First New York Securities LLC /ny

High-turnover traderSector-focusedContrarian

Total reported value

$53.7M

Reporting period: 2016-12-31 · Number of holdings: 87

FIRST NEW YORK SECURITIES LLC /NY disclosed 87 holdings in its latest 13F filing for the period ending 2016-12-31, with total reported value of $53.7M and a quarterly turnover rate of 186.6%.

Personality snowflake

Concentration: 71.14
Portfolio Stability: 100
Momentum/Contrarian: 0
Sector conviction: 100
Diversification: 100
Sizing Uniformity: 61.97

Recent moves

Add 790849103
+14098.1%　$19.2M
Add 767754104
-30.9%　-$1.4M
Trim STLA
-98.5%　-$1.7M
Trim CENTA
-99.1%　-$930.2K
Trim B38564108
-86.8%　-$1.3M
Trim UA
-80.9%　-$775.7K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 86 holdings (of 87 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	✓	St Jude Med INC	Stock-Other	36.08%	+35.99%	+14098.06%
2	LGF-BEUR	Lions Gate Entertainment-b	Stock-Other	15.51%	+15.52%	NEW
3	✓		Stock-Other	10.36%	+10.36%	NEW
4	✓		Stock-Other	7.49%	+3.91%	-30.88%
5	NXPI	NXP Semiconductors N.V.	Stock-Tech	5.66%	+5.66%	NEW
6	✓	Enel Americas S A	Stock-Other	3.95%	+3.95%	NEW
7	SLGN	Silgan Holdings INC	Stock-Consumer Disc	2.62%	+2.62%	NEW
8	REYN	Reynolds Consumer Products Inc.	Stock-Other	2.35%	+2.35%	NEW
9	DB	Deutsche Bank Aktiengesellschaft	Stock-Financials	2.02%	—	-28.57%
10	✓		Stock-Other	1.71%	+1.71%	NEW
11	NVO	Novo-nordisk A/s-spons Adr	Stock-Healthcare	1.00%	+1.00%	NEW
12	NWS	News CORP - Class B	Stock-Comm Services	0.95%	—	—
13	HPE	Hewlett Packard Enterprise	Stock-Tech	0.78%	—	-48.57%
14	✓	Wci Cmntys INC	Stock-Other	0.72%	—	—
15	✓	Mentor Graphics CORP	Stock-Other	0.69%	—	—
16	IVZ	Invesco Ltd.	Stock-Financials	0.57%	—	—
17	TWXCHF	Time Warner INC	Stock-Other	0.54%	—	—
18	LGFEUR	Lions Gate Entertainment-a	Stock-Other	0.53%	—	—
19	✓		Stock-Other	0.50%	—	—
20	✓	Saban Capital Acquisition Co	Stock-Other	0.39%	—	—
21	EUFN	Ishares Msci Europe Financia	ETF-Other	0.37%	—	—
22	✓	Cmb Tech NV	Stock-Other	0.37%	-0.59%	-86.84%
23	SIENUSD	Sientra INC	Stock-Other	0.35%	—	-37.16%
24	III	Information Services Group	Stock-Other	0.34%	—	—
25	CITUSD	Cit Group INC	Stock-Other	0.25%	—	—
26	XXI	Twenty One Capital, Inc.	Stock-Other	0.25%	—	—
27	UA	Under Armour Inc-class C	Stock-Consumer Disc	0.24%	-0.36%	-80.90%
28	AMXN	America Movil-spn Adr Cl L	Stock-Other	0.23%	—	—
29	KRE	Ss Spdr S&p Regional Bank	ETF-Other	0.23%	—	-36.44%
30	BELFA	Bel Fuse Inc-cl A	Stock-Other	0.18%	—	+107.61%
31	✓	Stillwater Mng Co Com	Stock-Other	0.15%	—	—
32	VRTS	Virtus Investment Partners	Stock-Other	0.14%	—	—
33	GEF	Greif Inc-cl A	Stock-Other	0.14%	—	-86.97%
34	✓	Elbit Imaging LTD	Stock-Other	0.14%	—	—
35	AIG	American International Group	Stock-Financials	0.14%	—	+48.68%
36	ZG	Zillow Group INC - A	Stock-Comm Services	0.13%	—	-77.65%
37	BVN	Cia De Minas Buenaventur-adr	Stock-Other	0.11%	—	—
38	✓		Stock-Other	0.11%	—	—
39	✓	Klondex Mines Ltd.	Stock-Other	0.09%	—	—
40	UBSI	United Bankshares INC	Stock-Financials	0.09%	—	—
41	EFA	Ishares Msci Eafe ETF	ETF-Other	0.09%	—	—
42	TXMDEUR	Therapeuticsmd INC	Stock-Other	0.09%	—	-20.00%
43	RNST	Renasant CORP	Stock-Other	0.09%	—	—
44	HEDJ	Wisdomtree Europe Hedged Equ	ETF-Other	0.09%	—	—
45	OREUR	Osisko Gold Royalties LTD	Stock-Other	0.08%	—	—
46	XLF	Ss Financial Select Sector	ETF-Other	0.08%	—	-66.48%
47	STLA	Stellantis N.V.	Stock-Consumer Disc	0.07%	-1.09%	-98.47%
48	EZU	Ishares Msci Eurozone ETF	ETF-Other	0.07%	—	—
49	KRNY	Kearny Financial Corp/md	Stock-Other	0.07%	—	—
50	AVAL	Grupo Aval Acciones y Valores S.A.	Stock-Other	0.07%	—	-50.00%

1–50 of 86

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2016-12-31	87	$53.7M	100	17908492LGF-BEUR3966244 Top holdings2016-12-31 1.790849 2.LGF-BEUR 3.966244 4.767754 5.NXPI 6.29274F 7.SLGN 8.REYN 9.DB 10.66705Y
2016-09-30	259	$151.2M	100	1PG 2FTI 3CTH Top holdings2016-09-30 1.PG 2.FTI 3.CTH 4.53578A 5.465685 6.448407 7.ALV 8.767754 9.RMD 10.COTY
2016-06-30	212	$162.7M	100	18723752268648382481R Top holdings2016-06-30 1.872375 2.268648 3.82481R 4.DWREEUR 5.STWD 6.15089R 7.001204 8.57063L 9.53578A 10.RMD
2016-03-31	250	$145.1M	100	113342B298742U388732J Top holdings2016-03-31 1.13342B 2.98742U 3.88732J 4.SNDK 5.049513 6.67020Q 7.PNW 8.ADT 9.85771P 10.G0177J
2015-12-31	80	$11.6M	100	1ORCL 2JAHEUR3984332 Top holdings2015-12-31 1.ORCL 2.JAHEUR 3.984332 4.83421A 5.SYF 6.TWTRUSD 7.KC 8.69344F 9.GEF 10.YCS
2015-09-30	335	$222.0M	100	1DOW25015703OLN Top holdings2015-09-30 1.DOW 2.501570 3.OLN 4.25848T 5.HD 6.STLA 7.SPY 8.BUD 9.SNY 10.205944
2015-06-30	431	$199.5M	100	1RKLB23070003STLA Top holdings2015-06-30 1.RKLB 2.307000 3.STLA 4.25490A 5.BAX 6.BW 7.ASML 8.826552 9.DRCEUR 10.WEN
2015-03-31	379	$101.5M	100	17954352STLA3307000 Top holdings2015-03-31 1.795435 2.STLA 3.307000 4.87264S 5.768573 6.ASML 7.RMD 8.GME 9.984332 10.ALV
2014-12-31	347	$56.2M	100	189674K2LBRDA 31JFD Top holdings2014-12-31 1.89674K 2.LBRDA 3.1JFD 4.SQS 5.QSR 6.XFRAX 7.DISH 8.SONY 9.05348P 10.SUNEQUSD
2014-09-30	566	$142.0M	100	1FSTR29843323TM Top holdings2014-09-30 1.FSTR 2.984332 3.TM 4.EBAY 5.912318 6.743674 7.LNT 8.UBS 9.023139 10.APC3EUR
2014-06-30	190	$97.0M	100	1345838231620R3WY Top holdings2014-06-30 1.345838 2.31620R 3.WY 4.USA 5.124857 6.14987J 7.BMRN 8.BMY 9.SIEGY 10.NVO
2014-03-31	396	$203.8M	100	1VOD 2ALV385771P Top holdings2014-03-31 1.VOD 2.ALV 3.85771P 4.VZ 5.ZNGAEUR 6.NOK 7.TS 8.PODD 3.75 06-15-16 9.MMM 10.XXI
2013-12-31	306	$164.4M	100	1SPY28028173912318 Top holdings2013-12-31 1.SPY 2.802817 3.912318 4.53217V 5.023139 6.ITB 7.UNUSD 8.SMHC 9.EBAY 10.AAPL
2013-09-30	352	$250.8M	100	16833992SPY 3AAPL Top holdings2013-09-30 1.683399 2.SPY 3.AAPL 4.GOF 5.DB 6.SFD 7.83616T 8.DXJ 9.849415 10.SAP
2013-06-30	455	$266.8M	0	165248E29123183GLD Top holdings2013-06-30 1.65248E 2.912318 3.GLD 4.365558 5.SPY 6.63607P 7.18538Q 8.NWS 9.AAPL 10.NVO

Holding changes this quarter

First New York Securities LLC /ny's most significant position changes for 2016-12-31: Sold out: Procter & Gamble Co/the (PG); Sold out: TechnipFMC plc (FTI); Sold out: Cynapsus Therapeutics INC (CTH); New buy: Lions Gate Entertainment-b (LGF-BEUR); Sold out: Linkedin CORP.

Position changes disclosed by First New York Securities LLC /ny for the quarter ending 2016-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	✓	St Jude Med INC	+36%	+14098.06%	Add
2	✓		+3.9%	-30.88%	Trim
3	UA	Under Armour Inc-class C	-0.4%	-80.90%	Trim
4	✓	Cmb Tech NV	-0.6%	-86.84%	Trim
5	CENTA	Central Garden And Pet Co-a	-0.6%	-99.09%	Trim
6	STLA	Stellantis N.V.	-1.1%	-98.47%	Trim
7	PG	Procter & Gamble Co/the	—	EXIT	Sold out
8	FTI	TechnipFMC plc	—	EXIT	Sold out
9	CTH	Cynapsus Therapeutics INC	—	EXIT	Sold out
10	LGF-BEUR	Lions Gate Entertainment-b	—	NEW	New buy
11	✓	Linkedin CORP	—	EXIT	Sold out
12	✓		—	EXIT	Sold out
13	✓		—	NEW	New buy
14	✓	Hutchinson Technology INC	—	EXIT	Sold out
15	ALV	Autoliv INC	—	EXIT	Sold out
16	RMD	Resmed INC	—	EXIT	Sold out
17	COTY	Coty Inc-cl A	—	EXIT	Sold out
18	✓	Cvent INC Com Added	—	EXIT	Sold out
19	INGM	Ingram Micro Holding Corporation	—	EXIT	Sold out
20	NXPI	NXP Semiconductors N.V.	—	NEW	New buy
21	RXT	Rackspace Technology, Inc.	—	EXIT	Sold out
22	✓		—	EXIT	Sold out
23	✓	Privatebancorp INC Com	—	EXIT	Sold out
24	✓	Raptor Pharmaceutical CORP	—	EXIT	Sold out
25	✓	Enel Americas S A	—	NEW	New buy
26	LXKEUR	Lexmark International Inc-a	—	EXIT	Sold out
27	XLP	Ss Consumer Staples Sel Sect	—	EXIT	Sold out
28	ASML	ASML Holding N.V.	—	EXIT	Sold out
29	✓		—	EXIT	Sold out
30	PHG	Koninklijke Philips Nvr- Ny	—	EXIT	Sold out
31	SLGN	Silgan Holdings INC	—	NEW	New buy
32	TELFY	Telefonica Sa-spon Adr	—	EXIT	Sold out
33	REYN	Reynolds Consumer Products Inc.	—	NEW	New buy
34	2051428D	Omr Art Smgarp EU Eq Pen-2	—	EXIT	Sold out
35	✓	Petrobras Argentina S A	—	EXIT	Sold out
36	✓	Endesa Amers SA	—	EXIT	Sold out
37	SPCE	Virgin Galactic Holdings, Inc.	—	EXIT	Sold out
38	IACIEUR	Iac/interactivecorp	—	EXIT	Sold out
39	✓		—	NEW	New buy
40	RACE	Ferrari N.V.	—	EXIT	Sold out
41	GOOG	Alphabet Inc-cl C	—	EXIT	Sold out
42	LOGI	Logitech International S.A.	—	EXIT	Sold out
43	✓	Imperva INC	—	EXIT	Sold out
44	DOW	Dow Chem Co	—	EXIT	Sold out
45	IMOS	ChipMOS TECHNOLOGIES INC.	—	EXIT	Sold out
46	✓	Golden Enterprises	—	EXIT	Sold out
47	ADSK	Autodesk INC	—	EXIT	Sold out
48	✓	Incontact INC	—	EXIT	Sold out
49	NVO	Novo-nordisk A/s-spons Adr	—	NEW	New buy
50	✓		—	EXIT	Sold out

FAQ

What is First New York Securities LLC /ny and what type of investor is it?

First New York Securities LLC /ny is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2016-12-31), the firm manages a tracked equity portfolio valued at approximately $53.7M, spread across 87 disclosed positions.

What are First New York Securities LLC /ny's largest equity positions?

Based on the latest 13F filing, First New York Securities LLC /ny's top holdings by market value are: 1. St Jude Med INC — $19.4M (36.1%) 2. Lions Gate Entertainment-b (LGF-BEUR) — $8.3M (15.5%) 3. — $5.6M (10.4%) 4. — $4.0M (7.5%) 5. NXP Semiconductors N.V. (NXPI) — $3.0M (5.7%)

What changes did First New York Securities LLC /ny make in its most recent portfolio filing?

In the latest reported quarter, First New York Securities LLC /ny made 50 notable position adjustments: 8 new positions were initiated, 1 existing holdings were added to, 5 positions were partially reduced, and 36 were completely exited. The largest of these moves: Sold out: Procter & Gamble Co/the (PG); Sold out: TechnipFMC plc (FTI); Sold out: Cynapsus Therapeutics INC (CTH); New buy: Lions Gate Entertainment-b (LGF-BEUR); Sold out: Linkedin CORP

What sectors does First New York Securities LLC /ny focus on?

First New York Securities LLC /ny is concentrated in the following sectors based on its current disclosed equity portfolio: • Health Care: 100.0% • Information Technology: 0.0%