CIK: 0001922498
Total reported value
$456.5M
Reporting period: 2025-03-31 · Number of holdings: 105
Safeguard Financial, LLC disclosed 105 holdings in its latest 13F filing for the period ending 2025-03-31, with total reported value of $456.5M and a quarterly turnover rate of 0.0%.
Browse other institutions with $100M to $1B AUMBrowse other institutions starting with "S"
Safeguard Financial, LLC's disclosed holdings carry a Herfindahl concentration index of 0.159 — mathematically equivalent to about 6 equally-sized positions, well below its 105 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.97), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VUG | Vanguard Growth ETF | ETF-Other | 28.85% | — | +3.15% | |
| 2 | VTV | Vanguard Value ETF | ETF-Other | 25.30% | — | +2.36% | |
| 3 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 5.79% | — | +5.27% | |
| 4 | VBR | Vanguard Small-cap Value ETF | ETF-Other | 5.40% | — | +4.87% | |
| 5 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 4.01% | — | +8.41% | |
| 6 | SCHG | Schwab US Large-cap Growth | ETF-Other | 3.72% | — | +20.89% | |
| 7 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 2.22% | — | -1.94% | |
| 8 | SCHV | Schwab US Large-cap Value | ETF-Other | 1.77% | — | +7.89% | |
| 9 | IBDQ | Ishares Ibonds Dec 2025 Term | ETF-Other | 1.26% | — | +22.13% | |
| 10 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 1.23% | — | -4.09% | |
| 11 | IBDR | Ishares Ibonds Dec 2026 Term | ETF-Other | 1.10% | — | +25.01% | |
| 12 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.97% | — | -2.57% | |
| 13 | SCHA | Schwab US Small-cap ETF | ETF-Other | 0.95% | — | +8.69% | |
| 14 | IBDS | Ishrs Ibnds Dec 27 CORP ETF | ETF-Other | 0.90% | — | +29.91% | |
| 15 | IBDT | Ishares Ibonds Dec 2028 ETF | ETF-Other | 0.73% | — | +36.93% | |
| 16 | AAPL | Apple INC | Stock-Tech | 0.73% | — | -1.62% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 0.70% | — | +0.36% | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.61% | — | +16.58% | |
| 19 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 0.61% | — | -5.39% | |
| 20 | IBDU | Ishares Ibonds Dec 2029 Term | ETF-Other | 0.51% | — | +63.27% | |
| 21 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.47% | — | -2.10% | |
| 22 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 0.43% | — | -7.56% | |
| 23 | SCHD | Schwab US Dvd Equity ETF | ETF-Other | 0.42% | — | +1.70% | |
| 24 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-Large Cap & Growth | 0.40% | — | +0.03% | |
| 25 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 0.40% | — | -1.19% | |
| 26 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.38% | — | -1.28% | |
| 27 | VOT | Vanguard Mid-cap Growth ETF | ETF-Other | 0.37% | — | -6.94% | |
| 28 | NVDA | Nvidia CORP | Stock-Tech | 0.35% | — | -4.67% | |
| 29 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.30% | — | -9.90% | |
| 30 | TLT | iShares 20+ Year Treasury Bond ETF | ETF-Gov Bonds | 0.30% | — | +7.89% | |
| 31 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.29% | — | +4.12% | |
| 32 | VGT | Vanguard Info Tech ETF | ETF-Tech | 0.26% | — | +1.25% | |
| 33 | SCHF | Schwab Intl Equity ETF | ETF-Other | 0.25% | — | -2.40% | |
| 34 | IBTG | Ishares Ibonds Dec 2026 Term | ETF-Other | 0.24% | — | +16.57% | |
| 35 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.24% | — | -7.37% | |
| 36 | VIG | Vanguard Dividend Apprec ETF | ETF-Other | 0.23% | — | -1.58% | |
| 37 | VONG | Vanguard Russell 1000 Growth | ETF-Other | 0.22% | — | -1.27% | |
| 38 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.22% | — | +1.46% | |
| 39 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.20% | — | +13.89% | |
| 40 | STXG | Strive 1000 Growth ETF | ETF-Other | 0.19% | — | -3.87% | |
| 41 | SMH | Vaneck Semiconductor ETF | ETF-Other | 0.19% | — | +79.76% | |
| 42 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.18% | — | -10.03% | |
| 43 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.18% | — | +8.18% | |
| 44 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.17% | — | +2.98% | |
| 45 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.17% | — | -34.84% | |
| 46 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.17% | — | -6.70% | |
| 47 | TSLA | Tesla INC | Stock-Consumer Disc | 0.17% | — | +0.10% | |
| 48 | STXV | Strive 1000 Value ETF | ETF-Other | 0.16% | — | -13.14% | |
| 49 | SCHX | Schwab US Large-cap ETF | ETF-Other | 0.16% | — | +0.19% | |
| 50 | MA | Mastercard INC - A | Stock-Financials | 0.15% | — | -7.75% |
Performance for Q3 2026
+3.9%
Performance Last 4 Quarters
+21.2%
Based on 89% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2025-03-31 | 105 | $456.5M | 0 | |
| 2024-12-31 | 114 | $460.2M | 0 | |
| 2024-09-30 | 125 | $424.4M | 0 | |
| 2024-06-30 | 100 | $359.6M | 0 | |
| 2024-03-31 | 81 | $306.9M | 0 | |
| 2023-12-31 | 79 | $264.1M | 0 | |
| 2023-09-30 | 72 | $207.3M | 0 | |
| 2023-06-30 | 605 | $207.6M | 0 | |
| 2023-03-31 | 70 | $164.7M | 0 | |
| 2022-12-31 | 67 | $139.7M | 0 | |
| 2022-09-30 | 49 | $108.0M | 0 | |
| 2022-06-30 | 43 | $83.8M | 0 | |
| 2022-03-31 | 48 | $66.9M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2025-03-31 | 2025-04-11 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-15 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-07 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-10 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-30 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-30 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-07 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-26 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-10 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-07 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-03 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-19 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001750980
Total reported value
$456.5M
359 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001668155
Total reported value
$456.6M
108 stks
2024-09-30
Stale — no recent filing
AUM within 0.0% of this institution
CIK 0001845943
Total reported value
$456.3M
169 stks
2026-03-31
AUM within 0.0% of this institution
Institutions with overlapping top holdings
CIK 0001782491
Total reported value
$296.1M
124 stks
2026-03-31
4 of the top 5 holdings overlap, including Vanguard Growth ETF
CIK 0000882928
Total reported value
$26.0B
702 stks
2026-03-31
3 of the top 5 holdings overlap, including Ishares Core Msci Eafe ETF
CIK 0001002672
Total reported value
$2.6B
240 stks
2026-06-30
3 of the top 5 holdings overlap, including Vanguard Value ETF