CIK: 0002103454
Total reported value
$223.4M
Reporting period: 2026-03-31 · Number of holdings: 110
Catherine Avery Investment Management LLC disclosed 110 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $223.4M and a quarterly turnover rate of 39.1%.
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Catherine Avery Investment Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.026 — mathematically equivalent to about 39 equally-sized positions, well below its 110 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.35), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Add OMC
+20253.1% $6.1M
Trim RTX
-70.2% -$3.7M
Trim BKR
-86.6% -$3.7M
Trim MSFT
-1.6% -$851.0K
Add PSX
+33.5% $2.7M
Add BBY
+72.5% $2.4M
Showing top 109 holdings (of 110 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CVX | Chevron CORP | Stock-Energy | 3.25% | +0.42% | +13.33% | |
| 2 | C | Citigroup INC | Stock-Financials | 3.23% | -0.22% | +29.18% | |
| 3 | CSCO | Cisco Systems INC | Stock-Tech | 3.15% | -0.01% | +32.29% | |
| 4 | IBM | Intl Business Machines CORP | Stock-Tech | 3.09% | -0.16% | +55.60% | |
| 5 | VZ | Verizon Communications INC | Stock-Comm Services | 3.04% | +0.40% | +24.72% | |
| 6 | FCX | Freeport-mcmoran INC | Stock-Materials | 3.00% | -0.23% | +7.54% | |
| 7 | NEE | Nextera Energy INC | Stock-Utilities | 2.97% | +0.19% | +23.59% | |
| 8 | KO | Coca-cola Co/the | Stock-Consumer Staples | 2.94% | +0.12% | +28.35% | |
| 9 | OKE | Oneok INC | Stock-Energy | 2.94% | +0.41% | +26.12% | |
| 10 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.93% | -0.23% | +35.88% | |
| 11 | TGT | Target CORP | Stock-Consumer Disc | 2.90% | +0.20% | +15.66% | |
| 12 | MRK | Merck & Co. INC. | Stock-Healthcare | 2.89% | +0.04% | +18.94% | |
| 13 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 2.85% | -0.15% | +12.95% | |
| 14 | LHX | L3harris Technologies INC | Stock-Industrials | 2.84% | +0.05% | +15.56% | |
| 15 | AVGO | Broadcom INC | Stock-Tech | 2.82% | -0.41% | +30.83% | |
| 16 | ORCL | Oracle CORP | Stock-Tech | 2.80% | +0.19% | +90.22% | |
| 17 | OMC | Omnicom Group | Stock-Comm Services | 2.76% | +2.74% | +20253.10% | |
| 18 | HPE | Hewlett Packard Enterprise | Stock-Tech | 2.74% | +0.26% | +48.63% | |
| 19 | BBY | Best Buy Co INC | Stock-Consumer Disc | 2.73% | +0.52% | +72.52% | |
| 20 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 2.67% | +0.05% | +34.11% | |
| 21 | PFE | Pfizer INC | Stock-Healthcare | 2.59% | +0.32% | +34.98% | |
| 22 | PSX | Phillips 66 | Stock-Energy | 2.53% | +0.74% | +33.49% | |
| 23 | UPS | United Parcel Service-cl B | Stock-Industrials | 2.50% | -0.04% | +33.05% | |
| 24 | AMGN | Amgen INC | Stock-Healthcare | 2.50% | +0.04% | +26.61% | |
| 25 | BAC | Bank Of America CORP | Stock-Financials | 2.50% | -0.07% | +46.60% | |
| 26 | SWK | Stanley Black & Decker INC | Stock-Industrials | 2.49% | -0.16% | +31.33% | |
| 27 | HD | Home Depot INC | Stock-Consumer Disc | 2.47% | +0.47% | +72.75% | |
| 28 | TFC | Truist Financial CORP | Stock-Financials | 2.46% | +0.01% | +43.87% | |
| 29 | KEY | Keycorp | Stock-Financials | 2.41% | +0.05% | +40.32% | |
| 30 | PKG | Packaging CORP Of America | Stock-Consumer Disc | 2.40% | +0.42% | +57.46% | |
| 31 | QCOM | Qualcomm INC | Stock-Tech | 2.38% | -0.18% | +65.32% | |
| 32 | LEN | Lennar Corp-a | Stock-Consumer Disc | 2.27% | +0.33% | +85.46% | |
| 33 | STX | Seagate Technology Holdings plc | Stock-Tech | 2.21% | +0.04% | -3.95% | |
| 34 | ES | Eversource Energy | Stock-Utilities | 1.71% | +1.71% | NEW | |
| 35 | MSFT | Microsoft CORP | Stock-Tech | 1.16% | -0.91% | -1.58% | |
| 36 | VLO | Valero Energy CORP | Stock-Energy | 0.83% | +0.07% | -3.71% | |
| 37 | RTX | Rtx CORP | Stock-Industrials | 0.76% | -2.49% | -70.18% | |
| 38 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.65% | -0.16% | — | |
| 39 | CMI | Cummins INC | Stock-Industrials | 0.56% | — | -6.83% | |
| 40 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.52% | -0.24% | -16.46% | |
| 41 | EVRG | Evergy INC | Stock-Utilities | 0.52% | — | -7.43% | |
| 42 | XOM | Exxon Mobil CORP | Stock-Energy | 0.43% | +0.02% | — | |
| 43 | BKR | Baker Hughes Co | Stock-Energy | 0.36% | -2.32% | -86.62% | |
| 44 | MS | Morgan Stanley | Stock-Financials | 0.29% | -0.16% | -7.38% | |
| 45 | APD | Air Products & Chemicals INC | Stock-Materials | 0.22% | +0.04% | +35.31% | |
| 46 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.16% | — | -7.30% | |
| 47 | SUSA | Ishares Esg Optimized Msci U | ETF-Other | 0.15% | — | — | |
| 48 | AAPL | Apple INC | Stock-Tech | 0.12% | -0.13% | -27.06% | |
| 49 | MDT | Medtronic plc | Stock-Healthcare | 0.11% | — | -4.41% | |
| 50 | WMB | Williams Cos INC | Stock-Energy | 0.11% | — | — |
Performance for Q3 2026
+1.3%
Performance Last 4 Quarters
+20.7%
Based on 72% of reported portfolio value with available pricing
Catherine Avery Investment Management LLC's most significant position changes for 2026-03-31: New buy: Eversource Energy (ES); Sold out: Ft Vest Rising Dividend Achi (RDVI); Sold out: Ss Spdr Bb 1-3m T-bill ETF (BIL); Add: Omnicom Group (OMC) — shares +20253.10%; Trim: Rtx CORP (RTX) — shares -70.18%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | OMC | Omnicom Group | +2.7% | +20253.10% | Add |
| 2 | PSX | Phillips 66 | +0.7% | +33.49% | Add |
| 3 | BBY | Best Buy Co INC | +0.5% | +72.52% | Add |
| 4 | HD | Home Depot INC | +0.5% | +72.75% | Add |
| 5 | CVX | Chevron CORP | +0.4% | +13.33% | Add |
| 6 | PKG | Packaging CORP Of America | +0.4% | +57.46% | Add |
| 7 | OKE | Oneok INC | +0.4% | +26.12% | Add |
| 8 | VZ | Verizon Communications INC | +0.4% | +24.72% | Add |
| 9 | LEN | Lennar Corp-a | +0.3% | +85.46% | Add |
| 10 | PFE | Pfizer INC | +0.3% | +34.98% | Add |
| 11 | HPE | Hewlett Packard Enterprise | +0.3% | +48.63% | Add |
| 12 | TGT | Target CORP | +0.2% | +15.66% | Add |
| 13 | NEE | Nextera Energy INC | +0.2% | +23.59% | Add |
| 14 | ORCL | Oracle CORP | +0.2% | +90.22% | Add |
| 15 | KO | Coca-cola Co/the | +0.1% | +28.35% | Add |
| 16 | VLO | Valero Energy CORP | +0.1% | -3.71% | Trim |
| 17 | LHX | L3harris Technologies INC | +0.1% | +15.56% | Add |
| 18 | MCD | Mcdonald's CORP | +0.1% | +34.11% | Add |
| 19 | KEY | Keycorp | +0.1% | +40.32% | Add |
| 20 | MRK | Merck & Co. INC. | 0% | +18.94% | Add |
| 21 | AMGN | Amgen INC | 0% | +26.61% | Add |
| 22 | STX | Seagate Technology Holdings plc | 0% | -3.95% | Trim |
| 23 | APD | Air Products & Chemicals INC | 0% | +35.31% | Add |
| 24 | XOM | Exxon Mobil CORP | 0% | — | Unchanged |
| 25 | MO | Altria Group INC | 0% | +488.24% | Add |
| 26 | TFC | Truist Financial CORP | 0% | +43.87% | Add |
| 27 | CSCO | Cisco Systems INC | 0% | +32.29% | Add |
| 28 | UPS | United Parcel Service-cl B | 0% | +33.05% | Add |
| 29 | AXP | American Express Co | -0.1% | -9.09% | Trim |
| 30 | INTU | Intuit INC | -0.1% | — | Unchanged |
| 31 | BAC | Bank Of America CORP | -0.1% | +46.60% | Add |
| 32 | GOOGL | Alphabet Inc-cl A | -0.1% | -48.69% | Trim |
| 33 | AAPL | Apple INC | -0.1% | -27.06% | Trim |
| 34 | BMY | Bristol-myers Squibb Co | -0.2% | +12.95% | Add |
| 35 | IBM | Intl Business Machines CORP | -0.2% | +55.60% | Add |
| 36 | SWK | Stanley Black & Decker INC | -0.2% | +31.33% | Add |
| 37 | CL | Colgate-palmolive Co | -0.2% | — | Unchanged |
| 38 | MS | Morgan Stanley | -0.2% | -7.38% | Trim |
| 39 | QCOM | Qualcomm INC | -0.2% | +65.32% | Add |
| 40 | C | Citigroup INC | -0.2% | +29.18% | Add |
| 41 | FCX | Freeport-mcmoran INC | -0.2% | +7.54% | Add |
| 42 | JPM | Jpmorgan Chase & Co | -0.2% | +35.88% | Add |
| 43 | JNJ | Johnson & Johnson | -0.2% | -16.46% | Trim |
| 44 | AVGO | Broadcom INC | -0.4% | +30.83% | Add |
| 45 | MSFT | Microsoft CORP | -0.9% | -1.58% | Trim |
| 46 | BKR | Baker Hughes Co | -2.3% | -86.62% | Trim |
| 47 | RTX | Rtx CORP | -2.5% | -70.18% | Trim |
| 48 | ES | Eversource Energy | — | NEW | New buy |
| 49 | RDVI | Ft Vest Rising Dividend Achi | — | EXIT | Sold out |
| 50 | BIL | Ss Spdr Bb 1-3m T-bill ETF | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-05 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2026-01-05 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2026-01-05 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2026-01-05 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2026-01-05 | Amendment | View on EDGAR |
| 2024-12-31 | 2026-01-05 | Amendment | View on EDGAR |
| 2024-12-31 | 2026-01-05 | 13F-HR | View on EDGAR |
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