CIK: 0001483272
Total reported value
$2.0B
Reporting period: 2013-09-30 · Number of holdings: 140
Scotia Asset Management L.P. disclosed 140 holdings in its latest 13F filing for the period ending 2013-09-30, with total reported value of $2.0B and a quarterly turnover rate of 13.1%.
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Scotia Asset Management L.P.'s disclosed holdings carry a Herfindahl concentration index of 0.040 — mathematically equivalent to about 25 equally-sized positions, well below its 140 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.17), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 11% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim POT1EUR
-21.9% -$19.2M
Trim BCE
-13.9% -$12.5M
Add TD
+2.3% $25.7M
Add TECK
+19.8% $16.4M
Add RY
+3.9% $22.0M
Trim PBA
-91.5% -$12.1M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TD | Toronto-dominion Bank | Stock-Financials | 10.07% | +0.78% | +2.28% | |
| 2 | RY | Royal Bank Of Canada | Stock-Financials | 8.80% | +0.65% | +3.92% | |
| 3 | BCE | Bce INC | Stock-Comm Services | 5.40% | -0.97% | -13.91% | |
| 4 | ENB | Enbridge INC | Stock-Energy | 5.00% | — | +1.17% | |
| 5 | TCPA | TransCanada PipeLines Limited 6 | Stock-Other | 4.92% | -0.46% | -5.19% | |
| 6 | BNS | Bank Of Nova Scotia | Stock-Financials | 4.17% | +0.39% | +9.14% | |
| 7 | CNI | Canadian Natl Railway Co | Stock-Industrials | 4.14% | +0.01% | +1.70% | |
| 8 | CM | Can Imperial Bk Of Commerce | Stock-Financials | 3.99% | +0.11% | -3.14% | |
| 9 | SU | Suncor Energy INC | Stock-Energy | 3.77% | +0.18% | -8.50% | |
| 10 | BMO | Bank Of Montreal | Stock-Financials | 3.72% | +0.42% | +3.59% | |
| 11 | RCI | Rogers Communications Inc-b | Stock-Other | 3.58% | +0.27% | +4.20% | |
| 12 | TRI | Thomson Reuters Corporation | Stock-Industrials | 2.77% | +0.14% | +4.03% | |
| 13 | CVE | Cenovus Energy INC | Stock-Energy | 2.67% | +0.05% | +2.92% | |
| 14 | TECK | Teck Resources Ltd-cls B | Stock-Materials | 2.44% | +0.73% | +19.79% | |
| 15 | SJR-BEUR | Shaw Communications Inc-b | Stock-Other | 2.41% | -0.06% | +6.41% | |
| 16 | MFC | Manulife Financial CORP | Stock-Financials | 2.20% | +0.20% | +12.38% | |
| 17 | POT1EUR | Potash CORP Of Saskatchewan | Stock-Other | 1.70% | -1.11% | -21.90% | |
| 18 | SLF | Sun Life Financial INC | Stock-Financials | 1.64% | +0.11% | +5.21% | |
| 19 | MGA | Magna International INC | Stock-Consumer Disc | 1.63% | — | -12.84% | |
| 20 | ✓ | Stock-Other | 1.53% | +0.02% | +2.13% | ||
| 21 | ✓ | Encana CORP | Stock-Other | 1.35% | — | -4.10% | |
| 22 | CNQ | Canadian Natural Resources | Stock-Energy | 1.31% | -0.18% | -16.63% | |
| 23 | TU | Telus CORP | Stock-Other | 1.30% | +0.21% | +10.85% | |
| 24 | VET | Vermilion Energy INC | Stock-Other | 1.16% | -0.18% | -18.71% | |
| 25 | BAM | Brookfield Asset Management Ltd. | Stock-Financials | 1.12% | +0.01% | +2.44% | |
| 26 | GLD | Spdr Gold Shares | ETF-Commodities | 1.08% | — | -5.64% | |
| 27 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 0.79% | +0.05% | +8.63% | |
| 28 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.77% | — | -1.33% | |
| 29 | PFE | Pfizer INC | Stock-Healthcare | 0.64% | +0.02% | +7.68% | |
| 30 | ✓ | Agrium INC | Stock-Other | 0.59% | — | +5.55% | |
| 31 | IMO | Imperial Oil LTD | Stock-Energy | 0.56% | +0.01% | -7.25% | |
| 32 | ✓ | Tim Hortons INC | Stock-Other | 0.52% | -0.22% | -31.34% | |
| 33 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.48% | +0.02% | +11.58% | |
| 34 | WFC | Wells Fargo & Co | Stock-Financials | 0.43% | +0.02% | +9.15% | |
| 35 | VALE | Vale S.A. | Stock-Materials | 0.42% | +0.03% | -4.36% | |
| 36 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.41% | +0.02% | +14.85% | |
| 37 | IBM | Intl Business Machines CORP | Stock-Tech | 0.39% | — | +5.53% | |
| 38 | PEP | Pepsico INC | Stock-Consumer Staples | 0.36% | — | +1.61% | |
| 39 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.35% | — | -0.41% | |
| 40 | ✓ | Talisman Energy INC | Stock-Other | 0.33% | -0.08% | -15.45% | |
| 41 | MSFT | Microsoft CORP | Stock-Tech | 0.33% | — | -2.04% | |
| 42 | ABX | Barrick Gold CORP | Stock-Financials | 0.33% | -0.42% | -60.75% | |
| 43 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.30% | — | +12.60% | |
| 44 | DOV | Dover CORP | Stock-Industrials | 0.29% | +0.02% | -0.91% | |
| 45 | PM | Philip Morris International | Stock-Consumer Staples | 0.25% | +0.04% | +26.80% | |
| 46 | VFC | Vf CORP | Stock-Consumer Disc | 0.25% | — | +8.55% | |
| 47 | VZ | Verizon Communications INC | Stock-Comm Services | 0.25% | — | +9.44% | |
| 48 | XOM | Exxon Mobil CORP | Stock-Energy | 0.24% | — | +6.21% | |
| 49 | BTE | Baytex Energy CORP | Stock-Other | 0.23% | +0.02% | +1.06% | |
| 50 | ✓ | Stock-Other | 0.21% | +0.21% | NEW |
Not enough priced holdings yet to compute performance
Scotia Asset Management L.P.'s most significant position changes for 2013-09-30: New buy: ; New buy: Aflac INC (AFL); New buy: Stanley Black & Decker INC (SWK); New buy: Agilent Technologies INC (A); Trim: Potash CORP Of Saskatchewan (POT1EUR) — shares -21.90%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | TD | Toronto-dominion Bank | +0.8% | +2.28% | Add |
| 2 | TECK | Teck Resources Ltd-cls B | +0.7% | +19.79% | Add |
| 3 | RY | Royal Bank Of Canada | +0.7% | +3.92% | Add |
| 4 | BMO | Bank Of Montreal | +0.4% | +3.59% | Add |
| 5 | BNS | Bank Of Nova Scotia | +0.4% | +9.14% | Add |
| 6 | RCI | Rogers Communications Inc-b | +0.3% | +4.20% | Add |
| 7 | TU | Telus CORP | +0.2% | +10.85% | Add |
| 8 | MFC | Manulife Financial CORP | +0.2% | +12.38% | Add |
| 9 | SU | Suncor Energy INC | +0.2% | -8.50% | Trim |
| 10 | TRI | Thomson Reuters Corporation | +0.1% | +4.03% | Add |
| 11 | CM | Can Imperial Bk Of Commerce | +0.1% | -3.14% | Trim |
| 12 | SLF | Sun Life Financial INC | +0.1% | +5.21% | Add |
| 13 | ABT | Abbott Laboratories | +0.1% | +769.13% | Add |
| 14 | CVE | Cenovus Energy INC | +0.1% | +2.92% | Add |
| 15 | AEP | American Electric Power Company, Inc. | +0.1% | +8.63% | Add |
| 16 | DUK | Du Pont E I De Nemour&Co | +0.1% | +61.69% | Add |
| 17 | PM | Philip Morris International | 0% | +26.80% | Add |
| 18 | AAPL | Apple INC | 0% | +11.95% | Add |
| 19 | MRK | Merck & Co. INC. | 0% | +44.21% | Add |
| 20 | VALE | Vale S.A. | 0% | -4.36% | Trim |
| 21 | FNV | Franco-nevada CORP | 0% | +0.18% | Add |
| 22 | ✓ | Groupe Cgi INC | 0% | +8.42% | Add |
| 23 | ✓ | 0% | +2.13% | Add | |
| 24 | PFE | Pfizer INC | 0% | +7.68% | Add |
| 25 | MCD | Mcdonald's CORP | 0% | +14.85% | Add |
| 26 | PG | Procter & Gamble Co/the | 0% | +11.58% | Add |
| 27 | DOV | Dover CORP | 0% | -0.91% | Trim |
| 28 | WFC | Wells Fargo & Co | 0% | +9.15% | Add |
| 29 | C | Citigroup INC | 0% | +23.90% | Add |
| 30 | BTE | Baytex Energy CORP | 0% | +1.06% | Add |
| 31 | ABBV | Abbvie INC | 0% | +11.77% | Add |
| 32 | CNI | Canadian Natl Railway Co | 0% | +1.70% | Add |
| 33 | BAM | Brookfield Asset Management Ltd. | 0% | +2.44% | Add |
| 34 | IMO | Imperial Oil LTD | 0% | -7.25% | Trim |
| 35 | CCJ | Cameco CORP | 0% | -15.91% | Trim |
| 36 | SJR-BEUR | Shaw Communications Inc-b | -0.1% | +6.41% | Add |
| 37 | ✓ | Talisman Energy INC | -0.1% | -15.45% | Trim |
| 38 | AEM | Agnico Eagle Mines LTD | -0.2% | -77.31% | Trim |
| 39 | VET | Vermilion Energy INC | -0.2% | -18.71% | Trim |
| 40 | CNQ | Canadian Natural Resources | -0.2% | -16.63% | Trim |
| 41 | ✓ | Tim Hortons INC | -0.2% | -31.34% | Trim |
| 42 | ABX | Barrick Gold CORP | -0.4% | -60.75% | Trim |
| 43 | TCPA | TransCanada PipeLines Limited 6 | -0.5% | -5.19% | Trim |
| 44 | PBA | Pembina Pipeline CORP | -0.6% | -91.49% | Trim |
| 45 | BCE | Bce INC | -1% | -13.91% | Trim |
| 46 | POT1EUR | Potash CORP Of Saskatchewan | -1.1% | -21.90% | Trim |
| 47 | ✓ | — | NEW | New buy | |
| 48 | AFL | Aflac INC | — | NEW | New buy |
| 49 | SWK | Stanley Black & Decker INC | — | NEW | New buy |
| 50 | A | Agilent Technologies INC | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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