Bay Harbor Wealth Management, LLC — Full 13F Portfolio Breakdown

CIK: 0001767989

Diversified strategyContrarianLong-term holder

Total reported value

$385.7M

Reporting period: 2026-03-31 · Number of holdings: 1301

Bay Harbor Wealth Management, LLC disclosed 1301 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $385.7M and a quarterly turnover rate of 18.1%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "B"

Personality snowflake

Concentration: 14.12
Portfolio Stability: 18.13
Momentum/Contrarian: 0.22
Sector conviction: 47.85
Diversification: 100
Sizing Uniformity: 32.95

Bay Harbor Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.035 — mathematically equivalent to about 28 equally-sized positions, well below its 1301 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.

Position sizes vary widely across the portfolio (a coefficient of variation of 6.71), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Sector classification currently covers about 3% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Trim OEF
-99.1%　-$11.6M
Add GOVT
+604.4%　$6.0M
Add IVV
+36.2%　$4.6M
Trim DYNF
-15.2%　-$3.1M
Trim IAU
-68.4%　-$2.9M
Trim ITA
-98.9%　-$2.6M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 1301 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DFAU	Dimensional US Core Equity M	ETF-Other	8.28%	+0.04%	+5.13%
2	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	5.52%	+0.08%	+3.04%
3	VUG	Vanguard Growth ETF	ETF-Other	5.40%	-0.55%	+2.15%
4	VEA	Vanguard Ftse Developed ETF	ETF-Other	5.33%	-0.53%	-10.69%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	5.13%	+1.15%	+36.23%
6	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	4.14%	-0.47%	-9.03%
7	VTV	Vanguard Value ETF	ETF-Other	4.04%	-0.24%	-7.43%
8	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	3.81%	+0.24%	+8.26%
9	BSV	Vanguard Short-term Bond ETF	ETF-Other	3.64%	+0.15%	+5.62%
10	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	3.48%	-0.15%	+5.27%
11	DYNF	Ishrs US E F R A Etf-usd INC	ETF-Other	3.47%	-0.84%	-15.17%
12	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	3.17%	-0.16%	-7.57%
13	DFSD	Dimensional Short Duration	ETF-Other	3.04%	+0.42%	+17.12%
14	EFV	Ishares Msci Eafe Value ETF	ETF-Other	3.01%	+0.04%	-2.06%
15	DFAI	Dimensional International Co	ETF-Other	2.56%	+0.05%	+0.54%
16	DFCF	Dimensional Core Fixed INC	ETF-Other	2.05%	+0.22%	+13.68%
17	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.96%	-0.22%	-10.10%
18	TLH	Ishares 10-20 Year Treasury	ETF-Gov Bonds	1.88%	-0.04%	-0.29%
19	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	1.82%	+1.56%	+604.36%
20	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	1.81%	+0.03%	+2.67%
21	BIV	Vanguard Intermediate-term B	ETF-Other	1.77%	+0.06%	+5.54%
22	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	1.75%	+1.75%	NEW
23	MBB	Ishares Mbs ETF	ETF-Other	1.73%	+0.02%	+2.33%
24	BLV	Vanguard Long-term Bond ETF	ETF-Other	1.72%	+0.09%	+7.41%
25	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.68%	—	+4.34%
26	BAI	Ishrs Ai In And Tech Act ETF	ETF-Tech	1.66%	+0.05%	+4.75%
27	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.65%	—	+2.38%
28	THRO	Ishares U.s. Thematic Rotati	ETF-Other	1.55%	-0.05%	+4.04%
29	VB	Vanguard Small-cap ETF	ETF-Other	1.19%	—	-2.04%
30	IDEF	Ishares Def Industrials Act	ETF-Other	1.19%	+1.19%	NEW
31	IAGG	Ishares Intl Aggregate Bond	ETF-Other	1.18%	+0.02%	+2.41%
32	BLCR	Ishares Lrg Cp Cr Act Etf-ui	ETF-Other	1.17%	+1.17%	NEW
33	DFAE	Dimensional Emerging Core Eq	ETF-Emerging Markets	1.12%	—	-2.15%
34	BINC	Ishares Flex I A Etf-usd INC	ETF-Other	1.05%	-0.19%	-13.60%
35	VGT	Vanguard Info Tech ETF	ETF-Tech	0.45%	-0.04%	—
36	IAU	Ishares Gold Trust	ETF-Commodities	0.40%	-0.77%	-68.39%
37	DFGR	Dim Global Real Estate ETF	ETF-Other	0.27%	+0.04%	+16.62%
38	NVDA	Nvidia CORP	Stock-Tech	0.25%	—	+9.79%
39	SYSB	Ishares Systematic Bond ETF	ETF-Other	0.24%	—	+0.14%
40	AAPL	Apple INC	Stock-Tech	0.21%	—	+11.02%
41	SOXX	Ishares Semiconductor ETF	ETF-Other	0.19%	—	—
42	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.14%	—	+5.93%
43	IETC	Ishares U.s. Tech Independen	ETF-Tech	0.13%	-0.03%	—
44	MSFT	Microsoft CORP	Stock-Tech	0.12%	-0.05%	-5.84%
45	AMZN	Amazon.com INC	Stock-Consumer Disc	0.11%	—	+15.64%
46	TSLA	Tesla INC	Stock-Consumer Disc	0.11%	-0.02%	+1.00%
47	AOM	Ishares Core 40/60 Moderate	ETF-Other	0.10%	—	+0.74%
48	ICVT	Ishares Convertible Bond ETF	ETF-Other	0.09%	-0.09%	-50.49%
49	META	Meta Platforms Inc-class A	Stock-Comm Services	0.08%	—	+5.66%
50	JPM	Jpmorgan Chase & Co	Stock-Financials	0.07%	—	+24.87%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+1.5%

Performance Last 4 Quarters

+15.4%

Based on 74% of reported portfolio value with available pricing

Stdev: +8.7%
Beta: +0.58
Alpha: +0.7%
Max Drawdown: -5.3%
Annualized Perf: +11.7%
Batting Avg vs S&P: +36.1%
Sortino: +2.42
Stutzer: +0.38
Treynor: +0.2
Sterling: +0.82
Calmar: +2.19
Information Ratio: -1.02
Tracking Error: +6.9%
Stdev Down: +4.7%
Winning Months %: +72.2%
Losing Months %: +27.8%
Best 12 Months: +21.2%
Worst 12 Months: +6%
Efficiency Ratio: +0.48
Sharpe: +1.32
Stdev Sectors: +7.9%
Skewness: -0.2
Kurtosis: -0.23
Upside Potential: +4.08

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	1301	$385.7M	18	1DFAU 2IUSB 3VUG Top holdings2026-03-31 1.DFAU 2.IUSB 3.VUG 4.VEA 5.IVV 6.IVE 7.VTV 8.BNDX 9.BSV 10.IVW
2025-12-31	1317	$382.8M	9	1DFAU 2VUG 3VEA Top holdings2025-12-31 1.DFAU 2.VUG 3.VEA 4.IUSB 5.IVE 6.DYNF 7.VTV 8.IVV 9.IVW 10.BNDX
2025-09-30	1289	$370.1M	32	1DFAU 2VUG 3VEA Top holdings2025-09-30 1.DFAU 2.VUG 3.VEA 4.IUSB 5.VTV 6.DYNF 7.IVV 8.BNDX 9.BSV 10.IVW
2025-06-30	1275	$344.8M	0	1DFAU 2IUSB 3VEA Top holdings2025-06-30 1.DFAU 2.IUSB 3.VEA 4.VUG 5.VTV 6.QUAL 7.BNDX 8.BSV 9.EFV 10.IVW
2025-03-31	1150	$316.2M	100	1IUSB 2IVV 3DFAU Top holdings2025-03-31 1.IUSB 2.IVV 3.DFAU 4.VEA 5.VUG 6.VTV 7.BNDX 8.BSV 9.QUAL 10.IVW
2024-12-31	181	$308.1M	0	1IVV 2IUSB 3DFAU Top holdings2024-12-31 1.IVV 2.IUSB 3.DFAU 4.VUG 5.VEA 6.VTV 7.BNDX 8.BSV 9.IVW 10.DYNF
2024-09-30	169	$306.1M	0	1IUSB 2IVV 3DFAU Top holdings2024-09-30 1.IUSB 2.IVV 3.DFAU 4.VEA 5.VUG 6.VTV 7.BNDX 8.BSV 9.IVW 10.DYNF
2024-06-30	168	$286.9M	0	1IVV 2IUSB 3VUG Top holdings2024-06-30 1.IVV 2.IUSB 3.VUG 4.VEA 5.VTV 6.DFAU 7.BNDX 8.BSV 9.IVW 10.DYNF
2024-03-31	172	$278.5M	0	1IVV 2IUSB 3VEA Top holdings2024-03-31 1.IVV 2.IUSB 3.VEA 4.VUG 5.VTV 6.BNDX 7.BSV 8.DFAU 9.QUAL 10.DYNF
2023-12-31	168	$261.7M	0	1IVV 2VUG 3VEA Top holdings2023-12-31 1.IVV 2.VUG 3.VEA 4.VTV 5.IUSB 6.BNDX 7.BSV 8.DFAU 9.QUAL 10.EFV
2023-09-30	163	$237.8M	0	1IVV 2VUG 3VEA Top holdings2023-09-30 1.IVV 2.VUG 3.VEA 4.IUSB 5.VTV 6.BNDX 7.BSV 8.EFV 9.QUAL 10.DFAU
2023-06-30	167	$245.2M	0	1IVV 2VUG 3VEA Top holdings2023-06-30 1.IVV 2.VUG 3.VEA 4.IUSB 5.VTV 6.BNDX 7.BSV 8.QUAL 9.EFG 10.VMBS
2023-03-31	165	$235.6M	0	1IVV 2IUSB 3VEA Top holdings2023-03-31 1.IVV 2.IUSB 3.VEA 4.VUG 5.VTV 6.BNDX 7.BSV 8.QUAL 9.EFG 10.VMBS
2022-12-31	191	$223.1M	0	1IVV 2VEA 3VTV Top holdings2022-12-31 1.IVV 2.VEA 3.VTV 4.VUG 5.IUSB 6.BNDX 7.BSV 8.ESGU 9.VMBS 10.BIV
2022-09-30	199	$212.2M	0	1IVV 2VEA 3VUG Top holdings2022-09-30 1.IVV 2.VEA 3.VUG 4.VTV 5.BNDX 6.BSV 7.ESGU 8.IUSB 9.GOVT 10.VMBS
2022-06-30	192	$221.5M	0	1IVV 2VEA 3SPAB Top holdings2022-06-30 1.IVV 2.VEA 3.SPAB 4.VUG 5.VTV 6.ESGU 7.BNDX 8.IUSB 9.BSV 10.GOVT
2022-03-31	196	$247.4M	0	1VUG 2VEA 3IVV Top holdings2022-03-31 1.VUG 2.VEA 3.IVV 4.VTV 5.BNDX 6.ESGU 7.BSV 8.IUSB 9.BLV 10.GOVT
2021-12-31	159	$248.5M	0	1VEA 2VUG 3IVV Top holdings2021-12-31 1.VEA 2.VUG 3.IVV 4.VTV 5.BNDX 6.BSV 7.ESGU 8.IUSB 9.BLV 10.VMBS
2021-09-30	209	$237.0M	0	1VEA 2VUG 3BNDX Top holdings2021-09-30 1.VEA 2.VUG 3.BNDX 4.VTV 5.BSV 6.ESGU 7.IVV 8.IUSB 9.BLV 10.VMBS
2021-06-30	208	$234.6M	100	1VUG 2VEA 3VTV Top holdings2021-06-30 1.VUG 2.VEA 3.VTV 4.BNDX 5.BSV 6.IVV 7.ESGU 8.GOVT 9.BLV 10.IUSB
2021-03-31	223	$218.0M	30	1VEA 2VUG 3VTV Top holdings2021-03-31 1.VEA 2.VUG 3.VTV 4.BNDX 5.BSV 6.IVV 7.ESGU 8.GOVT 9.BLV 10.VMBS
2020-12-31	437	$220.4M	25	1VUG 2VEA 3VTV Top holdings2020-12-31 1.VUG 2.VEA 3.VTV 4.BNDX 5.BSV 6.IVV 7.ESGU 8.LQD 9.VMBS 10.BLV
2020-09-30	399	$200.8M	21	1VUG 2VEA 3BNDX Top holdings2020-09-30 1.VUG 2.VEA 3.BNDX 4.VTV 5.BSV 6.IVV 7.VMBS 8.BLV 9.LQD 10.BIV
2020-06-30	381	$187.5M	37	1VUG 2VEA 3VTV Top holdings2020-06-30 1.VUG 2.VEA 3.VTV 4.BNDX 5.BSV 6.IVV 7.VMBS 8.BLV 9.BIV 10.LQD
2020-03-31	385	$164.7M	21	1VEA 2BNDX 3VUG Top holdings2020-03-31 1.VEA 2.BNDX 3.VUG 4.VTV 5.BSV 6.IVV 7.VMBS 8.BIV 9.BLV 10.GOVT
2019-12-31	375	$185.2M	23	1VEA 2VTV 3VUG Top holdings2019-12-31 1.VEA 2.VTV 3.VUG 4.BNDX 5.BSV 6.IVV 7.VMBS 8.BIV 9.BLV 10.GOVT
2019-09-30	394	$167.3M	25	1VEA 2VTV 3VUG Top holdings2019-09-30 1.VEA 2.VTV 3.VUG 4.BNDX 5.BSV 6.VMBS 7.TOTL 8.BIV 9.IVV 10.BLV
2019-06-30	410	$161.3M	23	1VEA 2VTV 3VUG Top holdings2019-06-30 1.VEA 2.VTV 3.VUG 4.BNDX 5.BSV 6.VMBS 7.BIV 8.IVV 9.BLV 10.SPY
2019-03-31	426	$146.7M	24	1VEA 2VTV 3BNDX Top holdings2019-03-31 1.VEA 2.VTV 3.BNDX 4.VUG 5.BSV 6.VMBS 7.BIV 8.SPY 9.BLV 10.SPDW
2018-12-31	414	$125.7M	—	1VEA 2BNDX 3VTV Top holdings2018-12-31 1.VEA 2.BNDX 3.VTV 4.BSV 5.VUG 6.VMBS 7.BIV 8.SPY 9.BLV 10.SPDW

Holding changes this quarter

Bay Harbor Wealth Management, LLC's most significant position changes for 2026-03-31: New buy: Ishares Msci Eafe Growth ETF (EFG); New buy: Ishares Def Industrials Act (IDEF); New buy: Ishares Lrg Cp Cr Act Etf-ui (BLCR); Trim: Ishares S&p 100 ETF (OEF) — shares -99.06%; Add: Ishares US Treasury Bond ETF (GOVT) — shares +604.36%.

Position changes disclosed by Bay Harbor Wealth Management, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GOVT	Ishares US Treasury Bond ETF	+1.6%	+604.36%	Add
2	IVV	Ishares Core S&p 500 ETF	+1.2%	+36.23%	Add
3	DFSD	Dimensional Short Duration	+0.4%	+17.12%	Add
4	BNDX	Vanguard Total Intl Bond ETF	+0.2%	+8.26%	Add
5	DFCF	Dimensional Core Fixed INC	+0.2%	+13.68%	Add
6	BSV	Vanguard Short-term Bond ETF	+0.2%	+5.62%	Add
7	BLV	Vanguard Long-term Bond ETF	+0.1%	+7.41%	Add
8	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	+0.1%	+3.04%	Add
9	BIV	Vanguard Intermediate-term B	+0.1%	+5.54%	Add
10	DFAI	Dimensional International Co	+0.1%	+0.54%	Add
11	BAI	Ishrs Ai In And Tech Act ETF	+0.1%	+4.75%	Add
12	DFAU	Dimensional US Core Equity M	0%	+5.13%	Add
13	EFV	Ishares Msci Eafe Value ETF	0%	-2.06%	Trim
14	CSCO	Cisco Systems INC	0%	+745.76%	Add
15	DFGR	Dim Global Real Estate ETF	0%	+16.62%	Add
16	VMBS	Vanguard Mortgage-backed Sec	0%	+2.67%	Add
17	ORCL	Oracle CORP	0%	+880.46%	Add
18	BSX	Boston Scientific CORP	0%	+1822.89%	Add
19	PM	Philip Morris International	0%	+538.04%	Add
20	MBB	Ishares Mbs ETF	0%	+2.33%	Add
21	IAGG	Ishares Intl Aggregate Bond	0%	+2.41%	Add
22	PG	Procter & Gamble Co/the	0%	+321.47%	Add
23	KR	Kroger Co	0%	-91.99%	Trim
24	TSLA	Tesla INC	0%	+1.00%	Add
25	STE	STERIS plc	0%	-94.87%	Trim
26	ADBE	Adobe INC	0%	-94.06%	Trim
27	WDAY	Workday Inc-class A	0%	-99.12%	Trim
28	IETC	Ishares U.s. Tech Independen	0%	—	Unchanged
29	VGT	Vanguard Info Tech ETF	0%	—	Unchanged
30	TLH	Ishares 10-20 Year Treasury	0%	-0.29%	Trim
31	MSFT	Microsoft CORP	-0.1%	-5.84%	Trim
32	THRO	Ishares U.s. Thematic Rotati	-0.1%	+4.04%	Add
33	BRK-B	Berkshire Hathaway Inc-cl B	-0.1%	-71.61%	Trim
34	ICVT	Ishares Convertible Bond ETF	-0.1%	-50.49%	Trim
35	IVW	Ishares S&p 500 Growth ETF	-0.2%	+5.27%	Add
36	IEMG	Ishares Core Msci Emerging	-0.2%	-7.57%	Trim
37	BINC	Ishares Flex I A Etf-usd INC	-0.2%	-13.60%	Trim
38	VWO	Vanguard Ftse Emerging Marke	-0.2%	-10.10%	Trim
39	VTV	Vanguard Value ETF	-0.2%	-7.43%	Trim
40	EMB	Ishares Jp Morgan Usd Emergi	-0.4%	-99.73%	Trim
41	IVE	Ishares S&p 500 Value ETF	-0.5%	-9.03%	Trim
42	VEA	Vanguard Ftse Developed ETF	-0.5%	-10.69%	Trim
43	VUG	Vanguard Growth ETF	-0.6%	+2.15%	Add
44	ITA	Ishares U.s. Aerospace & Def	-0.7%	-98.88%	Trim
45	IAU	Ishares Gold Trust	-0.8%	-68.39%	Trim
46	DYNF	Ishrs US E F R A Etf-usd INC	-0.8%	-15.17%	Trim
47	OEF	Ishares S&p 100 ETF	-3%	-99.06%	Trim
48	EFG	Ishares Msci Eafe Growth ETF	—	NEW	New buy
49	IDEF	Ishares Def Industrials Act	—	NEW	New buy
50	BLCR	Ishares Lrg Cp Cr Act Etf-ui	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-14	13F-HR	View on EDGAR
2025-12-31	2026-02-02	13F-HR	View on EDGAR
2025-09-30	2025-10-09	13F-HR	View on EDGAR
2025-06-30	2025-07-22	13F-HR	View on EDGAR
2025-03-31	2025-05-12	13F-HR	View on EDGAR
2024-12-31	2025-01-27	13F-HR	View on EDGAR
2024-09-30	2024-10-24	13F-HR	View on EDGAR
2024-06-30	2024-07-24	13F-HR	View on EDGAR
2024-03-31	2024-04-22	13F-HR	View on EDGAR
2023-12-31	2024-01-26	13F-HR	View on EDGAR
2023-09-30	2023-10-25	13F-HR	View on EDGAR
2023-06-30	2023-07-19	13F-HR	View on EDGAR
2023-03-31	2023-05-03	13F-HR	View on EDGAR
2022-12-31	2023-01-25	13F-HR	View on EDGAR
2022-09-30	2022-11-02	13F-HR	View on EDGAR
2022-06-30	2022-08-05	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-02-10	13F-HR	View on EDGAR
2021-09-30	2021-11-24	13F-HR	View on EDGAR
2021-06-30	2021-07-28	13F-HR	View on EDGAR
2021-03-31	2021-05-05	13F-HR	View on EDGAR
2020-12-31	2021-02-09	13F-HR	View on EDGAR
2020-09-30	2020-10-27	13F-HR	View on EDGAR
2020-06-30	2020-07-16	13F-HR	View on EDGAR
2020-03-31	2020-05-20	13F-HR	View on EDGAR
2019-12-31	2020-01-27	13F-HR	View on EDGAR
2019-09-30	2019-10-15	13F-HR	View on EDGAR
2019-06-30	2019-07-18	13F-HR	View on EDGAR
2019-03-31	2019-04-22	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR

FAQ

What is Bay Harbor Wealth Management, LLC and what type of investor is it?

Bay Harbor Wealth Management, LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $385.7M, spread across 1301 disclosed positions.

What are Bay Harbor Wealth Management, LLC's largest equity positions?

Based on the latest 13F filing, Bay Harbor Wealth Management, LLC's top holdings by market value are: 1. Dimensional US Core Equity M (DFAU) — $31.9M (8.3%) 2. Ishr Cr Unvrse Usd Bd Etf-ui (IUSB) — $21.3M (5.5%) 3. Vanguard Growth ETF (VUG) — $20.8M (5.4%) 4. Vanguard Ftse Developed ETF (VEA) — $20.6M (5.3%) 5. Ishares Core S&p 500 ETF (IVV) — $19.8M (5.1%)

What changes did Bay Harbor Wealth Management, LLC make in its most recent portfolio filing?

In the latest reported quarter, Bay Harbor Wealth Management, LLC made 48 notable position adjustments: 3 new positions were initiated, 25 existing holdings were added to, 20 positions were partially reduced, and 0 were completely exited. The largest of these moves: New buy: Ishares Msci Eafe Growth ETF (EFG); New buy: Ishares Def Industrials Act (IDEF); New buy: Ishares Lrg Cp Cr Act Etf-ui (BLCR); Trim: Ishares S&p 100 ETF (OEF) — shares -99.06%; Add: Ishares US Treasury Bond ETF (GOVT) — shares +604.36%

What sectors does Bay Harbor Wealth Management, LLC focus on?

Bay Harbor Wealth Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 30.4% • Financials: 13.5% • Consumer Discretionary: 12.6% • Industrials: 10.2% • Communication Services: 9.7% • Health Care: 8.9%

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277 stks

2026-03-31

Concentration16.8

Portfolio Stability10.3

Sector conviction54.1

3 of the top 5 holdings overlap, including Vanguard Ftse Developed ETF

View detail

Parsec Financial Management, Inc.

CIK 0001349138

Total reported value

$2.4B

295 stks

2023-03-31

Stale — no recent filing

Concentration9.4

Portfolio Stability0.0

Sector conviction65.1

3 of the top 5 holdings overlap, including Vanguard Ftse Developed ETF

View detail

VeraBank, N.A.

CIK 0001767297

Total reported value

$546.3M

250 stks

2026-03-31

Concentration12.9

Portfolio Stability10.2

Sector conviction43.2

3 of the top 5 holdings overlap, including Dimensional US Core Equity M

View detail

Bay Harbor Wealth Management, LLC — Full 13F Portfolio Breakdown

CIK: 0001767989

Diversified strategyContrarianLong-term holder

Total reported value

$385.7M

Reporting period: 2026-03-31 · Number of holdings: 1301

Bay Harbor Wealth Management, LLC disclosed 1301 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $385.7M and a quarterly turnover rate of 18.1%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "B"

Personality snowflake

Concentration: 14.12
Portfolio Stability: 18.13
Momentum/Contrarian: 0.22
Sector conviction: 47.85
Diversification: 100
Sizing Uniformity: 32.95

Position sizes vary widely across the portfolio (a coefficient of variation of 6.71), with a handful of outsized bets alongside many smaller positions.

No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.

Recent moves

Trim OEF
-99.1%　-$11.6M
Add GOVT
+604.4%　$6.0M
Add IVV
+36.2%　$4.6M
Trim DYNF
-15.2%　-$3.1M
Trim IAU
-68.4%　-$2.9M
Trim ITA
-98.9%　-$2.6M

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 200 holdings (of 1301 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DFAU	Dimensional US Core Equity M	ETF-Other	8.28%	+0.04%	+5.13%
2	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	ETF-Other	5.52%	+0.08%	+3.04%
3	VUG	Vanguard Growth ETF	ETF-Other	5.40%	-0.55%	+2.15%
4	VEA	Vanguard Ftse Developed ETF	ETF-Other	5.33%	-0.53%	-10.69%
5	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	5.13%	+1.15%	+36.23%
6	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	4.14%	-0.47%	-9.03%
7	VTV	Vanguard Value ETF	ETF-Other	4.04%	-0.24%	-7.43%
8	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	3.81%	+0.24%	+8.26%
9	BSV	Vanguard Short-term Bond ETF	ETF-Other	3.64%	+0.15%	+5.62%
10	IVW	Ishares S&p 500 Growth ETF	ETF-Large Cap & Growth	3.48%	-0.15%	+5.27%
11	DYNF	Ishrs US E F R A Etf-usd INC	ETF-Other	3.47%	-0.84%	-15.17%
12	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	3.17%	-0.16%	-7.57%
13	DFSD	Dimensional Short Duration	ETF-Other	3.04%	+0.42%	+17.12%
14	EFV	Ishares Msci Eafe Value ETF	ETF-Other	3.01%	+0.04%	-2.06%
15	DFAI	Dimensional International Co	ETF-Other	2.56%	+0.05%	+0.54%
16	DFCF	Dimensional Core Fixed INC	ETF-Other	2.05%	+0.22%	+13.68%
17	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.96%	-0.22%	-10.10%
18	TLH	Ishares 10-20 Year Treasury	ETF-Gov Bonds	1.88%	-0.04%	-0.29%
19	GOVT	Ishares US Treasury Bond ETF	ETF-Gov Bonds	1.82%	+1.56%	+604.36%
20	VMBS	Vanguard Mortgage-backed Sec	ETF-Other	1.81%	+0.03%	+2.67%
21	BIV	Vanguard Intermediate-term B	ETF-Other	1.77%	+0.06%	+5.54%
22	EFG	Ishares Msci Eafe Growth ETF	ETF-Other	1.75%	+1.75%	NEW
23	MBB	Ishares Mbs ETF	ETF-Other	1.73%	+0.02%	+2.33%
24	BLV	Vanguard Long-term Bond ETF	ETF-Other	1.72%	+0.09%	+7.41%
25	MTUM	Ishares Msci USA Momentum Fa	ETF-Other	1.68%	—	+4.34%
26	BAI	Ishrs Ai In And Tech Act ETF	ETF-Tech	1.66%	+0.05%	+4.75%
27	QUAL	Ishares Msci USA Quality Fac	ETF-Other	1.65%	—	+2.38%
28	THRO	Ishares U.s. Thematic Rotati	ETF-Other	1.55%	-0.05%	+4.04%
29	VB	Vanguard Small-cap ETF	ETF-Other	1.19%	—	-2.04%
30	IDEF	Ishares Def Industrials Act	ETF-Other	1.19%	+1.19%	NEW
31	IAGG	Ishares Intl Aggregate Bond	ETF-Other	1.18%	+0.02%	+2.41%
32	BLCR	Ishares Lrg Cp Cr Act Etf-ui	ETF-Other	1.17%	+1.17%	NEW
33	DFAE	Dimensional Emerging Core Eq	ETF-Emerging Markets	1.12%	—	-2.15%
34	BINC	Ishares Flex I A Etf-usd INC	ETF-Other	1.05%	-0.19%	-13.60%
35	VGT	Vanguard Info Tech ETF	ETF-Tech	0.45%	-0.04%	—
36	IAU	Ishares Gold Trust	ETF-Commodities	0.40%	-0.77%	-68.39%
37	DFGR	Dim Global Real Estate ETF	ETF-Other	0.27%	+0.04%	+16.62%
38	NVDA	Nvidia CORP	Stock-Tech	0.25%	—	+9.79%
39	SYSB	Ishares Systematic Bond ETF	ETF-Other	0.24%	—	+0.14%
40	AAPL	Apple INC	Stock-Tech	0.21%	—	+11.02%
41	SOXX	Ishares Semiconductor ETF	ETF-Other	0.19%	—	—
42	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.14%	—	+5.93%
43	IETC	Ishares U.s. Tech Independen	ETF-Tech	0.13%	-0.03%	—
44	MSFT	Microsoft CORP	Stock-Tech	0.12%	-0.05%	-5.84%
45	AMZN	Amazon.com INC	Stock-Consumer Disc	0.11%	—	+15.64%
46	TSLA	Tesla INC	Stock-Consumer Disc	0.11%	-0.02%	+1.00%
47	AOM	Ishares Core 40/60 Moderate	ETF-Other	0.10%	—	+0.74%
48	ICVT	Ishares Convertible Bond ETF	ETF-Other	0.09%	-0.09%	-50.49%
49	META	Meta Platforms Inc-class A	Stock-Comm Services	0.08%	—	+5.66%
50	JPM	Jpmorgan Chase & Co	Stock-Financials	0.07%	—	+24.87%

1–50 of 200

Portfolio Performance

Performance for Q3 2026

+1.5%

Performance Last 4 Quarters

+15.4%

Based on 74% of reported portfolio value with available pricing

Stdev: +8.7%
Beta: +0.58
Alpha: +0.7%
Max Drawdown: -5.3%
Annualized Perf: +11.7%
Batting Avg vs S&P: +36.1%
Sortino: +2.42
Stutzer: +0.38
Treynor: +0.2
Sterling: +0.82
Calmar: +2.19
Information Ratio: -1.02
Tracking Error: +6.9%
Stdev Down: +4.7%
Winning Months %: +72.2%
Losing Months %: +27.8%
Best 12 Months: +21.2%
Worst 12 Months: +6%
Efficiency Ratio: +0.48
Sharpe: +1.32
Stdev Sectors: +7.9%
Skewness: -0.2
Kurtosis: -0.23
Upside Potential: +4.08

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	1301	$385.7M	18	1DFAU 2IUSB 3VUG Top holdings2026-03-31 1.DFAU 2.IUSB 3.VUG 4.VEA 5.IVV 6.IVE 7.VTV 8.BNDX 9.BSV 10.IVW
2025-12-31	1317	$382.8M	9	1DFAU 2VUG 3VEA Top holdings2025-12-31 1.DFAU 2.VUG 3.VEA 4.IUSB 5.IVE 6.DYNF 7.VTV 8.IVV 9.IVW 10.BNDX
2025-09-30	1289	$370.1M	32	1DFAU 2VUG 3VEA Top holdings2025-09-30 1.DFAU 2.VUG 3.VEA 4.IUSB 5.VTV 6.DYNF 7.IVV 8.BNDX 9.BSV 10.IVW
2025-06-30	1275	$344.8M	0	1DFAU 2IUSB 3VEA Top holdings2025-06-30 1.DFAU 2.IUSB 3.VEA 4.VUG 5.VTV 6.QUAL 7.BNDX 8.BSV 9.EFV 10.IVW
2025-03-31	1150	$316.2M	100	1IUSB 2IVV 3DFAU Top holdings2025-03-31 1.IUSB 2.IVV 3.DFAU 4.VEA 5.VUG 6.VTV 7.BNDX 8.BSV 9.QUAL 10.IVW
2024-12-31	181	$308.1M	0	1IVV 2IUSB 3DFAU Top holdings2024-12-31 1.IVV 2.IUSB 3.DFAU 4.VUG 5.VEA 6.VTV 7.BNDX 8.BSV 9.IVW 10.DYNF
2024-09-30	169	$306.1M	0	1IUSB 2IVV 3DFAU Top holdings2024-09-30 1.IUSB 2.IVV 3.DFAU 4.VEA 5.VUG 6.VTV 7.BNDX 8.BSV 9.IVW 10.DYNF
2024-06-30	168	$286.9M	0	1IVV 2IUSB 3VUG Top holdings2024-06-30 1.IVV 2.IUSB 3.VUG 4.VEA 5.VTV 6.DFAU 7.BNDX 8.BSV 9.IVW 10.DYNF
2024-03-31	172	$278.5M	0	1IVV 2IUSB 3VEA Top holdings2024-03-31 1.IVV 2.IUSB 3.VEA 4.VUG 5.VTV 6.BNDX 7.BSV 8.DFAU 9.QUAL 10.DYNF
2023-12-31	168	$261.7M	0	1IVV 2VUG 3VEA Top holdings2023-12-31 1.IVV 2.VUG 3.VEA 4.VTV 5.IUSB 6.BNDX 7.BSV 8.DFAU 9.QUAL 10.EFV
2023-09-30	163	$237.8M	0	1IVV 2VUG 3VEA Top holdings2023-09-30 1.IVV 2.VUG 3.VEA 4.IUSB 5.VTV 6.BNDX 7.BSV 8.EFV 9.QUAL 10.DFAU
2023-06-30	167	$245.2M	0	1IVV 2VUG 3VEA Top holdings2023-06-30 1.IVV 2.VUG 3.VEA 4.IUSB 5.VTV 6.BNDX 7.BSV 8.QUAL 9.EFG 10.VMBS
2023-03-31	165	$235.6M	0	1IVV 2IUSB 3VEA Top holdings2023-03-31 1.IVV 2.IUSB 3.VEA 4.VUG 5.VTV 6.BNDX 7.BSV 8.QUAL 9.EFG 10.VMBS
2022-12-31	191	$223.1M	0	1IVV 2VEA 3VTV Top holdings2022-12-31 1.IVV 2.VEA 3.VTV 4.VUG 5.IUSB 6.BNDX 7.BSV 8.ESGU 9.VMBS 10.BIV
2022-09-30	199	$212.2M	0	1IVV 2VEA 3VUG Top holdings2022-09-30 1.IVV 2.VEA 3.VUG 4.VTV 5.BNDX 6.BSV 7.ESGU 8.IUSB 9.GOVT 10.VMBS
2022-06-30	192	$221.5M	0	1IVV 2VEA 3SPAB Top holdings2022-06-30 1.IVV 2.VEA 3.SPAB 4.VUG 5.VTV 6.ESGU 7.BNDX 8.IUSB 9.BSV 10.GOVT
2022-03-31	196	$247.4M	0	1VUG 2VEA 3IVV Top holdings2022-03-31 1.VUG 2.VEA 3.IVV 4.VTV 5.BNDX 6.ESGU 7.BSV 8.IUSB 9.BLV 10.GOVT
2021-12-31	159	$248.5M	0	1VEA 2VUG 3IVV Top holdings2021-12-31 1.VEA 2.VUG 3.IVV 4.VTV 5.BNDX 6.BSV 7.ESGU 8.IUSB 9.BLV 10.VMBS
2021-09-30	209	$237.0M	0	1VEA 2VUG 3BNDX Top holdings2021-09-30 1.VEA 2.VUG 3.BNDX 4.VTV 5.BSV 6.ESGU 7.IVV 8.IUSB 9.BLV 10.VMBS
2021-06-30	208	$234.6M	100	1VUG 2VEA 3VTV Top holdings2021-06-30 1.VUG 2.VEA 3.VTV 4.BNDX 5.BSV 6.IVV 7.ESGU 8.GOVT 9.BLV 10.IUSB
2021-03-31	223	$218.0M	30	1VEA 2VUG 3VTV Top holdings2021-03-31 1.VEA 2.VUG 3.VTV 4.BNDX 5.BSV 6.IVV 7.ESGU 8.GOVT 9.BLV 10.VMBS
2020-12-31	437	$220.4M	25	1VUG 2VEA 3VTV Top holdings2020-12-31 1.VUG 2.VEA 3.VTV 4.BNDX 5.BSV 6.IVV 7.ESGU 8.LQD 9.VMBS 10.BLV
2020-09-30	399	$200.8M	21	1VUG 2VEA 3BNDX Top holdings2020-09-30 1.VUG 2.VEA 3.BNDX 4.VTV 5.BSV 6.IVV 7.VMBS 8.BLV 9.LQD 10.BIV
2020-06-30	381	$187.5M	37	1VUG 2VEA 3VTV Top holdings2020-06-30 1.VUG 2.VEA 3.VTV 4.BNDX 5.BSV 6.IVV 7.VMBS 8.BLV 9.BIV 10.LQD
2020-03-31	385	$164.7M	21	1VEA 2BNDX 3VUG Top holdings2020-03-31 1.VEA 2.BNDX 3.VUG 4.VTV 5.BSV 6.IVV 7.VMBS 8.BIV 9.BLV 10.GOVT
2019-12-31	375	$185.2M	23	1VEA 2VTV 3VUG Top holdings2019-12-31 1.VEA 2.VTV 3.VUG 4.BNDX 5.BSV 6.IVV 7.VMBS 8.BIV 9.BLV 10.GOVT
2019-09-30	394	$167.3M	25	1VEA 2VTV 3VUG Top holdings2019-09-30 1.VEA 2.VTV 3.VUG 4.BNDX 5.BSV 6.VMBS 7.TOTL 8.BIV 9.IVV 10.BLV
2019-06-30	410	$161.3M	23	1VEA 2VTV 3VUG Top holdings2019-06-30 1.VEA 2.VTV 3.VUG 4.BNDX 5.BSV 6.VMBS 7.BIV 8.IVV 9.BLV 10.SPY
2019-03-31	426	$146.7M	24	1VEA 2VTV 3BNDX Top holdings2019-03-31 1.VEA 2.VTV 3.BNDX 4.VUG 5.BSV 6.VMBS 7.BIV 8.SPY 9.BLV 10.SPDW
2018-12-31	414	$125.7M	—	1VEA 2BNDX 3VTV Top holdings2018-12-31 1.VEA 2.BNDX 3.VTV 4.BSV 5.VUG 6.VMBS 7.BIV 8.SPY 9.BLV 10.SPDW

Holding changes this quarter

Position changes disclosed by Bay Harbor Wealth Management, LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GOVT	Ishares US Treasury Bond ETF	+1.6%	+604.36%	Add
2	IVV	Ishares Core S&p 500 ETF	+1.2%	+36.23%	Add
3	DFSD	Dimensional Short Duration	+0.4%	+17.12%	Add
4	BNDX	Vanguard Total Intl Bond ETF	+0.2%	+8.26%	Add
5	DFCF	Dimensional Core Fixed INC	+0.2%	+13.68%	Add
6	BSV	Vanguard Short-term Bond ETF	+0.2%	+5.62%	Add
7	BLV	Vanguard Long-term Bond ETF	+0.1%	+7.41%	Add
8	IUSB	Ishr Cr Unvrse Usd Bd Etf-ui	+0.1%	+3.04%	Add
9	BIV	Vanguard Intermediate-term B	+0.1%	+5.54%	Add
10	DFAI	Dimensional International Co	+0.1%	+0.54%	Add
11	BAI	Ishrs Ai In And Tech Act ETF	+0.1%	+4.75%	Add
12	DFAU	Dimensional US Core Equity M	0%	+5.13%	Add
13	EFV	Ishares Msci Eafe Value ETF	0%	-2.06%	Trim
14	CSCO	Cisco Systems INC	0%	+745.76%	Add
15	DFGR	Dim Global Real Estate ETF	0%	+16.62%	Add
16	VMBS	Vanguard Mortgage-backed Sec	0%	+2.67%	Add
17	ORCL	Oracle CORP	0%	+880.46%	Add
18	BSX	Boston Scientific CORP	0%	+1822.89%	Add
19	PM	Philip Morris International	0%	+538.04%	Add
20	MBB	Ishares Mbs ETF	0%	+2.33%	Add
21	IAGG	Ishares Intl Aggregate Bond	0%	+2.41%	Add
22	PG	Procter & Gamble Co/the	0%	+321.47%	Add
23	KR	Kroger Co	0%	-91.99%	Trim
24	TSLA	Tesla INC	0%	+1.00%	Add
25	STE	STERIS plc	0%	-94.87%	Trim
26	ADBE	Adobe INC	0%	-94.06%	Trim
27	WDAY	Workday Inc-class A	0%	-99.12%	Trim
28	IETC	Ishares U.s. Tech Independen	0%	—	Unchanged
29	VGT	Vanguard Info Tech ETF	0%	—	Unchanged
30	TLH	Ishares 10-20 Year Treasury	0%	-0.29%	Trim
31	MSFT	Microsoft CORP	-0.1%	-5.84%	Trim
32	THRO	Ishares U.s. Thematic Rotati	-0.1%	+4.04%	Add
33	BRK-B	Berkshire Hathaway Inc-cl B	-0.1%	-71.61%	Trim
34	ICVT	Ishares Convertible Bond ETF	-0.1%	-50.49%	Trim
35	IVW	Ishares S&p 500 Growth ETF	-0.2%	+5.27%	Add
36	IEMG	Ishares Core Msci Emerging	-0.2%	-7.57%	Trim
37	BINC	Ishares Flex I A Etf-usd INC	-0.2%	-13.60%	Trim
38	VWO	Vanguard Ftse Emerging Marke	-0.2%	-10.10%	Trim
39	VTV	Vanguard Value ETF	-0.2%	-7.43%	Trim
40	EMB	Ishares Jp Morgan Usd Emergi	-0.4%	-99.73%	Trim
41	IVE	Ishares S&p 500 Value ETF	-0.5%	-9.03%	Trim
42	VEA	Vanguard Ftse Developed ETF	-0.5%	-10.69%	Trim
43	VUG	Vanguard Growth ETF	-0.6%	+2.15%	Add
44	ITA	Ishares U.s. Aerospace & Def	-0.7%	-98.88%	Trim
45	IAU	Ishares Gold Trust	-0.8%	-68.39%	Trim
46	DYNF	Ishrs US E F R A Etf-usd INC	-0.8%	-15.17%	Trim
47	OEF	Ishares S&p 100 ETF	-3%	-99.06%	Trim
48	EFG	Ishares Msci Eafe Growth ETF	—	NEW	New buy
49	IDEF	Ishares Def Industrials Act	—	NEW	New buy
50	BLCR	Ishares Lrg Cp Cr Act Etf-ui	—	NEW	New buy

Filing History

Period	Filed	Type	EDGAR
2026-03-31	2026-04-14	13F-HR	View on EDGAR
2025-12-31	2026-02-02	13F-HR	View on EDGAR
2025-09-30	2025-10-09	13F-HR	View on EDGAR
2025-06-30	2025-07-22	13F-HR	View on EDGAR
2025-03-31	2025-05-12	13F-HR	View on EDGAR
2024-12-31	2025-01-27	13F-HR	View on EDGAR
2024-09-30	2024-10-24	13F-HR	View on EDGAR
2024-06-30	2024-07-24	13F-HR	View on EDGAR
2024-03-31	2024-04-22	13F-HR	View on EDGAR
2023-12-31	2024-01-26	13F-HR	View on EDGAR
2023-09-30	2023-10-25	13F-HR	View on EDGAR
2023-06-30	2023-07-19	13F-HR	View on EDGAR
2023-03-31	2023-05-03	13F-HR	View on EDGAR
2022-12-31	2023-01-25	13F-HR	View on EDGAR
2022-09-30	2022-11-02	13F-HR	View on EDGAR
2022-06-30	2022-08-05	13F-HR	View on EDGAR
2022-03-31	2022-04-19	13F-HR	View on EDGAR
2021-12-31	2022-02-10	13F-HR	View on EDGAR
2021-09-30	2021-11-24	13F-HR	View on EDGAR
2021-06-30	2021-07-28	13F-HR	View on EDGAR
2021-03-31	2021-05-05	13F-HR	View on EDGAR
2020-12-31	2021-02-09	13F-HR	View on EDGAR
2020-09-30	2020-10-27	13F-HR	View on EDGAR
2020-06-30	2020-07-16	13F-HR	View on EDGAR
2020-03-31	2020-05-20	13F-HR	View on EDGAR
2019-12-31	2020-01-27	13F-HR	View on EDGAR
2019-09-30	2019-10-15	13F-HR	View on EDGAR
2019-06-30	2019-07-18	13F-HR	View on EDGAR
2019-03-31	2019-04-22	13F-HR	View on EDGAR
2018-12-31	2019-02-14	13F-HR	View on EDGAR