Level Four Financial, LLC

Diversified strategyLong-term holderQuality / disciplined sizing

Total reported value

$229.5M

Reporting period: 2021-09-30 · Number of holdings: 301

LEVEL FOUR FINANCIAL, LLC disclosed 301 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $229.5M and a quarterly turnover rate of 0.0%.

Personality snowflake

Concentration: 4.33
Portfolio Stability: 0
Momentum/Contrarian: 50
Sector conviction: 54.78
Diversification: 100
Sizing Uniformity: 85.21

Recent moves

No holding changes this quarter

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 294 holdings (of 301 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	AAPL	Apple INC	Stock-Tech	5.81%	—	+24.08%
2	MSFT	Microsoft CORP	Stock-Tech	2.65%	—	+14.76%
3	SCHD	Schwab US Dvd Equity ETF	ETF-Other	2.64%	—	+1.11%
4	AMZN	Amazon.com INC	Stock-Consumer Disc	2.16%	—	+1.89%
5	CFA	Victoryshares US 500 Volatil	ETF-Other	2.00%	—	-2.03%
6	ISTB	Ishares Core 1-5 Year Usd Bo	ETF-Other	1.64%	—	-1.08%
7	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.61%	—	-2.00%
8	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.59%	—	+3.83%
9	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	1.56%	—	+0.45%
10	GOOG	Alphabet Inc-cl C	Stock-Comm Services	1.52%	—	+23.10%
11	MOAT	Vaneck Morningstar Wide Moat	ETF-Other	1.42%	—	+10.58%
12	META	Meta Platforms Inc-class A	Stock-Comm Services	1.35%	—	+6.33%
13	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.33%	—	+5.64%
14	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.30%	—	-5.08%
15	ABBV	Abbvie INC	Stock-Healthcare	1.19%	—	+3.03%
16	XOM	Exxon Mobil CORP	Stock-Energy	1.14%	—	+7.18%
17	MGC	Vanguard Mega Cap ETF	ETF-Other	1.03%	—	-2.94%
18	VUG	Vanguard Growth ETF	ETF-Other	0.99%	—	-3.85%
19	JPM	Jpmorgan Chase & Co	Stock-Financials	0.98%	—	-1.76%
20	JOE	St Joe Co/the	Stock-Other	0.95%	—	+62.89%
21	UPST	Upstart Holdings INC	Stock-Financials	0.91%	—	—
22	SO	Southern Co/the	Stock-Utilities	0.91%	—	-0.72%
23	VIG	Vanguard Dividend Apprec ETF	ETF-Other	0.87%	—	-5.77%
24	GNRC	Generac Holdings INC	Stock-Industrials	0.85%	—	-0.31%
25	HD	Home Depot INC	Stock-Consumer Disc	0.80%	—	+5.44%
26	NVDA	Nvidia CORP	Stock-Tech	0.80%	—	+346.92%
27	ABT	Abbott Laboratories	Stock-Healthcare	0.79%	—	+0.65%
28	XLK	Ss Technology Select Sector	ETF-Tech	0.79%	—	+3.38%
29	WMT	Walmart INC	Stock-Consumer Staples	0.78%	—	+2.30%
30	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.77%	—	-5.20%
31	VNLA	Janus Henderson Short Durati	ETF-Other	0.76%	—	-1.69%
32	VZ	Verizon Communications INC	Stock-Comm Services	0.75%	—	-17.06%
33	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	0.71%	—	+14.06%
34	VTV	Vanguard Value ETF	ETF-Other	0.71%	—	-3.13%
35	T	At&t INC	Stock-Comm Services	0.65%	—	-3.92%
36	CVX	Chevron CORP	Stock-Energy	0.65%	—	-9.33%
37	DGRO	Ishares Core Dividend Growth	ETF-Other	0.63%	—	-8.95%
38	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.63%	—	+0.90%
39	SFBS	Servisfirst Bancshares INC	Stock-Financials	0.61%	—	—
40	TSLA	Tesla INC	Stock-Consumer Disc	0.61%	—	-1.43%
41	XLI	Ss Industrial Select Sector	ETF-Other	0.61%	—	+82.75%
42	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	0.60%	—	+1.07%
43	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.59%	—	+4.62%
44	CDC	Victoryshares US Eq Income E	ETF-Other	0.59%	—	—
45	IWD	Ishares Russell 1000 Value E	ETF-Other	0.59%	—	-6.50%
46	CFO	Victoryshares US 500 Enhance	ETF-Other	0.55%	—	—
47	ITOT	Ishares Core S&p Total U.s.	ETF-Other	0.54%	—	—
48	IDV	Ishares International Select	ETF-Other	0.52%	—	-1.16%
49	CVS	Cvs Health CORP	Stock-Healthcare	0.51%	—	+3.83%
50	VFH	Vanguard Financials ETF	ETF-Other	0.50%	—	-2.71%

1–50 of 294

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2021-09-30	301	$229.5M	0	1AAPL 2MSFT 3SCHD Top holdings2021-09-30 1.AAPL 2.MSFT 3.SCHD 4.AMZN 5.CFA 6.ISTB 7.BSV 8.VTI 9.IVV 10.GOOG
2021-06-30	327	$237.3M	95	1AAPL 2SCHD 3MSFT Top holdings2021-06-30 1.AAPL 2.SCHD 3.MSFT 4.AMZN 5.CFA 6.ISTB 7.BSV 8.IVV 9.VTI 10.VOO
2021-03-31	284	$215.8M	46	1AAPL 2SCHD 3JOE Top holdings2021-03-31 1.AAPL 2.SCHD 3.JOE 4.BLOK 5.CFA 6.MSFT 7.AMZN 8.BSV 9.ISTB 10.VTI
2020-12-31	328	$231.6M	0	1AAPL 2JOE 3AMZN Top holdings2020-12-31 1.AAPL 2.JOE 3.AMZN 4.SCHD 5.MSFT 6.CFA 7.TSLA 8.QQQ 9.IVV 10.QUS

Holding changes this quarter

Position changes disclosed by Level Four Financial, LLC for the quarter ending 2021-09-30, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action

FAQ

What is Level Four Financial, LLC and what type of investor is it?

Level Four Financial, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2021-09-30), the firm manages a tracked equity portfolio valued at approximately $229.5M, spread across 301 disclosed positions.

What are Level Four Financial, LLC's largest equity positions?

Based on the latest 13F filing, Level Four Financial, LLC's top holdings by market value are: 1. Apple INC (AAPL) — $13.3M (5.8%) 2. Microsoft CORP (MSFT) — $6.1M (2.6%) 3. Schwab US Dvd Equity ETF (SCHD) — $6.1M (2.6%) 4. Amazon.com INC (AMZN) — $4.9M (2.2%) 5. Victoryshares US 500 Volatil (CFA) — $4.6M (2.0%)

What changes did Level Four Financial, LLC make in its most recent portfolio filing?

No notable portfolio changes were recorded for Level Four Financial, LLC in the most recent quarter. Holdings appear to have remained relatively stable.

What sectors does Level Four Financial, LLC focus on?

Level Four Financial, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 32.9% • Communication Services: 16.4% • Consumer Discretionary: 12.4% • Health Care: 11.7% • Financials: 8.6% • Energy: 7.2%