiva INC	—	EXIT	Sold out
5	PENG 2.25 02-15-26	Penguin Solutions INC	—	EXIT	Sold out
6	HLX 6.75 02-15-26	Helix Energy Solutions	—	EXIT	Sold out
7	KBR 2.5 11-01-23	Kbr INC	—	EXIT	Sold out
8	CNMD 2.625 02-01-24	Conmed CORP	—	EXIT	Sold out
9	PENN 2.75 05-15-26	Penn Entertainment INC	—	EXIT	Sold out
10	FCN 2 08-15-23	Fti Consulting INC	—	EXIT	Sold out
11	MDB 0.25 01-15-26	Mongodb INC	—	EXIT	Sold out
12	IDCC 2 06-01-24	Interdigital INC	—	EXIT	Sold out
13	EXAS 1 01-15-25	Exact Sciences CORP	—	EXIT	Sold out
14	WGO 1.5 04-01-25	Winnebago Industries	—	EXIT	Sold out
15	COHR 0.25 09-01-22	Ii-vi INC	—	EXIT	Sold out
16	NSIT 0.75 02-15-25	Insight Enterprs	—	EXIT	Sold out
17	INFN 2.5 03-01-27	Infinera CORP	—	EXIT	Sold out
18	GBX 2.875 02-01-24	Greenbrier Cos INC	—	EXIT	Sold out
19	ECPG 3.25 10-01-25	Encore Capital Group INC	—	EXIT	Sold out
20	MDRX 0.875 01-01-27	Veradigm INC	—	EXIT	Sold out
21	SSRMCN 2.5 04-01-39	Ssr Mining INC	—	EXIT	Sold out
22	FLXN 3.375 05-01-24	Flexion Therapeutics INC	—	EXIT	Sold out
23	TRHC 1.75 02-15-26	Tabula Rasa Hlthcr INC	—	EXIT	Sold out
24	MLAB 1.375 08-15-25	Mesa Laboratories INC	—	EXIT	Sold out
25	ZNGA 0.25 06-01-24	Zynga INC	—	EXIT	Sold out
26	PI 2 12-15-26	Impinj INC	—	EXIT	Sold out
27	VNE 4 06-01-24	Veoneer INC	—	EXIT	Sold out
28	SPLK 1.125 09-15-25	Splunk INC	—	EXIT	Sold out
29	LITE 0.5 12-15-26	Lumentum Holdings INC	—	EXIT	Sold out
30	HLIT 2 09-01-24	Harmonic INC	—	EXIT	Sold out
31	GWRE 1.25 03-15-25	Guidewire Software INC	—	EXIT	Sold out
32	PFPT 0.25 08-15-24	Proofpoint INC	—	EXIT	Sold out
33	KAMN 3.25 05-01-24	Kaman CORP	—	EXIT	Sold out
34	PDD 0 12-01-25	Pdd Holdings INC	—	EXIT	Sold out
35	Z 2.75 05-15-25	Zillow Group INC	—	EXIT	Sold out
36	GMED 0.375 03-15-25	Nuvasive INC	—	EXIT	Sold out
37	EVH 1.5 10-15-25	Evolent Health INC	—	EXIT	Sold out
38	ENV 1.75 06-01-23	Envestnet INC	—	EXIT	Sold out
39	VG 1.75 06-01-24	Vonage Holdings CORP	—	EXIT	Sold out
40	GOSS 5 06-01-27	Gossamer Bio INC	—	EXIT	Sold out
41	INFN 2.125 09-01-24	Infinera CORP	—	EXIT	Sold out
42	TWTR 1 09-15-21	Twitter INC	—	EXIT	Sold out
43	TVTX 2.5 09-15-25	Travere Therapeutics INC	—	EXIT	Sold out
44	SAVE 4.75 05-15-25	Spirit Airlines INC	—	EXIT	Sold out
45	MNDT 0.875 06-01-24	Mandiant INC	—	EXIT	Sold out
46	RVNC 1.75 02-15-27	Revance Therapeutics INC	—	EXIT	Sold out
47	EVBG 0.125 12-15-24	Everbridge INC	—	EXIT	Sold out
48	KN 3.25 11-01-21	Knowles CORP	—	EXIT	Sold out
49	MNDT 1.625 06-01-35 B	Mandiant INC	—	EXIT	Sold out
50	TWTR 0.25 06-15-24	Twitter INC	—	EXIT	Sold out

FAQ

What is Mohican Financial Management, LLC and what type of investor is it?

Mohican Financial Management, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-06-30), the firm manages a tracked equity portfolio valued at approximately $256.2M, spread across 70 disclosed positions.

What are Mohican Financial Management, LLC's largest equity positions?

Based on the latest 13F filing, Mohican Financial Management, LLC's top holdings by market value are: 1. Varex Imaging Corporatio (VREX 4 06-01-25) — $8.9M (3.5%) 2. Granite Construction INC (GVA 2.75 11-01-24) — $8.3M (3.3%) 3. American Airlines Group (AAL 6.5 07-01-25) — $7.9M (3.1%) 4. Helix Energy Solutions (HLX 6.75 02-15-26) — $7.0M (2.7%) 5. Workiva INC (WK 1.125 08-15-26) — $6.9M (2.7%)

What changes did Mohican Financial Management, LLC make in its most recent portfolio filing?

In the latest quarter, Mohican Financial Management, LLC took a more defensive posture — trimming 0 positions and completely exiting 50 holdings. The largest of these moves: Sold out: Granite Construction INC (GVA 2.75 11-01-24); Sold out: American Airlines Group (AAL 6.5 07-01-25); Sold out: Q2 Holdings INC (QTWO 0.75 06-01-26); Sold out: Workiva INC (WK 1.125 08-15-26); Sold out: Penguin Solutions INC (PENG 2.25 02-15-26)

What sectors does Mohican Financial Management, LLC focus on?

Mohican Financial Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 51.4% • Industrials: 22.3% • Health Care: 13.7% • Consumer Discretionary: 9.5% • Energy: 3.0%