CIK: 0000315027
Total reported value
$20.5B
Reporting period: 2013-09-30 · Number of holdings: 562
Sarofim Fayez disclosed 562 holdings in its latest 13F filing for the period ending 2013-09-30, with total reported value of $20.5B and a quarterly turnover rate of 19.9%.
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Sarofim Fayez's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 34 equally-sized positions, well below its 562 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.43), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 63% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Sarofim Fayez is fortifying a defensive yield fortress: adding to Chevron and initiating AbbVie and Comcast while trimming Apple and exiting Roche. With Consumer Staples at 34% and Energy at 24%, the mandate is capital preservation through steady-state compounders, not alpha generation.
By overweighting Energy and Staples while underweighting Tech, Sarofim is pricing in a prolonged low-growth, stable-inflation regime where dividend yield and bond-like equities dominate. The opposing thesis is that the Fed's reflation cycle accelerates, rotating capital into Cyclicals and Growth, leaving this portfolio exposed to multiple compression in its core sectors.
The 34% Consumer Staples overweight is a consensus defensive bet that creates reflexivity risk: any hawkish Fed surprise would trigger a synchronized rotation out of bond-proxy sectors. Combined with a 233-name portfolio that masks dose-to-closet-indexing within these two sectors, Sarofim faces factor crowding and liquidity trap exposure if momentum shifts.
Produced with AI assistance from publicly disclosed 13F data. Historical only; not a personalized investment recommendation.
Showing top 200 holdings (of 562 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PM | Philip Morris International | Stock-Consumer Staples | 8.43% | — | — | — |
| 2 | XOM | Exxon Mobil CORP | Stock-Energy | 6.78% | — | — | — |
| 3 | KO | Coca-cola Co/the | Stock-Consumer Staples | 6.22% | — | — | — |
| 4 | CVX | Chevron CORP | Stock-Energy | 4.59% | — | — | — |
| 5 | MO | Altria Group INC | Stock-Consumer Staples | 3.46% | — | — | — |
| 6 | AAPL | Apple INC | Stock-Tech | 3.19% | — | — | — |
| 7 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 3.16% | — | — | — |
| 8 | TROW | T Rowe Price Group INC | Stock-Financials | 2.82% | — | — | — |
| 9 | JNJ | Johnson & Johnson | Stock-Healthcare | 2.71% | — | — | — |
| 10 | EPD | Enterprise Products Partners | Stock-Energy | 2.43% | — | — | — |
| 11 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 2.33% | — | — | — |
| 12 | KMI | Kinder Morgan, Inc. | Stock-Energy | 1.82% | — | — | — |
| 13 | COP | Conocophillips | Stock-Energy | 1.79% | — | — | — |
| 14 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.77% | — | — | — |
| 15 | IBM | Intl Business Machines CORP | Stock-Tech | 1.74% | — | — | — |
| 16 | KMI | Kinder Morgan INC | Stock-Energy | 1.69% | — | — | — |
| 17 | PEP | Pepsico INC | Stock-Consumer Staples | 1.66% | — | — | — |
| 18 | OXY | Occidental Petroleum CORP | Stock-Energy | 1.64% | — | — | — |
| 19 | MDLZ | Mondelez International Inc-a | Stock-Consumer Staples | 1.46% | — | — | — |
| 20 | TTEN | Totalenergies Se -spon Adr | Stock-Other | 1.43% | — | — | — |
| 21 | WMT | Walmart INC | Stock-Consumer Staples | 1.42% | — | — | — |
| 22 | INTC | Intel CORP | Stock-Tech | 1.39% | — | — | — |
| 23 | RDS-A | Shell Plc-spon Adr-a | Stock-Other | 1.37% | — | — | — |
| 24 | TGT | Target CORP | Stock-Consumer Disc | 1.35% | — | — | — |
| 25 | MRK | Merck & Co. INC. | Stock-Healthcare | 1.27% | — | — | — |
| 26 | ✓ | Stock-Other | 1.26% | — | — | — | |
| 27 | UTXZ | United Tech CORP | Stock-Other | 1.26% | — | — | — |
| 28 | PXGBX | Praxair INC | Stock-Other | 1.25% | — | — | — |
| 29 | NVO | Novo-nordisk A/s-spons Adr | Stock-Healthcare | 1.25% | — | — | — |
| 30 | ABBV | Abbvie INC | Stock-Healthcare | 1.24% | — | — | — |
| 31 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.17% | — | — | — |
| 32 | BNY | Bank Of New York Mellon CORP | Stock-Financials | 1.09% | — | — | — |
| 33 | ABT | Abbott Laboratories | Stock-Healthcare | 1.06% | — | — | — |
| 34 | TXN | Texas Instruments INC | Stock-Tech | 1.05% | — | — | — |
| 35 | EVEUR | Eaton Vance CORP | Stock-Other | 0.98% | — | — | — |
| 36 | EL | Estee Lauder Companies-cl A | Stock-Consumer Staples | 0.96% | — | — | — |
| 37 | ADP | Automatic Data Processing | Stock-Tech | 0.95% | — | — | — |
| 38 | CAT | Caterpillar INC | Stock-Industrials | 0.93% | — | — | — |
| 39 | BLKCHF | Blackrock INC | Stock-Other | 0.89% | — | — | — |
| 40 | PAA | Plains All Amer Pipeline LP | Stock-Energy | 0.87% | — | — | — |
| 41 | BEN | Franklin Resources INC | Stock-Financials | 0.87% | — | — | — |
| 42 | HSBC | Hsbc Holdings Plc-spons Adr | Stock-Financials | 0.84% | — | — | — |
| 43 | KHC | The Kraft Heinz Company | Stock-Consumer Staples | 0.79% | — | — | — |
| 44 | AXP | American Express Co | Stock-Financials | 0.79% | — | — | — |
| 45 | DEO | Diageo Plc-sponsored Adr | Stock-Consumer Staples | 0.75% | — | — | — |
| 46 | XXI | Twenty One Capital, Inc. | Stock-Other | 0.72% | — | — | — |
| 47 | FCX | Freeport-mcmoran INC | Stock-Materials | 0.67% | — | — | — |
| 48 | DIS | Walt Disney Co/the | Stock-Comm Services | 0.66% | — | — | — |
| 49 | PSX | Phillips 66 | Stock-Energy | 0.65% | — | — | — |
| 50 | QCOM | Qualcomm INC | Stock-Tech | 0.62% | — | — | — |
Not enough priced holdings yet to compute performance
Not enough data yet to compute personality scores
Not enough sector-mapped data yet
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2013-09-30 | 2013-11-14 | 13F-HR | View on EDGAR |
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