CIK: 0001022837
Total reported value
$4.9B
Reporting period: 2026-03-31 · Number of holdings: 203
SUMITOMO MITSUI FINANCIAL GROUP, INC. disclosed 203 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $4.9B and a quarterly turnover rate of 32.8%.
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Sumitomo Mitsui Financial Group, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.113 — mathematically equivalent to about 9 equally-sized positions, well below its 203 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 4.23), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 59% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim ARES
0.0% -$702.0M
Trim JEF
0.0% -$191.4M
Add SOXX
+1557.8% $64.3M
Add GLD
+7.9% $37.2M
Trim XBI
+2.0% -$63.2M
Add SJNK
-22.7% $48.0M
Showing top 167 holdings (of 203 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ARES | Ares Management CORP - A | Stock-Financials | 29.54% | -8.70% | — | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 9.96% | +0.81% | +0.33% | |
| 3 | JEF | Jefferies Financial Group In | Stock-Financials | 7.73% | -2.41% | — | |
| 4 | GLD | Spdr Gold Shares | ETF-Commodities | 5.14% | +1.30% | +7.92% | |
| 5 | PSNY | Polestar Automotive-cl A Ads | Stock-Other | 3.86% | +3.86% | NEW | |
| 6 | CME | Cme Group INC | Stock-Financials | 2.82% | +0.54% | — | |
| 7 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 2.72% | — | +0.18% | |
| 8 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.22% | — | +6.24% | |
| 9 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 1.84% | — | +2.02% | |
| 10 | NVDA | Nvidia CORP | Stock-Tech | 1.66% | +0.15% | +2.33% | |
| 11 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 1.65% | +0.23% | +2.68% | |
| 12 | AVGO | Broadcom INC | Stock-Tech | 1.50% | +0.13% | +6.96% | |
| 13 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.48% | +0.14% | +5.98% | |
| 14 | SOXX | Ishares Semiconductor ETF | ETF-Other | 1.38% | +1.31% | +1557.78% | |
| 15 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.25% | +0.24% | +9.33% | |
| 16 | ANET | Arista Networks INC | Stock-Tech | 1.22% | — | +5.99% | |
| 17 | DIA | Ss Spdr Dow Jones Indus Avg | ETF-Large Cap & Growth | 1.20% | +1.20% | NEW | |
| 18 | IGSB | Ishares 1-5y Inv Grade CORP | ETF-Other | 1.11% | +0.12% | -1.38% | |
| 19 | XYZ | Block INC | Stock-Financials | 1.11% | +0.06% | -0.03% | |
| 20 | SJNK | Ss Spdr Bb St Hi Yield ETF | ETF-Other | 1.00% | +0.98% | -22.68% | |
| 21 | MSFT | Microsoft CORP | Stock-Tech | 0.95% | +0.02% | +17.04% | |
| 22 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.94% | +0.08% | +6.26% | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.93% | +0.05% | +6.53% | |
| 24 | MBB | Ishares Mbs ETF | ETF-Other | 0.91% | +0.15% | +4.02% | |
| 25 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.85% | — | +8.40% | |
| 26 | PFF | Ishares Preferred & Income S | ETF-Other | 0.80% | +0.17% | +12.95% | |
| 27 | GE | General Electric | Stock-Industrials | 0.71% | +0.11% | +12.27% | |
| 28 | ✓ | Stock-Other | 0.61% | +0.14% | — | ||
| 29 | AXP | American Express Co | Stock-Financials | 0.59% | +0.02% | +10.41% | |
| 30 | AMGN | Amgen INC | Stock-Healthcare | 0.58% | +0.13% | +5.02% | |
| 31 | APH | Amphenol Corp-cl A | Stock-Tech | 0.58% | +0.58% | NEW | |
| 32 | NEM | Newmont CORP | Stock-Materials | 0.55% | +0.21% | +32.71% | |
| 33 | GWW | Ww Grainger INC | Stock-Industrials | 0.55% | +0.15% | +9.69% | |
| 34 | FSLR | First Solar INC | Stock-Tech | 0.52% | — | +16.38% | |
| 35 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 0.52% | — | -1.48% | |
| 36 | DHI | Dr Horton INC | Stock-Consumer Disc | 0.52% | +0.09% | +10.20% | |
| 37 | BLK | Blackrock INC | Stock-Financials | 0.49% | — | +9.98% | |
| 38 | INTU | Intuit INC | Stock-Tech | 0.49% | -0.03% | +25.06% | |
| 39 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.48% | +0.12% | +8.01% | |
| 40 | BSX | Boston Scientific CORP | Stock-Healthcare | 0.43% | -0.03% | +24.04% | |
| 41 | SHV | Ishares 0-1 Year Treasury Bo | ETF-Gov Bonds | 0.42% | +0.21% | +70.68% | |
| 42 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.41% | — | +6.26% | |
| 43 | BAB | Invesco Taxable Municipal Bo | ETF-Other | 0.36% | — | +4.16% | |
| 44 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 0.31% | — | -5.80% | |
| 45 | IYR | Ishares US Real Estate ETF | ETF-Other | 0.24% | — | -0.86% | |
| 46 | ULTA | Ulta Beauty INC | Stock-Consumer Disc | 0.22% | — | +14.93% | |
| 47 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.22% | +0.06% | +1.27% | |
| 48 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.21% | — | -1.22% | |
| 49 | QCOM | Qualcomm INC | Stock-Tech | 0.21% | — | +22.72% | |
| 50 | SHY | Ishares 1-3 Year Treasury Bo | ETF-Gov Bonds | 0.20% | — | -1.40% |
Performance for Q3 2026
+2%
Performance Last 4 Quarters
-7.6%
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 203 | $4.9B | 33 | |
| 2025-12-31 | 195 | $5.6B | 12 | |
| 2025-09-30 | 183 | $5.7B | 26 | |
| 2025-06-30 | 239 | $6.1B | 0 | |
| 2025-03-31 | 194 | $5.5B | 100 | |
| 2024-12-31 | 183 | $7.5B | 0 | |
| 2024-09-30 | 174 | $3.9B | 0 | |
| 2024-06-30 | 192 | $3.2B | 0 | |
| 2024-03-31 | 173 | $3.2B | 0 | |
| 2023-12-31 | 166 | $3.2B | 0 | |
| 2023-09-30 | 185 | $3.1B | 0 | |
| 2023-06-30 | 185 | $3.1B | 0 | |
| 2023-03-31 | 175 | $3.2B | 0 | |
| 2022-12-31 | 170 | $2.6B | 0 | |
| 2022-09-30 | 189 | $2.4B | 0 | |
| 2022-06-30 | 198 | $3.6B | 0 | |
| 2022-03-31 | 193 | $3.4B | 0 | |
| 2021-12-31 | 186 | $3.5B | 0 | |
| 2021-09-30 | 181 | $4.4B | 0 | |
| 2021-06-30 | 162 | $4.5B | 97 | |
| 2021-03-31 | 178 | $4.2B | 49 | |
| 2020-12-31 | 153 | $4.1B | 67 | |
| 2020-09-30 | 153 | $2.9B | 77 | |
| 2020-06-30 | 143 | $2.9B | 51 | |
| 2020-03-31 | 140 | $2.0B | 100 | |
| 2019-12-31 | 126 | $1.3B | 88 | |
| 2019-09-30 | 128 | $1.2B | 92 | |
| 2019-06-30 | 117 | $1.3B | 100 | |
| 2019-03-31 | 116 | $1.1B | 88 | |
| 2018-12-31 | 106 | $1.6B | 100 | |
| 2018-09-30 | 113 | $1.2B | 60 | |
| 2018-06-30 | 102 | $976.1M | 41 | |
| 2018-03-31 | 121 | $1.1B | 78 | |
| 2017-12-31 | 103 | $764.4M | 53 | |
| 2017-09-30 | 101 | $843.8M | 77 | |
| 2017-06-30 | 121 | $490.2M | 100 | |
| 2017-03-31 | 80 | $530.2M | 37 | |
| 2016-12-31 | 35 | $430.9M | 0 |
Sumitomo Mitsui Financial Group, INC.'s most significant position changes for 2026-03-31: New buy: Polestar Automotive-cl A Ads (PSNY); Sold out: Ishares Core S&p 500 ETF (IVV); Sold out: Ss Technology Select Sector (XLK); New buy: Ss Spdr Dow Jones Indus Avg (DIA); Sold out: Unitedhealth Group INC (UNH).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SOXX | Ishares Semiconductor ETF | +1.3% | +1557.78% | Add |
| 2 | GLD | Spdr Gold Shares | +1.3% | +7.92% | Add |
| 3 | SJNK | Ss Spdr Bb St Hi Yield ETF | +1% | -22.68% | Trim |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.8% | +0.33% | Add |
| 5 | CME | Cme Group INC | +0.5% | — | Unchanged |
| 6 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.2% | +9.33% | Add |
| 7 | IEF | Ishares 7-10 Year Treasury B | +0.2% | +2.68% | Add |
| 8 | SHV | Ishares 0-1 Year Treasury Bo | +0.2% | +70.68% | Add |
| 9 | NEM | Newmont CORP | +0.2% | +32.71% | Add |
| 10 | PFF | Ishares Preferred & Income S | +0.2% | +12.95% | Add |
| 11 | GWW | Ww Grainger INC | +0.2% | +9.69% | Add |
| 12 | NVDA | Nvidia CORP | +0.2% | +2.33% | Add |
| 13 | MBB | Ishares Mbs ETF | +0.2% | +4.02% | Add |
| 14 | ✓ | +0.1% | — | Unchanged | |
| 15 | GOOG | Alphabet Inc-cl C | +0.1% | +5.98% | Add |
| 16 | AVGO | Broadcom INC | +0.1% | +6.96% | Add |
| 17 | AMGN | Amgen INC | +0.1% | +5.02% | Add |
| 18 | KO | Coca-cola Co/the | +0.1% | +8.01% | Add |
| 19 | IGSB | Ishares 1-5y Inv Grade CORP | +0.1% | -1.38% | Trim |
| 20 | GE | General Electric | +0.1% | +12.27% | Add |
| 21 | DHI | Dr Horton INC | +0.1% | +10.20% | Add |
| 22 | AMZN | Amazon.com INC | +0.1% | +6.26% | Add |
| 23 | XYZ | Block INC | +0.1% | -0.03% | Trim |
| 24 | EEM | Ishares Msci Emerging Market | +0.1% | +59.49% | Add |
| 25 | CELH | Celsius Holdings INC | +0.1% | +100.00% | Add |
| 26 | COST | Costco Wholesale CORP | +0.1% | +1.27% | Add |
| 27 | META | Meta Platforms Inc-class A | +0.1% | +6.53% | Add |
| 28 | TXN | Texas Instruments INC | 0% | +30.78% | Add |
| 29 | MSFT | Microsoft CORP | 0% | +17.04% | Add |
| 30 | AXP | American Express Co | 0% | +10.41% | Add |
| 31 | ADBE | Adobe INC | 0% | +5962.50% | Add |
| 32 | FSLR | First Solar INC | — | +16.38% | Add |
| 33 | INDA | Ishares Msci India ETF | 0% | -16.03% | Trim |
| 34 | SDY | Ss Spdr S&p Dividend ETF | 0% | -37.96% | Trim |
| 35 | CIBR | First Trust Nasdaq Cybersecu | 0% | -12.95% | Trim |
| 36 | INTU | Intuit INC | 0% | +25.06% | Add |
| 37 | BSX | Boston Scientific CORP | 0% | +24.04% | Add |
| 38 | SGOV | Ishares 0-3 Month Treasury B | 0% | -21.56% | Trim |
| 39 | XBI | Ss Spdr S&p Biotech ETF | -1.1% | +1.95% | Add |
| 40 | JEF | Jefferies Financial Group In | -2.4% | — | Unchanged |
| 41 | ARES | Ares Management CORP - A | -8.7% | — | Unchanged |
| 42 | PSNY | Polestar Automotive-cl A Ads | — | NEW | New buy |
| 43 | IVV | Ishares Core S&p 500 ETF | — | EXIT | Sold out |
| 44 | XLK | Ss Technology Select Sector | — | EXIT | Sold out |
| 45 | DIA | Ss Spdr Dow Jones Indus Avg | — | NEW | New buy |
| 46 | UNH | Unitedhealth Group INC | — | EXIT | Sold out |
| 47 | APH | Amphenol Corp-cl A | — | NEW | New buy |
| 48 | APD | Air Products & Chemicals INC | — | EXIT | Sold out |
| 49 | UBER | Uber Technologies INC | — | NEW | New buy |
| 50 | COF | Capital One Financial CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-05-14 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-02-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-11-12 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-08-13 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-14 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-02-13 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2025-03-31 | Amendment | View on EDGAR |
| 2024-09-30 | 2024-11-08 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-13 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-05-13 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-02-08 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-08 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-09 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-08 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-09 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-12 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-10 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-10 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-11 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-13 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-12 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-12 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-14 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-14 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-14 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-08 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-09 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-14 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-08 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-09 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-14 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-14 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-13 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-13 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-10 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-12 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-14 | 13F-HR | View on EDGAR |
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