CIK: 0001581594
Total reported value
$136.0K
Reporting period: 2016-09-30 · Number of holdings: 23
Rocky Mountain Private Wealth Management, L.L.C. disclosed 23 holdings in its latest 13F filing for the period ending 2016-09-30, with total reported value of $136.0K and a quarterly turnover rate of 24.7%.
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Rocky Mountain Private Wealth Management, L.L.C.'s disclosed holdings carry a Herfindahl concentration index of 0.193 — mathematically equivalent to about 5 equally-sized positions, well below its 23 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.90), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 67% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add CMCSA
0.0% $1.0K
Add TXN
0.0% $2.0K
Add AIEUR
0.0% $1.0K
Add HPE
0.0% $1.0K
Add MCHP
0.0% $1.0K
Add ZTS
0.0% $1.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | CMCSA | Comcast Corp-class A | Stock-Comm Services | 40.44% | +5.82% | — | |
| 2 | TXN | Texas Instruments INC | Stock-Tech | 10.29% | +2.60% | — | |
| 3 | HPE | Hewlett Packard Enterprise | Stock-Tech | 5.15% | +1.30% | — | |
| 4 | AIEUR | Arlington Asset Investment-a | Stock-Other | 5.15% | +1.30% | — | |
| 5 | ORCL | Oracle CORP | Stock-Tech | 5.15% | +0.02% | — | |
| 6 | MO | Altria Group INC | Stock-Consumer Staples | 4.41% | +0.56% | — | |
| 7 | MCHP | Microchip Technology INC | Stock-Tech | 4.41% | +1.20% | — | |
| 8 | DUK | Du Pont E I De Nemour&Co | Stock-Utilities | 4.41% | +0.56% | — | |
| 9 | HPQ | Hp INC | Stock-Tech | 3.68% | +1.12% | — | |
| 10 | ZTS | Zoetis INC | Stock-Healthcare | 3.68% | +1.12% | — | |
| 11 | T | At&t INC | Stock-Comm Services | 2.94% | +0.38% | — | |
| 12 | ROCK | Gibraltar Industries INC | Stock-Other | 2.21% | +0.29% | — | |
| 13 | CVX | Chevron CORP | Stock-Energy | 2.21% | +0.29% | — | |
| 14 | PFE | Pfizer INC | Stock-Healthcare | 2.21% | +0.29% | — | |
| 15 | AEP | American Electric Power Company, Inc. | Stock-Utilities | 1.47% | -0.45% | — | |
| 16 | VTY | Verint Systems INC | Stock-Other | 0.74% | +0.10% | — | |
| 17 | ET | Energy Transfer LP | Stock-Energy | 0.74% | +0.10% | — | |
| 18 | PBI | Pitney Bowes INC | Stock-Other | 0.74% | +0.10% | — | |
| 19 | ISSC | Innovative Solutions & Supp | Stock-Other | — | — | — | |
| 20 | STRL | Sterling Infrastructure INC | Stock-Industrials | — | — | — | |
| 21 | CC | Chemours Co/the | Stock-Materials | — | — | — | |
| 22 | DISCKUSD | Discovery Inc-c | Stock-Other | — | — | — | |
| 23 | AVPUSD | Avon Products INC | Stock-Other | — | — | — |
Not enough priced holdings yet to compute performance
Rocky Mountain Private Wealth Management, L.L.C.'s most significant position changes for 2016-09-30: Sold out: Apple INC (AAPL); Sold out: Strategy INC (MSTR); Sold out: Adtran INC (ADTNEUR); Sold out: Xura INC Com; Sold out: Southern Co/the (SO).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | CMCSA | Comcast Corp-class A | +5.8% | — | Unchanged |
| 2 | TXN | Texas Instruments INC | +2.6% | — | Unchanged |
| 3 | AIEUR | Arlington Asset Investment-a | +1.3% | — | Unchanged |
| 4 | HPE | Hewlett Packard Enterprise | +1.3% | — | Unchanged |
| 5 | MCHP | Microchip Technology INC | +1.2% | — | Unchanged |
| 6 | ZTS | Zoetis INC | +1.1% | — | Unchanged |
| 7 | HPQ | Hp INC | +1.1% | — | Unchanged |
| 8 | DUK | Du Pont E I De Nemour&Co | +0.6% | — | Unchanged |
| 9 | MO | Altria Group INC | +0.6% | — | Unchanged |
| 10 | T | At&t INC | +0.4% | — | Unchanged |
| 11 | CVX | Chevron CORP | +0.3% | — | Unchanged |
| 12 | PFE | Pfizer INC | +0.3% | — | Unchanged |
| 13 | ROCK | Gibraltar Industries INC | +0.3% | — | Unchanged |
| 14 | VTY | Verint Systems INC | +0.1% | — | Unchanged |
| 15 | ET | Energy Transfer LP | +0.1% | — | Unchanged |
| 16 | PBI | Pitney Bowes INC | +0.1% | — | Unchanged |
| 17 | ORCL | Oracle CORP | 0% | — | Unchanged |
| 18 | DISCKUSD | Discovery Inc-c | — | — | Unchanged |
| 19 | AVPUSD | Avon Products INC | — | — | Unchanged |
| 20 | ISSC | Innovative Solutions & Supp | — | — | Unchanged |
| 21 | CC | Chemours Co/the | — | — | Unchanged |
| 22 | STRL | Sterling Infrastructure INC | — | — | Unchanged |
| 23 | AEP | American Electric Power Company, Inc. | -0.5% | — | Unchanged |
| 24 | AAPL | Apple INC | — | EXIT | Sold out |
| 25 | MSTR | Strategy INC | — | EXIT | Sold out |
| 26 | ADTNEUR | Adtran INC | — | EXIT | Sold out |
| 27 | ✓ | Xura INC Com | — | EXIT | Sold out |
| 28 | SO | Southern Co/the | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-12 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-05-13 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-16 | 13F-HR | View on EDGAR |
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