CIK: 0001331997
Total reported value
$333.1M
Reporting period: 2026-03-31 · Number of holdings: 254
Westend Capital Management, LLC disclosed 254 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $333.1M and a quarterly turnover rate of 46.7%.
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Westend Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.043 — mathematically equivalent to about 23 equally-sized positions, well below its 254 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.14), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Trim BA
-43.9% -$15.2M
Trim GE
-52.3% -$12.1M
Add ASML
+69018.2% $10.0M
Add KGS
+1.7% $8.0M
Trim LLY
-49.5% -$10.0M
Add CENX
+1.0% $7.5M
Showing top 200 holdings (of 254 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CCJ | Cameco CORP | Stock-Energy | 7.44% | +1.64% | +0.78% | |
| 2 | CENX | Century Aluminum Company | Stock-Materials | 6.66% | +2.55% | +1.01% | |
| 3 | KGS | Kodiak Gas Services INC | Stock-Other | 6.47% | +2.66% | +1.74% | |
| 4 | PWR | Quanta Services INC | Stock-Industrials | 5.85% | +1.64% | -0.32% | |
| 5 | FCX | Freeport-mcmoran INC | Stock-Materials | 5.40% | +1.10% | +1.48% | |
| 6 | BA | Boeing Co/the | Stock-Industrials | 4.84% | -3.94% | -43.87% | |
| 7 | ET | Energy Transfer LP | Stock-Energy | 4.69% | +1.00% | +1.37% | |
| 8 | CAT | Caterpillar INC | Stock-Industrials | 4.19% | +1.10% | +2.26% | |
| 9 | MRK | Merck & Co. INC. | Stock-Healthcare | 4.06% | +0.77% | +0.84% | |
| 10 | AAPL | Apple INC | Stock-Tech | 3.95% | -2.25% | -36.40% | |
| 11 | HWM | Howmet Aerospace INC | Stock-Industrials | 3.57% | -0.71% | -30.65% | |
| 12 | AMZN | Amazon.com INC | Stock-Consumer Disc | 3.48% | -0.07% | +1.53% | |
| 13 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 3.43% | +0.01% | +1.91% | |
| 14 | SCHW | Schwab (charles) CORP | Stock-Financials | 3.39% | +0.10% | +2.26% | |
| 15 | DB | Deutsche Bank Aktiengesellschaft | Stock-Financials | 3.32% | -0.58% | +2.85% | |
| 16 | AXP | American Express Co | Stock-Financials | 3.23% | -0.35% | +2.86% | |
| 17 | VIK | Viking Holdings Ltd | Stock-Consumer Disc | 3.12% | -0.79% | -27.63% | |
| 18 | ASML | ASML Holding N.V. | Stock-Tech | 3.01% | +3.01% | +69018.18% | |
| 19 | ROK | Rockwell Automation INC | Stock-Industrials | 2.90% | +0.04% | +2.56% | |
| 20 | GE | General Electric | Stock-Industrials | 2.85% | -3.21% | -52.26% | |
| 21 | EQT | Eqt CORP | Stock-Energy | 2.80% | +2.80% | NEW | |
| 22 | ARM | Arm Holdings Plc-adr | Stock-Tech | 2.44% | +2.44% | NEW | |
| 23 | LLY | Eli Lilly & Co | Stock-Healthcare | 2.29% | -2.65% | -49.45% | |
| 24 | FLR | Fluor CORP | Stock-Industrials | 1.26% | +1.26% | NEW | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 0.56% | +0.19% | — | |
| 26 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.22% | — | — | |
| 27 | TPC | Tutor Perini CORP | Stock-Other | 0.19% | +0.05% | +12.16% | |
| 28 | NVDY | Yieldmax Nvda Option INC ETF | ETF-Other | 0.19% | — | +23.63% | |
| 29 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.17% | +0.03% | +1.06% | |
| 30 | TLRY | Tilray Brands INC | Stock-Other | 0.17% | -0.04% | +6.54% | |
| 31 | AGNC | Agnc Investment CORP | Stock-Real Estate | 0.16% | -0.27% | -63.44% | |
| 32 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 0.15% | — | -0.34% | |
| 33 | STAG | Stag Industrial INC | Stock-Real Estate | 0.12% | — | — | |
| 34 | QYLD | Global X Nasd 100 Cov Call | ETF-Other | 0.12% | -0.05% | -30.01% | |
| 35 | GVA | Granite Construction INC | Stock-Industrials | 0.12% | — | — | |
| 36 | MSOXUSD | Advisorsshares Msos 2x Daily | ETF-Other | 0.12% | -0.09% | +7.15% | |
| 37 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.11% | +0.03% | +18.95% | |
| 38 | O | Realty Income CORP | Stock-Real Estate | 0.10% | +0.10% | NEW | |
| 39 | MOAT | Vaneck Morningstar Wide Moat | ETF-Other | 0.10% | — | — | |
| 40 | GILD | Gilead Sciences INC | Stock-Healthcare | 0.10% | — | — | |
| 41 | DX | Dynex Capital INC | Stock-Other | 0.09% | +0.08% | +489.95% | |
| 42 | SAN | Banco Santander Sa-spon Adr | Stock-Financials | 0.08% | — | -0.36% | |
| 43 | MSFT | Microsoft CORP | Stock-Tech | 0.08% | -0.02% | -1.70% | |
| 44 | ETV | Eaton Vance T/m Buy-writ Opp | Stock-Other | 0.08% | — | -0.50% | |
| 45 | PM | Philip Morris International | Stock-Consumer Staples | 0.08% | — | -0.91% | |
| 46 | AMZY | Yieldmax Amazn Option Income | ETF-Other | 0.07% | — | +41.24% | |
| 47 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.07% | — | -5.23% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.06% | — | -1.08% | |
| 49 | AMDY | Yieldmax Amd Option Is ETF | ETF-Other | 0.06% | — | — | |
| 50 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.06% | — | +2.99% |
Performance for Q3 2026
-4.7%
Performance Last 4 Quarters
+11.4%
Based on 81% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 254 | $333.1M | 47 | |
| 2025-12-31 | 238 | $356.9M | 68 | |
| 2025-09-30 | 254 | $343.2M | 63 | |
| 2025-06-30 | 228 | $324.6M | 0 | |
| 2025-03-31 | 232 | $263.0M | 100 | |
| 2024-12-31 | 225 | $336.9M | 0 | |
| 2024-09-30 | 246 | $291.8M | 0 | |
| 2024-06-30 | 234 | $284.7M | 0 | |
| 2024-03-31 | 336 | $257.9M | 0 | |
| 2016-09-30 | 60 | $71.6M | 41 | |
| 2016-06-30 | 64 | $69.1M | 52 | |
| 2016-03-31 | 65 | $73.1M | 51 | |
| 2015-12-31 | 56 | $72.9M | 23 | |
| 2015-09-30 | 60 | $78.8M | 20 | |
| 2015-06-30 | 84 | $85.9M | 16 | |
| 2015-03-31 | 84 | $84.7M | 35 | |
| 2014-12-31 | 106 | $86.7M | 30 | |
| 2014-09-30 | 97 | $91.7M | 88 | |
| 2014-06-30 | 51 | $84.0M | 54 | |
| 2014-03-31 | 47 | $84.2M | 50 | |
| 2013-12-31 | 89 | $93.2M | 65 | |
| 2013-06-30 | 106 | $96.5M | — |
Westend Capital Management, LLC's most significant position changes for 2026-03-31: Sold out: Wynn Resorts LTD (WYNN); New buy: Eqt CORP (EQT); Sold out: Uipath INC - Class A (PATH); New buy: Arm Holdings Plc-adr (ARM); New buy: Fluor CORP (FLR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ASML | ASML Holding N.V. | +3% | +69018.18% | Add |
| 2 | KGS | Kodiak Gas Services INC | +2.7% | +1.74% | Add |
| 3 | CENX | Century Aluminum Company | +2.6% | +1.01% | Add |
| 4 | PWR | Quanta Services INC | +1.6% | -0.32% | Trim |
| 5 | CCJ | Cameco CORP | +1.6% | +0.78% | Add |
| 6 | CAT | Caterpillar INC | +1.1% | +2.26% | Add |
| 7 | FCX | Freeport-mcmoran INC | +1.1% | +1.48% | Add |
| 8 | ET | Energy Transfer LP | +1% | +1.37% | Add |
| 9 | MRK | Merck & Co. INC. | +0.8% | +0.84% | Add |
| 10 | XOM | Exxon Mobil CORP | +0.2% | — | Unchanged |
| 11 | SCHW | Schwab (charles) CORP | +0.1% | +2.26% | Add |
| 12 | DX | Dynex Capital INC | +0.1% | +489.95% | Add |
| 13 | TPC | Tutor Perini CORP | +0.1% | +12.16% | Add |
| 14 | ROK | Rockwell Automation INC | 0% | +2.56% | Add |
| 15 | JNJ | Johnson & Johnson | 0% | +18.95% | Add |
| 16 | COST | Costco Wholesale CORP | 0% | +1.06% | Add |
| 17 | GOOGL | Alphabet Inc-cl A | 0% | +1.91% | Add |
| 18 | MSFT | Microsoft CORP | 0% | -1.70% | Trim |
| 19 | LNC | Lincoln National CORP | 0% | -96.81% | Trim |
| 20 | SNOY | Yildmax Snow Opt Incm St ETF | 0% | -85.00% | Trim |
| 21 | SPG | Simon Property Group INC | 0% | -83.04% | Trim |
| 22 | TLRY | Tilray Brands INC | 0% | +6.54% | Add |
| 23 | BAC | Bank Of America CORP | 0% | -95.52% | Trim |
| 24 | QYLD | Global X Nasd 100 Cov Call | -0.1% | -30.01% | Trim |
| 25 | AMZN | Amazon.com INC | -0.1% | +1.53% | Add |
| 26 | MSOXUSD | Advisorsshares Msos 2x Daily | -0.1% | +7.15% | Add |
| 27 | AGNC | Agnc Investment CORP | -0.3% | -63.44% | Trim |
| 28 | AXP | American Express Co | -0.4% | +2.86% | Add |
| 29 | DB | Deutsche Bank Aktiengesellschaft | -0.6% | +2.85% | Add |
| 30 | HWM | Howmet Aerospace INC | -0.7% | -30.65% | Trim |
| 31 | VIK | Viking Holdings Ltd | -0.8% | -27.63% | Trim |
| 32 | NFLX | Netflix INC | -1.9% | -99.96% | Trim |
| 33 | AAPL | Apple INC | -2.3% | -36.40% | Trim |
| 34 | LLY | Eli Lilly & Co | -2.7% | -49.45% | Trim |
| 35 | GE | General Electric | -3.2% | -52.26% | Trim |
| 36 | BA | Boeing Co/the | -3.9% | -43.87% | Trim |
| 37 | WYNN | Wynn Resorts LTD | — | EXIT | Sold out |
| 38 | EQT | Eqt CORP | — | NEW | New buy |
| 39 | PATH | Uipath INC - Class A | — | EXIT | Sold out |
| 40 | ARM | Arm Holdings Plc-adr | — | NEW | New buy |
| 41 | FLR | Fluor CORP | — | NEW | New buy |
| 42 | O | Realty Income CORP | — | NEW | New buy |
| 43 | ARCC | Ares Capital CORP | — | NEW | New buy |
| 44 | STWD | Starwood Property Trust INC | — | NEW | New buy |
| 45 | PFLT | Pennantpark Floating Rate Ca | — | NEW | New buy |
| 46 | VLO | Valero Energy CORP | — | NEW | New buy |
| 47 | EWY | Ishares Msci South Korea ETF | — | NEW | New buy |
| 48 | KNTK | Kinetik Holdings INC | — | NEW | New buy |
| 49 | SPHY | Ss Spdr P High Yield ETF | — | EXIT | Sold out |
| 50 | SHYG | Ishares 0-5 Yr Hy CORP Bond | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-15 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-17 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-24 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-10 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-08 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-12 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-16 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-17 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-31 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-12 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-13 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-12 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-15 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-02-18 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-15 | 13F-HR | View on EDGAR |
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