Caldwell & Orkin INC

Diversified strategyHigh-turnover traderMomentum follower

Total reported value

$98.3M

Reporting period: 2017-09-30 · Number of holdings: 59

CALDWELL & ORKIN INC disclosed 59 holdings in its latest 13F filing for the period ending 2017-09-30, with total reported value of $98.3M and a quarterly turnover rate of 95.0%.

Personality snowflake

Concentration: 11.04
Portfolio Stability: 94.97
Momentum/Contrarian: 100
Sector conviction: 63.61
Diversification: 100
Sizing Uniformity: 92

Recent moves

Trim TIP
-24.8%　-$1.2M
Trim KO
-43.1%　-$1.5M
Trim OAK
-68.7%　-$1.5M
Add AAPL
+258.2%　$2.0M
Add MCD
+145.0%　$2.1M
Add CAT
+177.9%　$1.8M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	TLT	Ishares 20+ Year Treasury Bd	ETF-Gov Bonds	8.25%	+8.25%	NEW
2	TIP	Ishares Tips Bond ETF	ETF-Other	3.79%	-2.35%	-24.78%
3	MSFT	Microsoft CORP	Stock-Tech	3.74%	+1.27%	+71.27%
4	RSG	Republic Services INC	Stock-Industrials	3.72%	+0.01%	+17.89%
5	NOC	Northrop Grumman CORP	Stock-Industrials	3.62%	—	-12.21%
6	MCD	Mcdonald's CORP	Stock-Consumer Disc	3.48%	+1.79%	+145.00%
7	HD	Home Depot INC	Stock-Consumer Disc	3.41%	+0.24%	+23.25%
8	RTN1USD	Raytheon Company	Stock-Other	3.19%	—	-21.14%
9	✓	Hdfc Bank LTD Adr Reps 3 Shs	Stock-Other	2.78%	+0.96%	+68.25%
10	BAC	Bank Of America CORP	Stock-Financials	2.75%	+0.51%	+43.29%
11	AAPL	Apple INC	Stock-Tech	2.70%	+1.84%	+258.23%
12	HON	Honeywell International INC	Stock-Industrials	2.68%	+2.68%	NEW
13	CAT	Caterpillar INC	Stock-Industrials	2.64%	+1.64%	+177.87%
14	DLR	Digital Realty Trust INC	Stock-Real Estate	2.64%	+0.98%	+84.81%
15	CTAS	Cintas CORP	Stock-Industrials	2.53%	+0.44%	+28.76%
16	✓	Wisdomtree Tr India Erngs Fd	Stock-Other	2.48%	+1.19%	+129.20%
17	EWZ	Ishares Msci Brazil ETF	ETF-Other	2.30%	+2.30%	NEW
18	CACC	Credit Acceptance CORP	Stock-Other	2.19%	—	-9.41%
19	✓	Etsy Inc.	Stock-Other	2.05%	+0.99%	+110.19%
20	KO	Coca-cola Co/the	Stock-Consumer Staples	2.02%	-2.29%	-43.14%
21	AWK	American Water Works Co INC	Stock-Utilities	1.89%	—	-18.22%
22	✓	J P Morgan Chase And Co	Stock-Other	1.84%	—	-10.57%
23	✓	Ishares Tr Msci India ETF	ETF-Other	1.53%	+1.53%	NEW
24	UPS	United Parcel Service-cl B	Stock-Industrials	1.50%	+1.50%	NEW
25	✓	Blackstone Inc.	Stock-Other	1.48%	+1.48%	NEW
26	MLCO	Melco Resorts & Entert-adr	Stock-Other	1.48%	+0.62%	+95.78%
27	ADBE	Adobe INC	Stock-Tech	1.43%	+0.92%	+224.14%
28	WMT	Walmart INC	Stock-Consumer Staples	1.42%	+1.42%	NEW
29	RDS-A	Shell Plc-spon Adr-a	Stock-Other	1.37%	+1.37%	NEW
30	NYT	New York Times Co-a	Stock-Comm Services	1.36%	+1.36%	NEW
31	✓	Dct Industrial Trust INC	Stock-Other	1.35%	—	+1.31%
32	GD	General Dynamics CORP	Stock-Industrials	1.32%	—	-27.59%
33	ALB	Albemarle CORP	Stock-Materials	1.30%	+1.30%	NEW
34	LMT	Lockheed Martin CORP	Stock-Industrials	1.29%	+1.29%	NEW
35	EA	Electronic Arts INC	Stock-Comm Services	1.27%	+1.27%	NEW
36	PVH	Pvh CORP	Stock-Consumer Disc	1.26%	+0.54%	+92.16%
37	XYZ	Block INC	Stock-Financials	1.15%	+1.15%	NEW
38	✓	Broadcom Inc.	Stock-Other	1.09%	+1.09%	NEW
39	APO	Apollo Global Management, Inc.	Stock-Financials	0.96%	+0.96%	NEW
40	MHK	Mohawk Industries INC	Stock-Consumer Disc	0.96%	—	—
41	VTIP	Vanguard Short-term Tips	ETF-Other	0.85%	-1.22%	-50.15%
42	MS	Morgan Stanley	Stock-Financials	0.78%	—	+44.55%
43	✓	Bwx Technologies INC	Stock-Other	0.75%	—	—
44	MGM	Mgm Resorts International	Stock-Consumer Disc	0.71%	+0.71%	NEW
45	RHT1EUR	Red Hat INC	Stock-Other	0.70%	+0.70%	NEW
46	✓	D.R. Horton, Inc.	Stock-Other	0.69%	—	-4.49%
47	OAK	Oaktree Capital Group LLC	Stock-Other	0.69%	-1.97%	-68.70%
48	C	Citigroup INC	Stock-Financials	0.65%	+0.65%	NEW
49	BPOP	Popular INC	Stock-Financials	0.63%	+0.63%	NEW
50	AMAT	Applied Materials INC	Stock-Tech	0.63%	—	—

1–50 of 59

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2017-09-30	59	$98.3M	95	1TLT 2TIP 3MSFT Top holdings2017-09-30 1.TLT 2.TIP 3.MSFT 4.RSG 5.NOC 6.MCD 7.HD 8.RTN1USD 9.40415f 10.BAC
2017-06-30	55	$80.6M	100	1TJX 2TIP 3NOC Top holdings2017-06-30 1.TJX 2.TIP 3.NOC 4.98954m 5.KO 6.RTN1USD 7.RSG 8.PEP 9.HD 10.AWK
2017-03-31	87	$179.4M	100	173935A2TJX362886e Top holdings2017-03-31 1.73935A 2.TJX 3.62886e 4.02079k 5.BFH 6.TIP 7.21240d 8.MSFT 9.20030n 10.PEP
2016-12-31	73	$157.5M	100	178462f273935A3HOG Top holdings2016-12-31 1.78462f 2.73935A 3.HOG 4.88104r 5.CN4 6.TIP 7.91324p 8.TJX 9.TMUS 10.124857
2016-09-30	63	$145.5M	100	1HOG 2VMC 3BFH Top holdings2016-09-30 1.HOG 2.VMC 3.BFH 4.88104r 5.MSFT 6.30303m 7.AWK 8.CN4 9.RTN1USD 10.HON
2016-06-30	67	$230.8M	97	1HOG22518933MSFT Top holdings2016-06-30 1.HOG 2.251893 3.MSFT 4.BFH 5.HON 6.AEP 7.h8817h 8.HAL 9.NOC 10.AMAT
2016-03-31	63	$247.3M	91	1MSFT 2HOG378463v Top holdings2016-03-31 1.MSFT 2.HOG 3.78463v 4.30303m 5.AAPL 6.AEP 7.HD 8.966837 9.TLT 10.TIP
2015-12-31	77	$272.9M	100	194106l2MSFT330303m Top holdings2015-12-31 1.94106l 2.MSFT 3.30303m 4.WOO 5.SO 6.AEP 7.SKAA 8.HAS 9.MAS 10.98954m
2015-09-30	68	$157.3M	99	130303m287612e3SKAA Top holdings2015-09-30 1.30303m 2.87612e 3.SKAA 4.94106l 5.CVS 6.LMT 7.HOG 8.HD 9.KR 10.SBUX
2015-06-30	77	$171.8M	89	130303m287612e3PII Top holdings2015-06-30 1.30303m 2.87612e 3.PII 4.DIS 5.HD 6.HON 7.TIP 8.SBUX 9.AAPL 10.SKAA
2015-03-31	89	$178.9M	90	1AAPL 2SKAA 3DIS Top holdings2015-03-31 1.AAPL 2.SKAA 3.DIS 4.40415f 5.49456b 6.87612e 7.HD 8.RHI 9.97717w 10.WOO
2014-12-31	66	$178.0M	98	130303m2AAPL 3SKAA Top holdings2014-12-31 1.30303m 2.AAPL 3.SKAA 4.DIS 5.g037ax 6.RHI 7.25746u 8.WOO 9.49456b 10.n6596x
2014-09-30	62	$138.5M	100	1AAPL 2DIS 3KR Top holdings2014-09-30 1.AAPL 2.DIS 3.KR 4.TIP 5.RHI 6.SKAA 7.49456b 8.25746u 9.22282e 10.TIFEUR
2014-06-30	82	$197.6M	99	1DOEUR 2AMZN 3DIS Top holdings2014-06-30 1.DOEUR 2.AMZN 3.DIS 4.BA 5.TIP 6.SBUX 7.UNP 8.SKAA 9.096627 10.21036p
2014-03-31	71	$153.3M	100	1UNP 2DIS378463v Top holdings2014-03-31 1.UNP 2.DIS 3.78463v 4.09253u 5.MSFT 6.25754a 7.58155q 8.38259p 9.AAPL 10.PPG
2013-12-31	66	$184.4M	98	1AAPL 2HD337045v Top holdings2013-12-31 1.AAPL 2.HD 3.37045v 4.BRK-B 5.09253u 6.78442p 7.DIS 8.740189 9.g29183 10.EWW
2013-09-30	77	$170.2M	100	1HD 2AAPL334964c Top holdings2013-09-30 1.HD 2.AAPL 3.34964c 4.664397 5.09253u 6.HSY 7.SBUX 8.LEN 9.F 10.MTG
2013-06-30	70	$181.9M	0	1HD249456b3HSY Top holdings2013-06-30 1.HD 2.49456b 3.HSY 4.KMB 5.LEN 6.URBN 7.PEP 8.34964c 9.09253u 10.TSM

Holding changes this quarter

Caldwell & Orkin INC's most significant position changes for 2017-09-30: New buy: Ishares 20+ Year Treasury Bd (TLT); Sold out: Tjx Companies INC (TJX); Sold out: Zillow Group INC; Sold out: Pepsico INC (PEP); New buy: Honeywell International INC (HON).

Position changes disclosed by Caldwell & Orkin INC for the quarter ending 2017-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	AAPL	Apple INC	+1.8%	+258.23%	Add
2	MCD	Mcdonald's CORP	+1.8%	+145.00%	Add
3	CAT	Caterpillar INC	+1.6%	+177.87%	Add
4	MSFT	Microsoft CORP	+1.3%	+71.27%	Add
5	✓	Wisdomtree Tr India Erngs Fd	+1.2%	+129.20%	Add
6	✓	Etsy Inc.	+1%	+110.19%	Add
7	DLR	Digital Realty Trust INC	+1%	+84.81%	Add
8	✓	Hdfc Bank LTD Adr Reps 3 Shs	+1%	+68.25%	Add
9	ADBE	Adobe INC	+0.9%	+224.14%	Add
10	MLCO	Melco Resorts & Entert-adr	+0.6%	+95.78%	Add
11	PVH	Pvh CORP	+0.5%	+92.16%	Add
12	BAC	Bank Of America CORP	+0.5%	+43.29%	Add
13	CTAS	Cintas CORP	+0.4%	+28.76%	Add
14	HD	Home Depot INC	+0.2%	+23.25%	Add
15	RSG	Republic Services INC	0%	+17.89%	Add
16	VTIP	Vanguard Short-term Tips	-1.2%	-50.15%	Trim
17	OAK	Oaktree Capital Group LLC	-2%	-68.70%	Trim
18	KO	Coca-cola Co/the	-2.3%	-43.14%	Trim
19	TIP	Ishares Tips Bond ETF	-2.4%	-24.78%	Trim
20	TLT	Ishares 20+ Year Treasury Bd	—	NEW	New buy
21	TJX	Tjx Companies INC	—	EXIT	Sold out
22	✓	Zillow Group INC	—	EXIT	Sold out
23	PEP	Pepsico INC	—	EXIT	Sold out
24	HON	Honeywell International INC	—	NEW	New buy
25	EWZ	Ishares Msci Brazil ETF	—	NEW	New buy
26	HOG	Harley-davidson INC	—	EXIT	Sold out
27	KEY	Keycorp	—	EXIT	Sold out
28	✓	Ishares Tr Msci India ETF	—	NEW	New buy
29	UPS	United Parcel Service-cl B	—	NEW	New buy
30	✓	Blackstone Inc.	—	NEW	New buy
31	WMT	Walmart INC	—	NEW	New buy
32	RDS-A	Shell Plc-spon Adr-a	—	NEW	New buy
33	NYT	New York Times Co-a	—	NEW	New buy
34	ALB	Albemarle CORP	—	NEW	New buy
35	LMT	Lockheed Martin CORP	—	NEW	New buy
36	EA	Electronic Arts INC	—	NEW	New buy
37	AMZN	Amazon.com INC	—	EXIT	Sold out
38	XYZ	Block INC	—	NEW	New buy
39	GAP	Gap Inc/the	—	EXIT	Sold out
40	✓	Xylem Inc.	—	EXIT	Sold out
41	✓	Broadcom Inc.	—	NEW	New buy
42	✓	Red Robin Gourmet Burg Com	—	EXIT	Sold out
43	APO	Apollo Global Management, Inc.	—	NEW	New buy
44	✓	Fortune Brands Innovations, Inc.	—	EXIT	Sold out
45	WDC	Western Digital CORP	—	EXIT	Sold out
46	MGM	Mgm Resorts International	—	NEW	New buy
47	✓	Ulta Beauty, Inc.	—	EXIT	Sold out
48	RHT1EUR	Red Hat INC	—	NEW	New buy
49	C	Citigroup INC	—	NEW	New buy
50	BPOP	Popular INC	—	NEW	New buy

FAQ

What is Caldwell & Orkin INC and what type of investor is it?

Caldwell & Orkin INC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2017-09-30), the firm manages a tracked equity portfolio valued at approximately $98.3M, spread across 59 disclosed positions.

What are Caldwell & Orkin INC's largest equity positions?

Based on the latest 13F filing, Caldwell & Orkin INC's top holdings by market value are: 1. Ishares 20+ Year Treasury Bd (TLT) — $8.1M (8.3%) 2. Ishares Tips Bond ETF (TIP) — $3.7M (3.8%) 3. Microsoft CORP (MSFT) — $3.7M (3.7%) 4. Republic Services INC (RSG) — $3.7M (3.7%) 5. Northrop Grumman CORP (NOC) — $3.6M (3.6%)

What changes did Caldwell & Orkin INC make in its most recent portfolio filing?

In the latest reported quarter, Caldwell & Orkin INC made 50 notable position adjustments: 19 new positions were initiated, 15 existing holdings were added to, 4 positions were partially reduced, and 12 were completely exited. The largest of these moves: New buy: Ishares 20+ Year Treasury Bd (TLT); Sold out: Tjx Companies INC (TJX); Sold out: Zillow Group INC; Sold out: Pepsico INC (PEP); New buy: Honeywell International INC (HON)

What sectors does Caldwell & Orkin INC focus on?

Caldwell & Orkin INC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 27.4% • Industrials: 23.2% • Consumer Discretionary: 19.7% • Financials: 18.0% • Consumer Staples: 11.0% • Health Care: 0.8%