CIK: 0001308757
Total reported value
$1.6B
Reporting period: 2022-09-30 · Number of holdings: 336
BALASA DINVERNO & FOLTZ LLC disclosed 336 holdings in its latest 13F filing for the period ending 2022-09-30, with total reported value of $1.6B and a quarterly turnover rate of 0.0%.
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Balasa Dinverno & Foltz LLC's disclosed holdings carry a Herfindahl concentration index of 0.046 — mathematically equivalent to about 22 equally-sized positions, well below its 336 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.79), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 13% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 200 holdings (of 336 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DFUV | Dimensional US Marketwide Va | ETF-Other | 14.27% | — | -0.29% | |
| 2 | IWF | Ishares Russell 1000 Growth | ETF-Other | 7.61% | — | -1.70% | |
| 3 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 6.71% | — | +3.58% | |
| 4 | MTUM | Ishares Msci USA Momentum Fa | ETF-Other | 5.03% | — | +1.85% | |
| 5 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 3.64% | — | -2.87% | |
| 6 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 3.51% | — | +1.01% | |
| 7 | GSIE | Goldman Sachs Activebeta Int | ETF-Commodities | 3.44% | — | -1.21% | |
| 8 | VUG | Vanguard Growth ETF | ETF-Other | 3.33% | — | +0.31% | |
| 9 | IWD | Ishares Russell 1000 Value E | ETF-Other | 3.29% | — | -2.11% | |
| 10 | INTF | Ishares International Equity | ETF-Other | 3.22% | — | -0.12% | |
| 11 | DFIS | Dimensional International Sm | ETF-Other | 3.04% | — | +50.86% | |
| 12 | EFA | Ishares Msci Eafe ETF | ETF-Other | 2.89% | — | +14.11% | |
| 13 | MUB | Ishares National Muni Bond E | ETF-Other | 2.78% | — | +61.24% | |
| 14 | DFEM | Dimensional Emrg Mrkt Core | ETF-Other | 2.77% | — | +42.71% | |
| 15 | DFIV | Dimensional International Va | ETF-Other | 2.07% | — | -0.27% | |
| 16 | DFAT | Dimensional US Target Value | ETF-Other | 1.96% | — | -7.74% | |
| 17 | AAPL | Apple INC | Stock-Tech | 1.72% | — | +8.47% | |
| 18 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 1.49% | — | -5.27% | |
| 19 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 1.12% | — | +20.92% | |
| 20 | DFSV | Dimensional US Small Cap Val | ETF-Small Cap | 1.06% | — | +46.27% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 1.04% | — | +3.19% | |
| 22 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 0.86% | — | — | |
| 23 | IWC | Ishares Micro-cap ETF | ETF-Other | 0.66% | — | -4.84% | |
| 24 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.54% | — | +1817.18% | |
| 25 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.51% | — | -16.83% | |
| 26 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.49% | — | +3.39% | |
| 27 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.44% | — | +23.00% | |
| 28 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.42% | — | -0.53% | |
| 29 | SCZ | Ishares Msci Eafe Small-cap | ETF-Other | 0.36% | — | +390.60% | |
| 30 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.35% | — | -3.46% | |
| 31 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.34% | — | -6.05% | |
| 32 | LRGF | Ishares US Equity Factor ETF | ETF-Other | 0.34% | — | -2.69% | |
| 33 | TSLA | Tesla INC | Stock-Consumer Disc | 0.33% | — | +337.23% | |
| 34 | CVS | Cvs Health CORP | Stock-Healthcare | 0.32% | — | +2.45% | |
| 35 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.31% | — | -3.89% | |
| 36 | MET | Metlife INC | Stock-Financials | 0.30% | — | -2.11% | |
| 37 | WMT | Walmart INC | Stock-Consumer Staples | 0.30% | — | +13.48% | |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.30% | — | +2.90% | |
| 39 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.29% | — | — | |
| 40 | UNM | Unum Group | Stock-Financials | 0.26% | — | +14.20% | |
| 41 | ABBV | Abbvie INC | Stock-Healthcare | 0.25% | — | -8.96% | |
| 42 | HD | Home Depot INC | Stock-Consumer Disc | 0.23% | — | -10.21% | |
| 43 | PFE | Pfizer INC | Stock-Healthcare | 0.23% | — | -0.83% | |
| 44 | CDNS | Cadence Design Sys INC | Stock-Tech | 0.23% | — | +23.59% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.22% | — | -0.23% | |
| 46 | INTU | Intuit INC | Stock-Tech | 0.22% | — | +7.33% | |
| 47 | ACN | Accenture plc | Stock-Tech | 0.21% | — | +2.74% | |
| 48 | NVDA | Nvidia CORP | Stock-Tech | 0.20% | — | -11.33% | |
| 49 | PEP | Pepsico INC | Stock-Consumer Staples | 0.20% | — | +13.23% | |
| 50 | PWR | Quanta Services INC | Stock-Industrials | 0.19% | — | -1.81% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2022-09-30 | 336 | $1.6B | 0 | |
| 2022-06-30 | 333 | $1.6B | 0 | |
| 2022-03-31 | 344 | $1.5B | 0 | |
| 2021-12-31 | 343 | $1.6B | 0 | |
| 2021-09-30 | 328 | $1.4B | 0 | |
| 2021-06-30 | 329 | $1.4B | 95 | |
| 2021-03-31 | 305 | $1.2B | 8 | |
| 2020-12-31 | 291 | $1.2B | 18 | |
| 2020-09-30 | 258 | $1.1B | 27 | |
| 2020-06-30 | 236 | $901.4M | 50 | |
| 2020-03-31 | 251 | $794.8M | 45 | |
| 2019-12-31 | 269 | $942.6M | 12 | |
| 2019-09-30 | 255 | $863.5M | 9 | |
| 2019-06-30 | 246 | $858.4M | 9 | |
| 2019-03-31 | 246 | $834.6M | 21 | |
| 2018-12-31 | 227 | $797.1M | 28 | |
| 2018-09-30 | 243 | $889.8M | 27 | |
| 2018-06-30 | 227 | $690.0M | 8 | |
| 2018-03-31 | 211 | $659.8M | 7 | |
| 2017-12-31 | 215 | $674.6M | 8 | |
| 2017-09-30 | 210 | $640.6M | 8 | |
| 2017-06-30 | 211 | $615.1M | 8 | |
| 2017-03-31 | 204 | $592.0M | 15 | |
| 2016-12-31 | 191 | $588.7M | 12 | |
| 2016-09-30 | 182 | $547.8M | 13 | |
| 2016-06-30 | 180 | $560.4M | 12 | |
| 2016-03-31 | 176 | $560.2M | 12 | |
| 2015-12-31 | 202 | $595.5M | 11 | |
| 2015-09-30 | 195 | $565.7M | 15 | |
| 2015-06-30 | 201 | $614.2M | 20 | |
| 2015-03-31 | 205 | $699.8M | 8 | |
| 2014-12-31 | 195 | $695.7M | 11 | |
| 2014-09-30 | 183 | $659.5M | 40 | |
| 2014-06-30 | 179 | $871.5M | 13 | |
| 2014-03-31 | 162 | $818.1M | 13 | |
| 2013-12-31 | 156 | $728.1M | 20 | |
| 2013-09-30 | 144 | $601.7M | 8 | |
| 2013-06-30 | 132 | $561.3M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2022-09-30 | 2022-10-25 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-09 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-25 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-26 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-26 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-23 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-29 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-26 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-10 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-07 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-30 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-22 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-06 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-07 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-10 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-04 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-24 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-01 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-23 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-05 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-18 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-07-26 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-05 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-08 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-02 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-14 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-11 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-10 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-09 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-11 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-01-27 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-04 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-07-29 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-04-24 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-11 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-11 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-01 | 13F-HR | View on EDGAR |
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