CIK: 0001616026
Total reported value
$503.5M
Reporting period: 2026-03-31 · Number of holdings: 719
Tradewinds Capital Management, LLC disclosed 719 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $503.5M and a quarterly turnover rate of 64.1%.
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Tradewinds Capital Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.049 — mathematically equivalent to about 20 equally-sized positions, well below its 719 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 5.85), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 12% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add COMT
+234752.1% $46.9M
Trim XLK
-98.4% -$35.4M
Trim SPYG
-94.1% -$32.0M
Trim SCHX
-65.3% -$21.4M
Add EWW
+1762.0% $17.2M
Trim EWI
-99.9% -$16.0M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | COMT | Ishares Gsci Commodity Dynam | ETF-Commodities | 9.32% | +9.32% | +234752.12% | |
| 2 | GNR | State Street Spdr S&p Global | ETF-Other | 7.71% | +7.71% | NEW | |
| 3 | GLDM | Spdr Gold Minishares Trust | ETF-Commodities | 7.62% | -0.43% | -7.48% | |
| 4 | EWY | Ishares Msci South Korea ETF | ETF-Other | 7.43% | +0.78% | -6.26% | |
| 5 | EWP | Ishares Msci Spain ETF | ETF-Other | 7.28% | +1.08% | +23.91% | |
| 6 | SIVR | Abrdn Physical Silver Shares | ETF-Commodities | 7.17% | -2.76% | -27.62% | |
| 7 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 5.20% | -1.66% | -19.63% | |
| 8 | EZA | Ishares Msci South Africa Et | ETF-Other | 4.75% | +4.75% | NEW | |
| 9 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 4.24% | +0.30% | +10.54% | |
| 10 | EWW | Ishares Msci Mexico ETF | ETF-Other | 3.60% | +3.41% | +1762.03% | |
| 11 | FLJP | Franklin Ftse Japan ETF | ETF-Other | 3.50% | +0.53% | +19.07% | |
| 12 | SPBO | Ss Spdr P CORP Bond ETF | ETF-Corp Bonds | 2.89% | -1.78% | -33.52% | |
| 13 | PFXF | Vaneck Pref Sec X-financials | ETF-Other | 2.20% | +2.20% | NEW | |
| 14 | SCHX | Schwab US Large-cap ETF | ETF-Other | 2.09% | -4.64% | -65.34% | |
| 15 | MSFT | Microsoft CORP | Stock-Tech | 1.88% | -0.72% | +0.26% | |
| 16 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 1.54% | -0.07% | +1.70% | |
| 17 | XLE | Ss Energy Select Sector | ETF-Other | 1.42% | +1.30% | +824.38% | |
| 18 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.10% | +0.05% | +8.78% | |
| 19 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 0.84% | +0.06% | +10.69% | |
| 20 | AAPL | Apple INC | Stock-Tech | 0.83% | -0.12% | -0.49% | |
| 21 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.77% | +0.01% | +5.46% | |
| 22 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.57% | -0.11% | -0.29% | |
| 23 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.55% | — | -11.09% | |
| 24 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 0.53% | — | +7.16% | |
| 25 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.49% | +0.02% | +7.49% | |
| 26 | BKLN | Invesco Senior Loan ETF | ETF-Other | 0.47% | -0.06% | -2.62% | |
| 27 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 0.47% | — | +5.91% | |
| 28 | XOM | Exxon Mobil CORP | Stock-Energy | 0.46% | +0.12% | +0.19% | |
| 29 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.39% | -0.07% | -0.26% | |
| 30 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.38% | — | +0.14% | |
| 31 | NVDA | Nvidia CORP | Stock-Tech | 0.38% | — | +0.89% | |
| 32 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.36% | -6.77% | -94.10% | |
| 33 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.35% | — | +3.15% | |
| 34 | IEUR | Ishares Core Msci Europe ETF | ETF-Other | 0.31% | — | — | |
| 35 | HON | Honeywell International INC | Stock-Industrials | 0.31% | — | -6.98% | |
| 36 | MU | Micron Technology INC | Stock-Tech | 0.29% | +0.03% | -0.30% | |
| 37 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.29% | — | — | |
| 38 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.28% | +0.02% | -2.49% | |
| 39 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-Other | 0.27% | -0.05% | -10.60% | |
| 40 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.25% | — | +2.24% | |
| 41 | EWG | Ishares Msci Germany ETF | ETF-Other | 0.25% | — | -0.04% | |
| 42 | ICSH | Ishares Ultra Short Duration | ETF-Other | 0.24% | — | +0.66% | |
| 43 | VMI | Valmont Industries | Stock-Industrials | 0.22% | — | — | |
| 44 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.22% | — | -0.34% | |
| 45 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.19% | — | +0.04% | |
| 46 | ONEQ | Fidelity Nasdaq Comp Indx | ETF-Tech | 0.18% | — | +0.14% | |
| 47 | ABT | Abbott Laboratories | Stock-Healthcare | 0.18% | -0.05% | +0.18% | |
| 48 | ABBV | Abbvie INC | Stock-Healthcare | 0.15% | — | -0.62% | |
| 49 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.14% | — | +0.06% | |
| 50 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.14% | — | +0.38% |
Performance for Q3 2026
+1.1%
Performance Last 4 Quarters
+17.7%
Based on 73% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 719 | $503.5M | 64 | |
| 2025-12-31 | 686 | $474.2M | 100 | |
| 2025-09-30 | 679 | $445.2M | 84 | |
| 2025-06-30 | 642 | $397.7M | 0 | |
| 2025-03-31 | 665 | $373.1M | 100 | |
| 2024-12-31 | 669 | $378.9M | 0 | |
| 2024-09-30 | 617 | $373.8M | 0 | |
| 2024-06-30 | 592 | $339.0M | 0 | |
| 2024-03-31 | 554 | $361.8M | 0 | |
| 2023-12-31 | 481 | $251.3M | 0 | |
| 2023-09-30 | 506 | $292.0M | 0 | |
| 2023-06-30 | 482 | $321.0M | 0 | |
| 2023-03-31 | 491 | $318.3M | 0 | |
| 2022-12-31 | 524 | $214.8M | 0 | |
| 2022-09-30 | 487 | $244.2M | 0 | |
| 2022-06-30 | 496 | $267.7M | 0 | |
| 2022-03-31 | 830 | $616.8M | 0 | |
| 2021-12-31 | 809 | $652.3M | 0 | |
| 2021-09-30 | 788 | $588.8M | 0 | |
| 2021-06-30 | 805 | $545.9M | 96 | |
| 2021-03-31 | 774 | $502.3M | 80 | |
| 2020-12-31 | 709 | $462.1M | 77 | |
| 2020-09-30 | 690 | $417.1M | 51 | |
| 2020-06-30 | 692 | $388.0M | 89 | |
| 2020-03-31 | 695 | $319.4M | 77 | |
| 2019-12-31 | 701 | $318.7M | 80 | |
| 2019-09-30 | 640 | $252.3M | 43 | |
| 2019-06-30 | 624 | $244.9M | 77 | |
| 2019-03-31 | 620 | $272.8M | 80 | |
| 2018-12-31 | 649 | $203.3M | 58 | |
| 2018-09-30 | 665 | $260.8M | 57 | |
| 2018-06-30 | 686 | $238.5M | 79 | |
| 2018-03-31 | 681 | $223.1M | 65 | |
| 2017-12-31 | 751 | $204.9M | 41 | |
| 2017-09-30 | 710 | $195.9M | 36 | |
| 2017-06-30 | 681 | $190.0M | 68 | |
| 2017-03-31 | 699 | $158.7M | 15 | |
| 2016-12-31 | 672 | $151.7M | 36 | |
| 2016-09-30 | 696 | $142.6M | 17 | |
| 2016-06-30 | 664 | $139.6M | 22 | |
| 2016-03-31 | 632 | $146.8M | 14 | |
| 2015-12-31 | 684 | $138.4M | 24 | |
| 2015-09-30 | 680 | $127.9M | 18 | |
| 2015-06-30 | 701 | $142.5M | 15 | |
| 2015-03-31 | 646 | $135.0M | 26 | |
| 2014-12-31 | 651 | $138.4M | 16 | |
| 2014-09-30 | 617 | $131.9M | 8 | |
| 2014-06-30 | 631 | $131.4M | 22 | |
| 2014-03-31 | 643 | $122.1M | 20 | |
| 2013-12-31 | 612 | $122.5M | 0 |
Tradewinds Capital Management, LLC's most significant position changes for 2026-03-31: New buy: State Street Spdr S&p Global (GNR); New buy: Ishares Msci South Africa Et (EZA); New buy: Vaneck Pref Sec X-financials (PFXF); Sold out: Fidelity Msci Info Tech Indx (FTEC); New buy: Vanguard Ultra Short Bond Et (VUSB).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | COMT | Ishares Gsci Commodity Dynam | +9.3% | +234752.12% | Add |
| 2 | EWW | Ishares Msci Mexico ETF | +3.4% | +1762.03% | Add |
| 3 | XLE | Ss Energy Select Sector | +1.3% | +824.38% | Add |
| 4 | EWP | Ishares Msci Spain ETF | +1.1% | +23.91% | Add |
| 5 | EWY | Ishares Msci South Korea ETF | +0.8% | -6.26% | Trim |
| 6 | FLJP | Franklin Ftse Japan ETF | +0.5% | +19.07% | Add |
| 7 | ICVT | Ishares Convertible Bond ETF | +0.3% | +10.54% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.1% | +0.19% | Add |
| 9 | TEM | Tempus Ai Inc-cl A | +0.1% | +49900.00% | Add |
| 10 | SPMD | Ss Spdr P S&p 400 Midcap ETF | +0.1% | +10.69% | Add |
| 11 | SCHF | Schwab Intl Equity ETF | +0.1% | +8.78% | Add |
| 12 | MU | Micron Technology INC | 0% | -0.30% | Trim |
| 13 | SCHC | Schwab Intl Small-cap Equity | 0% | +7.49% | Add |
| 14 | COST | Costco Wholesale CORP | 0% | -2.49% | Trim |
| 15 | VTI | Vanguard Total Stock Mkt ETF | 0% | +212.50% | Add |
| 16 | GLW | Corning INC | 0% | +0.23% | Add |
| 17 | SCHA | Schwab US Small-cap ETF | 0% | +5.46% | Add |
| 18 | SPSB | Ss Spdr P St C CORP ETF | — | +7.16% | Add |
| 19 | JNJ | Johnson & Johnson | — | -11.09% | Trim |
| 20 | HYMB | Ss Spdr N Ice Hy Muni ETF | — | +5.91% | Add |
| 21 | TSLA | Tesla INC | 0% | -23.65% | Trim |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -47.61% | Trim |
| 23 | TLRY | Tilray Brands INC | 0% | -0.03% | Trim |
| 24 | XLF | Ss Financial Select Sector | -0.1% | -88.47% | Trim |
| 25 | ABT | Abbott Laboratories | -0.1% | +0.18% | Add |
| 26 | FLRN | Ss Spdr Bb Ig Float Rt ETF | -0.1% | -10.60% | Trim |
| 27 | BKLN | Invesco Senior Loan ETF | -0.1% | -2.62% | Trim |
| 28 | GOOG | Alphabet Inc-cl C | -0.1% | -0.26% | Trim |
| 29 | JPST | Jpmorgan Ultra-short Income | -0.1% | +1.70% | Add |
| 30 | AMZN | Amazon.com INC | -0.1% | -0.29% | Trim |
| 31 | AAPL | Apple INC | -0.1% | -0.49% | Trim |
| 32 | EWJ | Ishares Msci Japan ETF | -0.1% | -96.27% | Trim |
| 33 | FLKR | Franklin Ftse South Korea | -0.2% | -90.99% | Trim |
| 34 | SCHG | Schwab US Large-cap Growth | -0.2% | -56.18% | Trim |
| 35 | BSCU | Invesco Bulletshares 2030 Cb | -0.2% | -98.89% | Trim |
| 36 | GLDM | Spdr Gold Minishares Trust | -0.4% | -7.48% | Trim |
| 37 | MSFT | Microsoft CORP | -0.7% | +0.26% | Add |
| 38 | SPEM | State Street Sp Ptf Em ETF | -1.7% | -19.63% | Trim |
| 39 | SPBO | Ss Spdr P CORP Bond ETF | -1.8% | -33.52% | Trim |
| 40 | SIVR | Abrdn Physical Silver Shares | -2.8% | -27.62% | Trim |
| 41 | EWI | Ishares Msci Italy ETF | -3.4% | -99.94% | Trim |
| 42 | SCHX | Schwab US Large-cap ETF | -4.6% | -65.34% | Trim |
| 43 | SPYG | Ss Spdr P S&p 500 Growth ETF | -6.8% | -94.10% | Trim |
| 44 | XLK | Ss Technology Select Sector | -7.5% | -98.40% | Trim |
| 45 | GNR | State Street Spdr S&p Global | — | NEW | New buy |
| 46 | EZA | Ishares Msci South Africa Et | — | NEW | New buy |
| 47 | PFXF | Vaneck Pref Sec X-financials | — | NEW | New buy |
| 48 | FTEC | Fidelity Msci Info Tech Indx | — | EXIT | Sold out |
| 49 | VUSB | Vanguard Ultra Short Bond Et | — | NEW | New buy |
| 50 | XNTK | Ss Spdr Nyse Tech ETF | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-15 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-14 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-21 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-29 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-25 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-04 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-16 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-18 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-19 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-01 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-30 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-20 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-10 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-23 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-18 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-21 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-25 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-02 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-04 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-07-30 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-23 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-10 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-26 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-11 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-11 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-04 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-17 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-08 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-23 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-23 | Amendment | View on EDGAR |
| 2018-12-31 | 2019-01-31 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-31 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-06 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-02 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-01 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-03 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-01 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-03 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-03 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-07 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-07-29 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-04 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-01-27 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-02 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-07-30 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-04 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-05 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-05 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-14 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-09-09 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-09-10 | 13F-HR | View on EDGAR |
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