CIK: 0002044675
Total reported value
$141.4M
Reporting period: 2026-03-31 · Number of holdings: 93
Shum Financial Group, Inc. disclosed 93 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $141.4M and a quarterly turnover rate of 9.5%.
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Shum Financial Group, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.029 — mathematically equivalent to about 35 equally-sized positions, well below its 93 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.30), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 46% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add AAPL
+42.1% $3.0M
Trim MSFT
+10.1% -$856.5K
Add EFV
+1.9% $639.7K
Trim JPM
-0.6% -$312.7K
Trim CRM
+0.6% -$326.4K
Trim LLY
-5.5% -$323.7K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 8.72% | +2.02% | +42.11% | |
| 2 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 7.89% | +0.31% | +1.88% | |
| 3 | QUAL | Ishares Msci USA Quality Fac | ETF-Other | 4.15% | -0.16% | +1.70% | |
| 4 | IGLB | Ishares 10+ Year Inv Gr CORP | ETF-Other | 3.50% | — | +1.47% | |
| 5 | SPSM | Ss Spdr P S&p 600 Small Cap | ETF-Small Cap | 3.29% | +0.04% | +0.08% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 3.24% | -0.67% | +10.06% | |
| 7 | IQLT | Ishares Msci International Q | ETF-Other | 2.82% | +0.11% | +4.20% | |
| 8 | SDY | Ss Spdr S&p Dividend ETF | ETF-Other | 2.70% | +0.04% | -1.31% | |
| 9 | NVDA | Nvidia CORP | Stock-Tech | 2.65% | +0.07% | +11.77% | |
| 10 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 2.63% | +0.02% | +2.56% | |
| 11 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 2.55% | +0.05% | +4.47% | |
| 12 | JPM | Jpmorgan Chase & Co | Stock-Financials | 2.16% | -0.27% | -0.63% | |
| 13 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 2.03% | -0.21% | +0.85% | |
| 14 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.01% | +0.20% | -4.02% | |
| 15 | SPMD | Ss Spdr P S&p 400 Midcap ETF | ETF-Other | 1.99% | +0.02% | +0.51% | |
| 16 | WMT | Walmart INC | Stock-Consumer Staples | 1.96% | +0.15% | -1.08% | |
| 17 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.94% | -0.13% | +4.33% | |
| 18 | EFG | Ishares Msci Eafe Growth ETF | ETF-Other | 1.88% | +0.04% | +6.59% | |
| 19 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.81% | -0.18% | +2.79% | |
| 20 | MDYV | Ss Spdr S&p 400 Mc Val ETF | ETF-Other | 1.76% | +0.05% | +4.09% | |
| 21 | BLK | Blackrock INC | Stock-Financials | 1.48% | -0.20% | -0.14% | |
| 22 | HD | Home Depot INC | Stock-Consumer Disc | 1.43% | -0.12% | -1.22% | |
| 23 | IXN | Ishares Global Tech ETF | ETF-Tech | 1.34% | -0.10% | -0.78% | |
| 24 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 1.17% | +0.15% | +1.22% | |
| 25 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-Other | 1.03% | +0.06% | +0.12% | |
| 26 | UNH | Unitedhealth Group INC | Stock-Healthcare | 0.99% | -0.22% | +1.62% | |
| 27 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.97% | -0.25% | -5.53% | |
| 28 | V | Visa Inc-class A Shares | Stock-Financials | 0.95% | -0.17% | +0.23% | |
| 29 | USRT | Ishares Core US Reit ETF | ETF-Other | 0.93% | — | -0.34% | |
| 30 | PLD | Prologis INC | Stock-Real Estate | 0.89% | — | +0.34% | |
| 31 | SRLN | Ss Blackstone Sr Loan ETF | ETF-Other | 0.86% | — | +1.22% | |
| 32 | PPL | Ppl CORP | Stock-Utilities | 0.84% | +0.06% | -0.20% | |
| 33 | ABBV | Abbvie INC | Stock-Healthcare | 0.81% | — | +0.33% | |
| 34 | EMTL | Ss Doubleline Em Fi ETF | ETF-Other | 0.75% | — | +5.72% | |
| 35 | PANW | Palo Alto Networks INC | Stock-Tech | 0.74% | — | +11.04% | |
| 36 | FIXT | Tcw Core Plus Bond ETF | ETF-Other | 0.68% | — | -4.42% | |
| 37 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.67% | — | -0.76% | |
| 38 | XOM | Exxon Mobil CORP | Stock-Energy | 0.65% | +0.11% | -13.92% | |
| 39 | AVGO | Broadcom INC | Stock-Tech | 0.63% | — | +4.96% | |
| 40 | IBM | Intl Business Machines CORP | Stock-Tech | 0.62% | -0.15% | +0.28% | |
| 41 | CSCO | Cisco Systems INC | Stock-Tech | 0.62% | — | -0.09% | |
| 42 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.61% | — | -1.66% | |
| 43 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.61% | +0.12% | +25.79% | |
| 44 | PM | Philip Morris International | Stock-Consumer Staples | 0.60% | — | -1.47% | |
| 45 | XLV | Ss Health Care Select Sector | ETF-Other | 0.60% | — | -0.26% | |
| 46 | NFLX | Netflix INC | Stock-Comm Services | 0.60% | — | +0.62% | |
| 47 | QCOM | Qualcomm INC | Stock-Tech | 0.58% | -0.21% | +0.14% | |
| 48 | ABT | Abbott Laboratories | Stock-Healthcare | 0.58% | -0.15% | -0.16% | |
| 49 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.58% | — | +3.47% | |
| 50 | ORCL | Oracle CORP | Stock-Tech | 0.57% | -0.20% | — |
Performance for Q3 2026
+4%
Performance Last 4 Quarters
+20.4%
Based on 73% of reported portfolio value with available pricing
Shum Financial Group, Inc.'s most significant position changes for 2026-03-31: New buy: Ishrs Short Mat Muni Act ETF (MEAR); Add: Apple INC (AAPL) — shares +42.11%; Add: Microsoft CORP (MSFT) — shares +10.06%; Add: Ishares Msci Eafe Value ETF (EFV) — shares +1.88%; Trim: Jpmorgan Chase & Co (JPM) — shares -0.63%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | +2% | +42.11% | Add |
| 2 | EFV | Ishares Msci Eafe Value ETF | +0.3% | +1.88% | Add |
| 3 | JNJ | Johnson & Johnson | +0.2% | -4.02% | Trim |
| 4 | WMT | Walmart INC | +0.2% | -1.08% | Trim |
| 5 | COST | Costco Wholesale CORP | +0.2% | +1.22% | Add |
| 6 | JMST | JPM Ultra-short Muni Income | +0.1% | +25.79% | Add |
| 7 | IQLT | Ishares Msci International Q | +0.1% | +4.20% | Add |
| 8 | XOM | Exxon Mobil CORP | +0.1% | -13.92% | Trim |
| 9 | LMT | Lockheed Martin CORP | +0.1% | — | Unchanged |
| 10 | ASML | ASML Holding N.V. | +0.1% | +29.56% | Add |
| 11 | NVDA | Nvidia CORP | +0.1% | +11.77% | Add |
| 12 | FDX | Fedex CORP | +0.1% | -4.72% | Trim |
| 13 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.1% | +0.12% | Add |
| 14 | PPL | Ppl CORP | +0.1% | -0.20% | Trim |
| 15 | GEV | GE Vernova INC | +0.1% | -3.12% | Trim |
| 16 | SPYV | Ss Spdr P S&p 500 Value ETF | +0.1% | +4.47% | Add |
| 17 | MDYV | Ss Spdr S&p 400 Mc Val ETF | +0.1% | +4.09% | Add |
| 18 | MRK | Merck & Co. INC. | +0.1% | -1.46% | Trim |
| 19 | SPSM | Ss Spdr P S&p 600 Small Cap | 0% | +0.08% | Add |
| 20 | SDY | Ss Spdr S&p Dividend ETF | 0% | -1.31% | Trim |
| 21 | EFG | Ishares Msci Eafe Growth ETF | 0% | +6.59% | Add |
| 22 | HSY | Hershey Co/the | 0% | — | Unchanged |
| 23 | HDV | Ishares Core High Dividend E | 0% | +4.88% | Add |
| 24 | TGT | Target CORP | 0% | -1.79% | Trim |
| 25 | META | Meta Platforms Inc-class A | 0% | +45.84% | Add |
| 26 | SPEM | State Street Sp Ptf Em ETF | 0% | +2.56% | Add |
| 27 | SPMD | Ss Spdr P S&p 400 Midcap ETF | 0% | +0.51% | Add |
| 28 | MDT | Medtronic plc | -0.1% | -6.78% | Trim |
| 29 | AXP | American Express Co | -0.1% | -0.15% | Trim |
| 30 | CRWD | Crowdstrike Holdings INC - A | -0.1% | -0.09% | Trim |
| 31 | DIS | Walt Disney Co/the | -0.1% | -2.70% | Trim |
| 32 | IXN | Ishares Global Tech ETF | -0.1% | -0.78% | Trim |
| 33 | BX | Blackstone INC | -0.1% | +3.02% | Add |
| 34 | HD | Home Depot INC | -0.1% | -1.22% | Trim |
| 35 | GOOGL | Alphabet Inc-cl A | -0.1% | +4.33% | Add |
| 36 | IBM | Intl Business Machines CORP | -0.2% | +0.28% | Add |
| 37 | ABT | Abbott Laboratories | -0.2% | -0.16% | Trim |
| 38 | QUAL | Ishares Msci USA Quality Fac | -0.2% | +1.70% | Add |
| 39 | V | Visa Inc-class A Shares | -0.2% | +0.23% | Add |
| 40 | AMZN | Amazon.com INC | -0.2% | +2.79% | Add |
| 41 | ORCL | Oracle CORP | -0.2% | — | Unchanged |
| 42 | BLK | Blackrock INC | -0.2% | -0.14% | Trim |
| 43 | QCOM | Qualcomm INC | -0.2% | +0.14% | Add |
| 44 | SPYG | Ss Spdr P S&p 500 Growth ETF | -0.2% | +0.85% | Add |
| 45 | UNH | Unitedhealth Group INC | -0.2% | +1.62% | Add |
| 46 | CRM | Salesforce INC | -0.3% | +0.64% | Add |
| 47 | LLY | Eli Lilly & Co | -0.3% | -5.53% | Trim |
| 48 | JPM | Jpmorgan Chase & Co | -0.3% | -0.63% | Trim |
| 49 | MSFT | Microsoft CORP | -0.7% | +10.06% | Add |
| 50 | MEAR | Ishrs Short Mat Muni Act ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-15 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-20 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-22 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-22 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-11-13 | 13F-HR | View on EDGAR |
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