CIK: 0001536261
Total reported value
$601.5M
Reporting period: 2026-03-31 · Number of holdings: 7
Capricorn Investment Group LLC disclosed 7 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $601.5M and a quarterly turnover rate of 35.4%.
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Capricorn Investment Group LLC's disclosed holdings carry a Herfindahl concentration index of 0.254 — mathematically equivalent to about 4 equally-sized positions, well below its 7 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.95), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 9.6 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Add NVTS
0.0% $14.1M
Trim JOBY
0.0% -$130.9M
Trim HTFL
-84.6% -$41.7M
Add PL
-25.0% -$15.8M
Add OTF
+3.8% -$9.1M
Trim QS
0.0% -$41.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | JOBY | Joby Aviation, Inc. | Stock-Industrials | 40.71% | -4.79% | — | |
| 2 | PL | Planet Labs Pbc | Stock-Industrials | 20.79% | +3.74% | -25.00% | |
| 3 | QS | Quantumscape CORP | Stock-Consumer Disc | 13.08% | -1.42% | — | |
| 4 | NVTS | Navitas Semiconductor CORP | Stock-Other | 11.83% | +4.92% | — | |
| 5 | OTF | Blue Owl Technology Finance | Stock-Other | 11.61% | +2.06% | +3.82% | |
| 6 | HTFL | Heartflow INC | Stock-Other | 1.08% | -4.75% | -84.55% | |
| 7 | ✓ | Ecofin US Renewables Infrastructure PLC | Stock-Other | 0.90% | +0.25% | — |
Performance for Q3 2026
-28.1%
Performance Last 4 Quarters
-24.8%
Based on 86% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 7 | $601.5M | 35 | |
| 2025-12-31 | 7 | $826.0M | 44 | |
| 2025-09-30 | 5 | $840.4M | 67 | |
| 2025-06-30 | 5 | $610.1M | 0 | |
| 2025-03-31 | 7 | $462.9M | 0 | |
| 2024-12-31 | 7 | $532.6M | 0 | |
| 2024-09-30 | 8 | $406.4M | 0 | |
| 2024-06-30 | 8 | $391.3M | 0 | |
| 2024-03-31 | 8 | $429.7M | 0 | |
| 2023-12-31 | 8 | $532.8M | 0 | |
| 2023-09-30 | 8 | $511.5M | 0 | |
| 2023-06-30 | 9 | $706.9M | 0 | |
| 2023-03-31 | 9 | $464.9M | 0 | |
| 2022-12-31 | 8 | $325.4M | 0 | |
| 2022-09-30 | 8 | $445.2M | 0 | |
| 2022-06-30 | 13 | $453.3M | 0 | |
| 2022-03-31 | 14 | $853.3M | 0 | |
| 2021-12-31 | 13 | $1.2B | 0 |
Capricorn Investment Group LLC's most significant position changes for 2026-03-31: Trim: Heartflow INC (HTFL) — shares -84.55%; Trim: Planet Labs Pbc (PL) — shares -25.00%; Add: Blue Owl Technology Finance (OTF) — shares +3.82%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | NVTS | Navitas Semiconductor CORP | +4.9% | — | Unchanged |
| 2 | PL | Planet Labs Pbc | +3.7% | -25.00% | Trim |
| 3 | OTF | Blue Owl Technology Finance | +2.1% | +3.82% | Add |
| 4 | ✓ | Ecofin US Renewables Infrastructure PLC | +0.3% | — | Unchanged |
| 5 | QS | Quantumscape CORP | -1.4% | — | Unchanged |
| 6 | HTFL | Heartflow INC | -4.8% | -84.55% | Trim |
| 7 | JOBY | Joby Aviation, Inc. | -4.8% | — | Unchanged |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-17 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-14 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-12 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-12 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-14 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-14 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-15 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-14 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-14 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-15 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-15 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-15 | Amendment | View on EDGAR |
| 2022-06-30 | 2022-07-14 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-08-15 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-15 | 13F-HR | View on EDGAR |
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