CIK: 0001861378
Total reported value
$646.3M
Reporting period: 2026-03-31 · Number of holdings: 196
SageGuard Financial Group, LLC disclosed 196 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $646.3M and a quarterly turnover rate of 24.6%.
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SageGuard Financial Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 56 equally-sized positions, well below its 196 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.59), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 50% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MSFT
-5.7% -$7.2M
Add IEF
+1817.6% $6.1M
Trim GLD
-28.9% -$4.6M
Trim JEPI
-24.9% -$4.4M
Trim NVDA
-9.4% -$4.0M
Trim AAPL
-1.6% -$3.2M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 5.61% | -0.66% | -1.55% | |
| 2 | WMT | Walmart INC | Stock-Consumer Staples | 3.75% | +0.11% | -5.08% | |
| 3 | NVDA | Nvidia CORP | Stock-Tech | 3.44% | -0.74% | -9.37% | |
| 4 | JEPQ | JPM Nasdaq Equity Premium | ETF-Tech | 3.03% | -0.36% | -3.78% | |
| 5 | AMZN | Amazon.com INC | Stock-Consumer Disc | 3.02% | -0.54% | -3.45% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.88% | -1.22% | -5.71% | |
| 7 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 2.77% | -0.38% | -5.33% | |
| 8 | KO | Coca-cola Co/the | Stock-Consumer Staples | 2.49% | — | -13.42% | |
| 9 | GLD | Spdr Gold Shares | ETF-Commodities | 2.40% | -0.79% | -28.94% | |
| 10 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 2.37% | +0.23% | -1.37% | |
| 11 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.24% | — | +3.27% | |
| 12 | BUFR | Ft Vest Lad Buffervetf-usd I | ETF-Other | 2.00% | -0.48% | -16.13% | |
| 13 | DUK | Duke Energy CORP | Stock-Utilities | 1.97% | +0.16% | +0.23% | |
| 14 | JEPI | Jpmorgan Equity Premium Inco | ETF-Other | 1.97% | -0.75% | -24.87% | |
| 15 | LMT | Lockheed Martin CORP | Stock-Industrials | 1.89% | -0.32% | -29.60% | |
| 16 | XOM | Exxon Mobil CORP | Stock-Energy | 1.77% | +0.48% | +0.51% | |
| 17 | GE | General Electric | Stock-Industrials | 1.77% | — | +4.26% | |
| 18 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 1.74% | — | -0.85% | |
| 19 | PGR | Progressive CORP | Stock-Financials | 1.70% | -0.39% | -4.01% | |
| 20 | CAT | Caterpillar INC | Stock-Industrials | 1.68% | +0.28% | -0.28% | |
| 21 | XLP | Ss Consumer Staples Sel Sect | ETF-Other | 1.46% | — | -4.75% | |
| 22 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 1.36% | -0.49% | -30.26% | |
| 23 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.32% | — | +9.13% | |
| 24 | XLF | Ss Financial Select Sector | ETF-Other | 1.29% | -0.24% | -4.22% | |
| 25 | IBM | Intl Business Machines CORP | Stock-Tech | 1.12% | -0.43% | -9.37% | |
| 26 | PPA | Invesco Aerospace & Defense | ETF-Other | 1.12% | — | -0.02% | |
| 27 | IAU | Ishares Gold Trust | ETF-Commodities | 1.08% | +0.48% | +69.30% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 1.07% | — | -1.37% | |
| 29 | STLD | Steel Dynamics INC | Stock-Materials | 1.04% | -0.26% | -22.40% | |
| 30 | CEG | Constellation Energy | Stock-Utilities | 1.04% | -0.28% | +2.80% | |
| 31 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | ETF-Other | 1.01% | +0.59% | +149.53% | |
| 32 | SPYI | Neos S&p 500 High Income ETF | ETF-Large Cap & Growth | 1.00% | -0.29% | -15.10% | |
| 33 | IEF | Ishares 7-10 Year Treasury B | ETF-Gov Bonds | 1.00% | +0.95% | +1817.64% | |
| 34 | FTCB | Ft Core Investment Grade ETF | ETF-Corp Bonds | 0.97% | +0.97% | NEW | |
| 35 | XLK | Ss Technology Select Sector | ETF-Tech | 0.97% | +0.29% | +58.63% | |
| 36 | ET | Energy Transfer LP | Stock-Energy | 0.97% | — | -2.56% | |
| 37 | T | At&t INC | Stock-Comm Services | 0.93% | +0.19% | +10.45% | |
| 38 | QQA | Invesco Qqq Income Adv ETF | ETF-Other | 0.86% | — | +4.20% | |
| 39 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.85% | — | +0.10% | |
| 40 | CVX | Chevron CORP | Stock-Energy | 0.83% | +0.24% | +6.19% | |
| 41 | TMFE | Motley Fool Capital Efficie | ETF-Other | 0.82% | -0.60% | -36.31% | |
| 42 | FENY | Fidelity Msci Energy Index | ETF-Large Cap & Growth | 0.79% | +0.51% | +113.62% | |
| 43 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.78% | +0.78% | NEW | |
| 44 | ISPY | Proshares S&p High Incom ETF | ETF-Other | 0.76% | +0.48% | +192.66% | |
| 45 | WM | Waste Management INC | Stock-Industrials | 0.76% | — | -20.02% | |
| 46 | HCA | Hca Healthcare INC | Stock-Healthcare | 0.72% | — | +0.46% | |
| 47 | ABBV | Abbvie INC | Stock-Healthcare | 0.63% | — | +28.46% | |
| 48 | GEV | GE Vernova INC | Stock-Industrials | 0.60% | +0.34% | +75.35% | |
| 49 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.60% | — | +29.46% | |
| 50 | XLI | Ss Industrial Select Sector | ETF-Other | 0.57% | +0.31% | +120.02% |
Performance for Q3 2026
+0.9%
Performance Last 4 Quarters
+1.8%
Based on 5 months of available history
Based on 80% of reported portfolio value with available pricing
SageGuard Financial Group, LLC's most significant position changes for 2026-03-31: New buy: Ft Core Investment Grade ETF (FTCB); New buy: First Trust Enh Short Mat Fd (FTSM); New buy: First Trust Rba American Ind (AIRR); New buy: First Trst Nasd Cl Edg Sgiif (GRID); New buy: T Rowe Pre Cpt Apr Pr In ETF (TCAL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IEF | Ishares 7-10 Year Treasury B | +1% | +1817.64% | Add |
| 2 | IUSB | Ishr Cr Unvrse Usd Bd Etf-ui | +0.6% | +149.53% | Add |
| 3 | FENY | Fidelity Msci Energy Index | +0.5% | +113.62% | Add |
| 4 | XOM | Exxon Mobil CORP | +0.5% | +0.51% | Add |
| 5 | IAU | Ishares Gold Trust | +0.5% | +69.30% | Add |
| 6 | ISPY | Proshares S&p High Incom ETF | +0.5% | +192.66% | Add |
| 7 | SLV | Ishares Silver Trust | +0.5% | +669.83% | Add |
| 8 | GEV | GE Vernova INC | +0.3% | +75.35% | Add |
| 9 | XLI | Ss Industrial Select Sector | +0.3% | +120.02% | Add |
| 10 | XLK | Ss Technology Select Sector | +0.3% | +58.63% | Add |
| 11 | CAT | Caterpillar INC | +0.3% | -0.28% | Trim |
| 12 | LLY | Eli Lilly & Co | +0.3% | +177.74% | Add |
| 13 | CIBR | First Trust Nasdaq Cybersecu | +0.3% | +223.39% | Add |
| 14 | CVX | Chevron CORP | +0.2% | +6.19% | Add |
| 15 | COST | Costco Wholesale CORP | +0.2% | -1.37% | Trim |
| 16 | LQTI | Ft Vest Invst Grd Trgt I ETF | +0.2% | +79.07% | Add |
| 17 | NFLX | Netflix INC | +0.2% | +184.96% | Add |
| 18 | T | At&t INC | +0.2% | +10.45% | Add |
| 19 | ITWO | Proshares R2000 Hi Incom ETF | +0.2% | +69.82% | Add |
| 20 | HYTI | Ft Vst High Yld & Tar In ETF | +0.2% | +73.20% | Add |
| 21 | DUK | Duke Energy CORP | +0.2% | +0.23% | Add |
| 22 | IQQQ | Proshares Ndx High Incom ETF | +0.2% | +68.12% | Add |
| 23 | WMT | Walmart INC | +0.1% | -5.08% | Trim |
| 24 | XLF | Ss Financial Select Sector | -0.2% | -4.22% | Trim |
| 25 | VRTX | Vertex Pharmaceuticals INC | -0.3% | -43.50% | Trim |
| 26 | STLD | Steel Dynamics INC | -0.3% | -22.40% | Trim |
| 27 | CEG | Constellation Energy | -0.3% | +2.80% | Add |
| 28 | SPYI | Neos S&p 500 High Income ETF | -0.3% | -15.10% | Trim |
| 29 | LMT | Lockheed Martin CORP | -0.3% | -29.60% | Trim |
| 30 | JEPQ | JPM Nasdaq Equity Premium | -0.4% | -3.78% | Trim |
| 31 | BRK-B | Berkshire Hathaway Inc-cl B | -0.4% | -5.33% | Trim |
| 32 | PGR | Progressive CORP | -0.4% | -4.01% | Trim |
| 33 | IBM | Intl Business Machines CORP | -0.4% | -9.37% | Trim |
| 34 | BUFR | Ft Vest Lad Buffervetf-usd I | -0.5% | -16.13% | Trim |
| 35 | CL | Colgate-palmolive Co | -0.5% | -30.26% | Trim |
| 36 | AMZN | Amazon.com INC | -0.5% | -3.45% | Trim |
| 37 | TMFE | Motley Fool Capital Efficie | -0.6% | -36.31% | Trim |
| 38 | AAPL | Apple INC | -0.7% | -1.55% | Trim |
| 39 | NVDA | Nvidia CORP | -0.7% | -9.37% | Trim |
| 40 | JEPI | Jpmorgan Equity Premium Inco | -0.8% | -24.87% | Trim |
| 41 | GLD | Spdr Gold Shares | -0.8% | -28.94% | Trim |
| 42 | MSFT | Microsoft CORP | -1.2% | -5.71% | Trim |
| 43 | FTCB | Ft Core Investment Grade ETF | — | NEW | New buy |
| 44 | FTSM | First Trust Enh Short Mat Fd | — | NEW | New buy |
| 45 | AIRR | First Trust Rba American Ind | — | NEW | New buy |
| 46 | GRID | First Trst Nasd Cl Edg Sgiif | — | NEW | New buy |
| 47 | TCAL | T Rowe Pre Cpt Apr Pr In ETF | — | NEW | New buy |
| 48 | HYFI | AB High Yield ETF | — | NEW | New buy |
| 49 | LUV | Southwest Airlines Co | — | NEW | New buy |
| 50 | GRAL | Grail INC | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-23 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-27 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-05-14 | 13F-HR | View on EDGAR |
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