CIK: 0002008310
Total reported value
$170.2M
Reporting period: 2026-03-31 · Number of holdings: 38
Shotwell Rutter Baer Inc disclosed 38 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $170.2M and a quarterly turnover rate of 4.8%.
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Shotwell Rutter Baer Inc's disclosed holdings carry a Herfindahl concentration index of 0.070 — mathematically equivalent to about 14 equally-sized positions, well below its 38 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.31), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 4.6 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 1% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add JMUB
+65.8% $1.8M
Trim MUNI
-14.7% -$1.3M
Trim VTI
+6.3% $54.8K
Add AVLV
+1.3% $690.2K
Add AVUV
+1.5% $522.6K
Add VGIT
+4.8% $384.1K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 14.27% | -0.28% | +6.27% | |
| 2 | AVLV | Avantis US Large Cap Value | ETF-Large Cap & Growth | 10.26% | +0.19% | +1.31% | |
| 3 | DFGX | Dimsnl Intr Cf In Etf-usd In | ETF-Other | 8.10% | +0.05% | +3.76% | |
| 4 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 8.08% | +0.04% | +3.96% | |
| 5 | AVUV | Avantis US Small Cap Value | ETF-Small Cap | 6.90% | +0.16% | +1.51% | |
| 6 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 6.69% | -0.01% | +1.87% | |
| 7 | AVEM | Avantis Emerging Markets Eq | ETF-Emerging Markets | 6.16% | — | +0.93% | |
| 8 | VGIT | Vanguard Intermediate-term T | ETF-Other | 5.68% | +0.11% | +4.82% | |
| 9 | DISV | Dimensional International Sm | ETF-Other | 5.20% | -0.11% | -1.67% | |
| 10 | DFIV | Dimensional International Va | ETF-Other | 4.28% | +0.09% | -0.02% | |
| 11 | MUNI | Pimco Intermediate Municipal | ETF-Other | 4.26% | -0.89% | -14.68% | |
| 12 | VTIP | Vanguard Short-term Tips | ETF-Other | 3.22% | +0.11% | +5.08% | |
| 13 | DFGR | Dim Global Real Estate ETF | ETF-Other | 3.05% | +0.08% | +5.21% | |
| 14 | VCSH | Vanguard S/t CORP Bond ETF | ETF-Corp Bonds | 2.71% | +0.06% | +5.28% | |
| 15 | JMUB | Jpmorgan Municipal ETF | ETF-Other | 2.70% | +1.01% | +65.83% | |
| 16 | DMXF | Ishares Esg Advanc Msci Eafe | ETF-Other | 0.87% | -0.04% | +0.23% | |
| 17 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 0.86% | -0.08% | -2.97% | |
| 18 | NULV | Nuveen Esg Large-cap Val ETF | ETF-Other | 0.70% | -0.06% | -4.15% | |
| 19 | USXF | Ishares Esg Advance Msci USA | ETF-Other | 0.67% | -0.05% | +1.46% | |
| 20 | BGRN | Ishares Usd Green Bond ETF | ETF-Other | 0.46% | -0.02% | -0.42% | |
| 21 | ESGU | Ishares Esg Aware Msci USA | ETF-Other | 0.45% | -0.04% | -0.19% | |
| 22 | WMT | Walmart INC | Stock-Consumer Staples | 0.40% | +0.03% | — | |
| 23 | NUSC | Nuveen Esg Small-cap ETF | ETF-Other | 0.38% | -0.02% | -0.16% | |
| 24 | MUB | Ishares National Muni Bond E | ETF-Other | 0.35% | -0.03% | -5.33% | |
| 25 | ESGE | Ishares INC Ishares Esg Awar | ETF-Other | 0.33% | -0.02% | -1.77% | |
| 26 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.33% | -0.02% | -0.49% | |
| 27 | VCEB | Vanguard Esg US CORP Bond | ETF-Corp Bonds | 0.32% | — | +1.02% | |
| 28 | WTM | White Mountains Insurance Group, Ltd. | Stock-Financials | 0.31% | +0.01% | — | |
| 29 | SUSB | Ishares Esg Aware 1-5 Year U | ETF-Other | 0.31% | — | +2.78% | |
| 30 | IBM | Intl Business Machines CORP | Stock-Tech | 0.29% | -0.08% | — | |
| 31 | HYMB | Ss Spdr N Ice Hy Muni ETF | ETF-Other | 0.25% | -0.04% | -9.23% | |
| 32 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.22% | -0.03% | -12.20% | |
| 33 | EFV | Ishares Msci Eafe Value ETF | ETF-Other | 0.22% | -0.01% | -4.21% | |
| 34 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.18% | -0.01% | +3.95% | |
| 35 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.14% | -0.01% | -0.73% | |
| 36 | AVDV | Avantis Intl S/c Value ETF | ETF-Other | 0.13% | — | -3.23% | |
| 37 | ITW | Illinois Tool Works | Stock-Industrials | 0.13% | — | — | |
| 38 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.13% | — | — |
Performance for Q3 2026
+2.1%
Performance Last 4 Quarters
+21.9%
Based on 56% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 38 | $170.2M | 5 | |
| 2025-12-31 | 39 | $166.5M | 9 | |
| 2025-09-30 | 37 | $155.0M | 28 | |
| 2025-06-30 | 37 | $147.2M | 0 | |
| 2025-03-31 | 33 | $113.4M | 0 | |
| 2024-12-31 | 34 | $118.7M | 0 | |
| 2024-09-30 | 34 | $121.6M | 0 | |
| 2024-06-30 | 33 | $112.8M | 0 | |
| 2024-03-31 | 18 | $49.3M | 0 | |
| 2023-12-31 | 34 | $104.8M | 0 |
Shotwell Rutter Baer Inc's most significant position changes for 2026-03-31: Sold out: Ishares Short-term National (SUB); Add: Jpmorgan Municipal ETF (JMUB) — shares +65.83%; Trim: Pimco Intermediate Municipal (MUNI) — shares -14.68%; Add: Vanguard Total Stock Mkt ETF (VTI) — shares +6.27%; Add: Avantis US Large Cap Value (AVLV) — shares +1.31%.
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-22 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-12 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-10 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-07 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-07 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-11 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-10 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-18 | 13F-HR | View on EDGAR |
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