CIK: 0001555909
Total reported value
$128.4M
Reporting period: 2019-09-30 · Number of holdings: 257
Shamrock Asset Management LLC disclosed 257 holdings in its latest 13F filing for the period ending 2019-09-30, with total reported value of $128.4M and a quarterly turnover rate of 15.6%.
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Shamrock Asset Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.039 — mathematically equivalent to about 26 equally-sized positions, well below its 257 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.99), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim FUTY
-99.3% -$790.0K
Add FNCL
+8547.5% $688.0K
Add EMB
+14.8% $263.0K
Add FTSM
-3.8% -$289.0K
Trim UVXY
-100.0% -$427.0K
Add HD
-3.3% $176.0K
Showing top 200 holdings (of 257 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PTLC | Pacer Trendpilot US Large Ca | ETF-Other | 12.64% | +0.24% | -8.75% | |
| 2 | HDV | Ishares Core High Dividend E | ETF-Other | 7.85% | +0.20% | -6.48% | |
| 3 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 5.79% | -0.10% | -6.24% | |
| 4 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 5.75% | +0.32% | -3.80% | |
| 5 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 4.87% | +0.08% | -6.41% | |
| 6 | FXU | First Trust Utilities Alphad | ETF-Other | 4.70% | +0.15% | -9.14% | |
| 7 | MSFT | Microsoft CORP | Stock-Tech | 2.61% | — | -2.08% | |
| 8 | FXG | First Trust Consumer Staples | ETF-Other | 2.44% | +0.16% | -8.30% | |
| 9 | HD | Home Depot INC | Stock-Consumer Disc | 1.87% | +0.29% | -3.29% | |
| 10 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 1.58% | +0.33% | +14.80% | |
| 11 | FNIUSD | First Trust Chindia ETF | ETF-Other | 1.42% | -0.01% | -5.49% | |
| 12 | LHX | L3harris Technologies INC | Stock-Industrials | 1.34% | +0.18% | -5.01% | |
| 13 | R6C2 | Royal Dutch Shell-spon Adr-b | Stock-Other | 1.30% | -0.02% | -1.90% | |
| 14 | CVX | Chevron CORP | Stock-Energy | 1.15% | -0.01% | -4.80% | |
| 15 | GOVT | Ishares US Treasury Bond ETF | ETF-Gov Bonds | 1.10% | — | -3.01% | |
| 16 | DIS | Walt Disney Co/the | Stock-Comm Services | 1.06% | -0.02% | -4.76% | |
| 17 | T | At&t INC | Stock-Comm Services | 1.05% | +0.14% | -6.91% | |
| 18 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 0.97% | +0.21% | +15.74% | |
| 19 | JMST | JPM Ultra-short Muni Income | ETF-Other | 0.94% | — | — | |
| 20 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.91% | +0.01% | -9.50% | |
| 21 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.88% | — | -5.70% | |
| 22 | FPE | Ft-preferred Secur & INC ETF | ETF-Other | 0.87% | — | -6.07% | |
| 23 | COP | Conocophillips | Stock-Energy | 0.85% | -0.01% | -4.52% | |
| 24 | JD | Jd.com Inc-adr | Stock-Consumer Disc | 0.84% | -0.04% | -6.83% | |
| 25 | XOM | Exxon Mobil CORP | Stock-Energy | 0.78% | -0.02% | -3.88% | |
| 26 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.78% | — | -6.43% | |
| 27 | BAC | Bank Of America CORP | Stock-Financials | 0.77% | +0.02% | -7.14% | |
| 28 | NLYEUR | Annaly Capital Management In | Stock-Other | 0.77% | +0.01% | -4.07% | |
| 29 | AJG | Arthur J Gallagher & Co | Stock-Financials | 0.76% | — | -4.53% | |
| 30 | ALB | Albemarle CORP | Stock-Materials | 0.76% | +0.01% | -6.86% | |
| 31 | ABT | Abbott Laboratories | Stock-Healthcare | 0.76% | — | -4.38% | |
| 32 | ACN | Accenture plc | Stock-Tech | 0.71% | — | -4.13% | |
| 33 | BWX | State Street Spdr Bloomberg | ETF-Other | 0.69% | — | -7.24% | |
| 34 | ADI | Analog Devices INC | Stock-Tech | 0.69% | — | -4.54% | |
| 35 | MCHP | Microchip Technology INC | Stock-Tech | 0.68% | — | -4.63% | |
| 36 | FTSL | First Trust Senior Loan ETF | ETF-Other | 0.67% | — | -7.34% | |
| 37 | PAYX | Paychex INC | Stock-Tech | 0.65% | — | -5.95% | |
| 38 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.64% | — | -1.64% | |
| 39 | RTN1USD | Raytheon Company | Stock-Other | 0.63% | — | -3.86% | |
| 40 | ✓ | Invesco Exchng Traded Fd Tr | Stock-Other | 0.63% | — | -8.09% | |
| 41 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.63% | +0.24% | +46.78% | |
| 42 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.63% | +0.01% | -2.63% | |
| 43 | MCHI | Ishares Msci China ETF | ETF-Emerging Markets | 0.62% | — | -1.80% | |
| 44 | PEP | Pepsico INC | Stock-Consumer Staples | 0.61% | — | -3.68% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.60% | — | -5.83% | |
| 46 | UPWK | Upwork INC | Stock-Other | 0.59% | -0.10% | -6.34% | |
| 47 | FSTA | Fidelity Msci Cons Stap Indx | ETF-Other | 0.59% | — | -10.26% | |
| 48 | MBB | Ishares Mbs ETF | ETF-Other | 0.57% | +0.18% | +32.83% | |
| 49 | IGIB | Ishares 5-10y Inv Grade CORP | ETF-Corp Bonds | 0.57% | — | -2.75% | |
| 50 | HON | Honeywell International INC | Stock-Industrials | 0.57% | — | -4.37% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-09-30 | 257 | $128.4M | 16 | |
| 2019-06-30 | 248 | $141.4M | 36 | |
| 2019-03-31 | 251 | $126.3M | 73 | |
| 2018-12-31 | 229 | $66.2M | 83 | |
| 2018-09-30 | 261 | $158.2M | 39 | |
| 2018-06-30 | 282 | $164.4M | 25 | |
| 2018-03-31 | 299 | $167.5M | 57 | |
| 2017-12-31 | 288 | $168.5M | 30 | |
| 2017-09-30 | 280 | $155.7M | 23 | |
| 2017-06-30 | 292 | $159.8M | 35 | |
| 2017-03-31 | 278 | $160.9M | 66 | |
| 2016-12-31 | 272 | $164.0M | 100 | |
| 2016-09-30 | 264 | $174.3M | 75 | |
| 2016-06-30 | 290 | $172.3M | 71 | |
| 2016-03-31 | 260 | $169.0M | 100 | |
| 2015-12-31 | 266 | $178.0M | 41 | |
| 2015-09-30 | 261 | $188.8M | 51 | |
| 2015-06-30 | 288 | $215.5M | 86 | |
| 2015-03-31 | 300 | $251.6M | 76 | |
| 2014-12-31 | 261 | $249.2M | 73 | |
| 2014-09-30 | 285 | $266.6M | 100 | |
| 2014-06-30 | 298 | $322.4M | 49 | |
| 2014-03-31 | 273 | $302.4M | 48 | |
| 2013-12-31 | 97 | $292.1M | 36 | |
| 2013-09-30 | 89 | $246.2M | 50 | |
| 2013-06-30 | 92 | $239.0M | 0 |
Shamrock Asset Management LLC's most significant position changes for 2019-09-30: Sold out: First Trust Technology Alpha (FXL); New buy: Ishares 20+ Year Treasury Bd (TLT); Sold out: Ft Tactical High Yield ETF (HYLS); New buy: Visa Inc-class A Shares (V); New buy: Vanguard Small-cap Value ETF (VBR).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | FNCL | Fidelity Msci Financial Indx | +0.5% | +8547.47% | Add |
| 2 | EMB | Ishares Jp Morgan Usd Emergi | +0.3% | +14.80% | Add |
| 3 | FTSM | First Trust Enh Short Mat Fd | +0.3% | -3.80% | Trim |
| 4 | HD | Home Depot INC | +0.3% | -3.29% | Trim |
| 5 | PTLC | Pacer Trendpilot US Large Ca | +0.2% | -8.75% | Trim |
| 6 | ITOT | Ishares Core S&p Total U.s. | +0.2% | +46.78% | Add |
| 7 | JPST | Jpmorgan Ultra-short Income | +0.2% | +15.74% | Add |
| 8 | HDV | Ishares Core High Dividend E | +0.2% | -6.48% | Trim |
| 9 | MBB | Ishares Mbs ETF | +0.2% | +32.83% | Add |
| 10 | LHX | L3harris Technologies INC | +0.2% | -5.01% | Trim |
| 11 | FXG | First Trust Consumer Staples | +0.2% | -8.30% | Trim |
| 12 | FXU | First Trust Utilities Alphad | +0.2% | -9.14% | Trim |
| 13 | T | At&t INC | +0.1% | -6.91% | Trim |
| 14 | AAPL | Apple INC | +0.1% | +22.47% | Add |
| 15 | KHC | Kraft Heinz Co/the | +0.1% | +88.55% | Add |
| 16 | UPS | United Parcel Service-cl B | +0.1% | -2.20% | Trim |
| 17 | IXUS | Ishares Core Intl Stock ETF | +0.1% | -6.41% | Trim |
| 18 | LABUUSD | Drx Dly S&p Biotech Bull 3x | +0.1% | +310400.00% | Add |
| 19 | USMV | Ishares Msci USA Min Vol Fac | +0.1% | +21.09% | Add |
| 20 | MA | Mastercard INC - A | +0.1% | +909.09% | Add |
| 21 | BAC | Bank Of America CORP | 0% | -7.14% | Trim |
| 22 | IVV | Ishares Core S&p 500 ETF | 0% | -9.50% | Trim |
| 23 | ALB | Albemarle CORP | 0% | -6.86% | Trim |
| 24 | NLYEUR | Annaly Capital Management In | 0% | -4.07% | Trim |
| 25 | NVS | Novartis Ag-sponsored Adr | 0% | -2.63% | Trim |
| 26 | BWX | State Street Spdr Bloomberg | — | -7.24% | Trim |
| 27 | FDIS | Fidelity Msci Cons Discr Ind | — | -9.43% | Trim |
| 28 | FNIUSD | First Trust Chindia ETF | 0% | -5.49% | Trim |
| 29 | CVX | Chevron CORP | 0% | -4.80% | Trim |
| 30 | COP | Conocophillips | 0% | -4.52% | Trim |
| 31 | DEO | Diageo Plc-sponsored Adr | 0% | -4.71% | Trim |
| 32 | R6C2 | Royal Dutch Shell-spon Adr-b | 0% | -1.90% | Trim |
| 33 | DIS | Walt Disney Co/the | 0% | -4.76% | Trim |
| 34 | XOM | Exxon Mobil CORP | 0% | -3.88% | Trim |
| 35 | JNJ | Johnson & Johnson | 0% | -6.10% | Trim |
| 36 | ✓ | Cbs CORP New | 0% | -3.38% | Trim |
| 37 | JD | Jd.com Inc-adr | 0% | -6.83% | Trim |
| 38 | 6D8 | Dupont De Nemours INC | 0% | -11.69% | Trim |
| 39 | IEMG | Ishares Core Msci Emerging | -0.1% | -6.24% | Trim |
| 40 | UPWK | Upwork INC | -0.1% | -6.34% | Trim |
| 41 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.1% | -29.97% | Trim |
| 42 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | -0.2% | -72.15% | Trim |
| 43 | IYR | Ishares US Real Estate ETF | -0.3% | -99.34% | Trim |
| 44 | UVXY | ProShares Ultra VIX Short-Term Futures ETF | -0.3% | -99.99% | Trim |
| 45 | FUTY | Fidelity Msci US Utilities | -0.6% | -99.34% | Trim |
| 46 | FXL | First Trust Technology Alpha | — | EXIT | Sold out |
| 47 | TLT | Ishares 20+ Year Treasury Bd | — | NEW | New buy |
| 48 | HYLS | Ft Tactical High Yield ETF | — | EXIT | Sold out |
| 49 | V | Visa Inc-class A Shares | — | NEW | New buy |
| 50 | VBR | Vanguard Small-cap Value ETF | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-09-30 | 2019-11-13 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-09 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-01 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-08 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-23 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-10 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-29 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-01-22 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-09 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-26 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-10 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-09 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-02 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-01 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-04 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-10 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-04-30 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-04 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-10-29 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-04 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-01 | 13F-HR | View on EDGAR |
| 2013-12-31 | 2014-01-30 | 13F-HR | View on EDGAR |
| 2013-09-30 | 2013-10-29 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-12 | 13F-HR | View on EDGAR |
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