Raven Rock Capital Management, LLC SEC 13F Disclosure Analysis

CIK: 0001607618

High-turnover traderQuality / disciplined sizingConcentrated strategy

Total reported value

$5.4K

Reporting period: 2015-12-31 · Number of holdings: 5

RAVEN ROCK CAPITAL MANAGEMENT, LLC disclosed 5 holdings in its latest 13F filing for the period ending 2015-12-31, with total reported value of $5.4K and a quarterly turnover rate of 100.0%.

Browse other institutions with under $100M AUM Browse other institutions starting with "R"

Personality snowflake

Concentration: 90.67
Portfolio Stability: 100
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 10
Sizing Uniformity: 95.92

Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.

Recent moves

Add GECBLE 4.5 11-15-29
-39.7%　-$1.2K
Add CSV 2.75 03-15-21
-43.8%　-$875.0
Add ICON 1.5 03-15-18
-71.3%　-$2.1K
Add BCOR 4.25 04-01-19
-68.8%　-$1.7K
Add MHO 3.25 09-15-17
-82.1%　-$3.6K
Sold out ASRT 2.5 09-01-21

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GECBLE 4.5 11-15-29	General Cable CORP	Stock-Other	33.81%	+25.90%	-39.67%
2	CSV 2.75 03-15-21	Carriage Services INC	Stock-Other	21.02%	+15.75%	-43.75%
3	ICON 1.5 03-15-18	Iconix Brand Group INC	Stock-Other	16.07%	+8.16%	-71.33%
4	BCOR 4.25 04-01-19	Blucora INC	Stock-Other	14.57%	+7.98%	-68.80%
5	MHO 3.25 09-15-17	M/i Homes INC	Stock-Consumer Disc	14.53%	+3.08%	-82.09%

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2015-12-31	5	$5.4K	100	1GECBLE 4.5 11-15-29 2CSV 2.75 03-15-21 3ICON 1.5 03-15-18 Top holdings2015-12-31 1.GECBLE 4.5 11-15-29 2.CSV 2.75 03-15-21 3.ICON 1.5 03-15-18 4.BCOR 4.25 04-01-19 5.MHO 3.25 09-15-17
2015-09-30	14	$37.9K	49	1MHO 3.25 09-15-17 2ASRT 2.5 09-01-21 3ECPG 3 11-27-17 Top holdings2015-09-30 1.MHO 3.25 09-15-17 2.ASRT 2.5 09-01-21 3.ECPG 3 11-27-17 4.ASCMA 4 07-15-20 5.ICON 1.5 03-15-18 6.GECBLE 4.5 11-15-29 7.ARAY 3.5 02-01-18 8.EXEL 4.25 08-15-19 9.LGND 0.75 08-15-19 10.BCOR 4.25 04-01-19
2015-06-30	12	$43.7K	32	1ASCMA 4 07-15-20 2ECPG 3 11-27-17 3ASRT 2.5 09-01-21 Top holdings2015-06-30 1.ASCMA 4 07-15-20 2.ECPG 3 11-27-17 3.ASRT 2.5 09-01-21 4.MHO 3.25 09-15-17 5.EXEL 4.25 08-15-19 6.ARAY 3.5 02-01-18 7.CIEI 2.625 12-01-19 8.ICON 1.5 03-15-18 9.GECBLE 4.5 11-15-29 10.BCOR 4.25 04-01-19
2015-03-31	11	$38.9K	62	1ECPG 3 11-27-17 2MHO 3.25 09-15-17 3ARAY 3.5 02-01-18 Top holdings2015-03-31 1.ECPG 3 11-27-17 2.MHO 3.25 09-15-17 3.ARAY 3.5 02-01-18 4.ASCMA 4 07-15-20 5.ICON 1.5 03-15-18 6.EXEL 4.25 08-15-19 7.CIEI 2.625 12-01-19 8.GECBLE 4.5 11-15-29 9.BCOR 4.25 04-01-19 10.EXXI 3 12-15-18
2014-12-31	20	$71.2K	77	1ECPG 3 11-27-17 2ASCMA 4 07-15-20 3HPR 5 03-15-28 Top holdings2014-12-31 1.ECPG 3 11-27-17 2.ASCMA 4 07-15-20 3.HPR 5 03-15-28 4.MHO 3.25 09-15-17 5.ICON 1.5 03-15-18 6.ARAY 3.5 02-01-18 7.EXEL 4.25 08-15-19 8.CIEI 3.125 05-15-24 9.CKH 2.5 12-15-27 10.CIEI 2.625 12-01-19
2014-09-30	22	$109.4K	76	1MDVN 2.625 04-01-17 2ECPG 3 11-27-17 3NR 4 10-01-17 Top holdings2014-09-30 1.MDVN 2.625 04-01-17 2.ECPG 3 11-27-17 3.NR 4 10-01-17 4.ASCMA 4 07-15-20 5.MOH 1.125 01-15-20 6.CKH 2.5 12-15-27 7.HPR 5 03-15-28 8.NUAN 2.75 11-01-31 9.MHO 3.25 09-15-17 10.EQIX 4.75 06-15-16
2014-06-30	26	$146.2K	53	1TSLA 1.25 03-01-212G258613ECPG 3 11-27-17 Top holdings2014-06-30 1.TSLA 1.25 03-01-21 2.G25861 3.ECPG 3 11-27-17 4.EXE 2.5 05-15-37 * 5.ASCMA 4 07-15-20 6.NR 4 10-01-17 7.WMGI 2 08-15-17 8.EXEL 4.25 08-15-19 9.GWR 5 10-01-15 10.GTLS 2 08-01-18
2014-03-31	27	$164.4K	0	1CKH 2.5 12-15-27 2TSLAEN 2.75 11-01-18 3TSLA 1.25 03-01-21 Top holdings2014-03-31 1.CKH 2.5 12-15-27 2.TSLAEN 2.75 11-01-18 3.TSLA 1.25 03-01-21 4.EXE 2.5 05-15-37 * 5.22943F 6.ECPG 3 11-27-17 7.WMGI 2 08-15-17 8.EXEL 4.25 08-15-19 9.NR 4 10-01-17 10.ARAY 3.5 02-01-18

Holding changes this quarter

Raven Rock Capital Management, LLC's most significant position changes for 2015-12-31: Sold out: Assertio Therapeutics In (ASRT 2.5 09-01-21); Sold out: Encore Capital Group INC (ECPG 3 11-27-17); Sold out: Ascent Capital Group INC (ASCMA 4 07-15-20); Sold out: Accuray INC (ARAY 3.5 02-01-18); Sold out: Exelixis INC (EXEL 4.25 08-15-19).

Position changes disclosed by Raven Rock Capital Management, LLC for the quarter ending 2015-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GECBLE 4.5 11-15-29	General Cable CORP	+25.9%	-39.67%	Trim
2	CSV 2.75 03-15-21	Carriage Services INC	+15.8%	-43.75%	Trim
3	ICON 1.5 03-15-18	Iconix Brand Group INC	+8.2%	-71.33%	Trim
4	BCOR 4.25 04-01-19	Blucora INC	+8%	-68.80%	Trim
5	MHO 3.25 09-15-17	M/i Homes INC	+3.1%	-82.09%	Trim
6	ASRT 2.5 09-01-21	Assertio Therapeutics In	—	EXIT	Sold out
7	ECPG 3 11-27-17	Encore Capital Group INC	—	EXIT	Sold out
8	ASCMA 4 07-15-20	Ascent Capital Group INC	—	EXIT	Sold out
9	ARAY 3.5 02-01-18	Accuray INC	—	EXIT	Sold out
10	EXEL 4.25 08-15-19	Exelixis INC	—	EXIT	Sold out
11	LGND 0.75 08-15-19	Ligand Pharmaceuticals I	—	EXIT	Sold out
12	ENOC 2.25 08-15-19	Enel X North America INC	—	EXIT	Sold out
13	AMAG 2.5 02-15-19	Amag Pharmaceuticals INC	—	EXIT	Sold out
14	AFFX 4 07-01-19	Affymetrix INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2015-12-31	2016-02-01	13F-HR	View on EDGAR
2015-09-30	2015-11-12	13F-HR	View on EDGAR
2015-06-30	2015-08-11	13F-HR	View on EDGAR
2015-03-31	2015-05-13	13F-HR	View on EDGAR
2014-12-31	2015-02-13	13F-HR	View on EDGAR
2014-09-30	2014-11-13	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-07-08	Amendment	View on EDGAR
2014-03-31	2014-05-09	13F-HR	View on EDGAR

FAQ

What is Raven Rock Capital Management, LLC and what type of investor is it?

Raven Rock Capital Management, LLC is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2015-12-31), the firm manages a tracked equity portfolio valued at approximately $5.4K, spread across 5 disclosed positions.

What are Raven Rock Capital Management, LLC's largest equity positions?

Based on the latest 13F filing, Raven Rock Capital Management, LLC's top holdings by market value are: 1. General Cable CORP (GECBLE 4.5 11-15-29) — $1.8K (33.8%) 2. Carriage Services INC (CSV 2.75 03-15-21) — $1.1K (21.0%) 3. Iconix Brand Group INC (ICON 1.5 03-15-18) — $860.0 (16.1%) 4. Blucora INC (BCOR 4.25 04-01-19) — $780.0 (14.6%) 5. M/i Homes INC (MHO 3.25 09-15-17) — $778.0 (14.5%)

What changes did Raven Rock Capital Management, LLC make in its most recent portfolio filing?

In the latest quarter, Raven Rock Capital Management, LLC took a more defensive posture — trimming 5 positions and completely exiting 9 holdings. The largest of these moves: Sold out: Assertio Therapeutics In (ASRT 2.5 09-01-21); Sold out: Encore Capital Group INC (ECPG 3 11-27-17); Sold out: Ascent Capital Group INC (ASCMA 4 07-15-20); Sold out: Accuray INC (ARAY 3.5 02-01-18); Sold out: Exelixis INC (EXEL 4.25 08-15-19)

What sectors does Raven Rock Capital Management, LLC focus on?

Raven Rock Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Consumer Discretionary: 100.0%

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Raven Rock Capital Management, LLC SEC 13F Disclosure Analysis

CIK: 0001607618

High-turnover traderQuality / disciplined sizingConcentrated strategy

Total reported value

$5.4K

Reporting period: 2015-12-31 · Number of holdings: 5

RAVEN ROCK CAPITAL MANAGEMENT, LLC disclosed 5 holdings in its latest 13F filing for the period ending 2015-12-31, with total reported value of $5.4K and a quarterly turnover rate of 100.0%.

Browse other institutions with under $100M AUM Browse other institutions starting with "R"

Personality snowflake

Concentration: 90.67
Portfolio Stability: 100
Momentum/Contrarian: 50
Sector conviction: 0
Diversification: 10
Sizing Uniformity: 95.92

Recent moves

Add GECBLE 4.5 11-15-29
-39.7%　-$1.2K
Add CSV 2.75 03-15-21
-43.8%　-$875.0
Add ICON 1.5 03-15-18
-71.3%　-$2.1K
Add BCOR 4.25 04-01-19
-68.8%　-$1.7K
Add MHO 3.25 09-15-17
-82.1%　-$3.6K
Sold out ASRT 2.5 09-01-21

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	GECBLE 4.5 11-15-29	General Cable CORP	Stock-Other	33.81%	+25.90%	-39.67%
2	CSV 2.75 03-15-21	Carriage Services INC	Stock-Other	21.02%	+15.75%	-43.75%
3	ICON 1.5 03-15-18	Iconix Brand Group INC	Stock-Other	16.07%	+8.16%	-71.33%
4	BCOR 4.25 04-01-19	Blucora INC	Stock-Other	14.57%	+7.98%	-68.80%
5	MHO 3.25 09-15-17	M/i Homes INC	Stock-Consumer Disc	14.53%	+3.08%	-82.09%

Portfolio Performance

Not enough priced holdings yet to compute performance

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2015-12-31	5	$5.4K	100	1GECBLE 4.5 11-15-29 2CSV 2.75 03-15-21 3ICON 1.5 03-15-18 Top holdings2015-12-31 1.GECBLE 4.5 11-15-29 2.CSV 2.75 03-15-21 3.ICON 1.5 03-15-18 4.BCOR 4.25 04-01-19 5.MHO 3.25 09-15-17
2015-09-30	14	$37.9K	49	1MHO 3.25 09-15-17 2ASRT 2.5 09-01-21 3ECPG 3 11-27-17 Top holdings2015-09-30 1.MHO 3.25 09-15-17 2.ASRT 2.5 09-01-21 3.ECPG 3 11-27-17 4.ASCMA 4 07-15-20 5.ICON 1.5 03-15-18 6.GECBLE 4.5 11-15-29 7.ARAY 3.5 02-01-18 8.EXEL 4.25 08-15-19 9.LGND 0.75 08-15-19 10.BCOR 4.25 04-01-19
2015-06-30	12	$43.7K	32	1ASCMA 4 07-15-20 2ECPG 3 11-27-17 3ASRT 2.5 09-01-21 Top holdings2015-06-30 1.ASCMA 4 07-15-20 2.ECPG 3 11-27-17 3.ASRT 2.5 09-01-21 4.MHO 3.25 09-15-17 5.EXEL 4.25 08-15-19 6.ARAY 3.5 02-01-18 7.CIEI 2.625 12-01-19 8.ICON 1.5 03-15-18 9.GECBLE 4.5 11-15-29 10.BCOR 4.25 04-01-19
2015-03-31	11	$38.9K	62	1ECPG 3 11-27-17 2MHO 3.25 09-15-17 3ARAY 3.5 02-01-18 Top holdings2015-03-31 1.ECPG 3 11-27-17 2.MHO 3.25 09-15-17 3.ARAY 3.5 02-01-18 4.ASCMA 4 07-15-20 5.ICON 1.5 03-15-18 6.EXEL 4.25 08-15-19 7.CIEI 2.625 12-01-19 8.GECBLE 4.5 11-15-29 9.BCOR 4.25 04-01-19 10.EXXI 3 12-15-18
2014-12-31	20	$71.2K	77	1ECPG 3 11-27-17 2ASCMA 4 07-15-20 3HPR 5 03-15-28 Top holdings2014-12-31 1.ECPG 3 11-27-17 2.ASCMA 4 07-15-20 3.HPR 5 03-15-28 4.MHO 3.25 09-15-17 5.ICON 1.5 03-15-18 6.ARAY 3.5 02-01-18 7.EXEL 4.25 08-15-19 8.CIEI 3.125 05-15-24 9.CKH 2.5 12-15-27 10.CIEI 2.625 12-01-19
2014-09-30	22	$109.4K	76	1MDVN 2.625 04-01-17 2ECPG 3 11-27-17 3NR 4 10-01-17 Top holdings2014-09-30 1.MDVN 2.625 04-01-17 2.ECPG 3 11-27-17 3.NR 4 10-01-17 4.ASCMA 4 07-15-20 5.MOH 1.125 01-15-20 6.CKH 2.5 12-15-27 7.HPR 5 03-15-28 8.NUAN 2.75 11-01-31 9.MHO 3.25 09-15-17 10.EQIX 4.75 06-15-16
2014-06-30	26	$146.2K	53	1TSLA 1.25 03-01-212G258613ECPG 3 11-27-17 Top holdings2014-06-30 1.TSLA 1.25 03-01-21 2.G25861 3.ECPG 3 11-27-17 4.EXE 2.5 05-15-37 * 5.ASCMA 4 07-15-20 6.NR 4 10-01-17 7.WMGI 2 08-15-17 8.EXEL 4.25 08-15-19 9.GWR 5 10-01-15 10.GTLS 2 08-01-18
2014-03-31	27	$164.4K	0	1CKH 2.5 12-15-27 2TSLAEN 2.75 11-01-18 3TSLA 1.25 03-01-21 Top holdings2014-03-31 1.CKH 2.5 12-15-27 2.TSLAEN 2.75 11-01-18 3.TSLA 1.25 03-01-21 4.EXE 2.5 05-15-37 * 5.22943F 6.ECPG 3 11-27-17 7.WMGI 2 08-15-17 8.EXEL 4.25 08-15-19 9.NR 4 10-01-17 10.ARAY 3.5 02-01-18

Holding changes this quarter

Position changes disclosed by Raven Rock Capital Management, LLC for the quarter ending 2015-12-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	GECBLE 4.5 11-15-29	General Cable CORP	+25.9%	-39.67%	Trim
2	CSV 2.75 03-15-21	Carriage Services INC	+15.8%	-43.75%	Trim
3	ICON 1.5 03-15-18	Iconix Brand Group INC	+8.2%	-71.33%	Trim
4	BCOR 4.25 04-01-19	Blucora INC	+8%	-68.80%	Trim
5	MHO 3.25 09-15-17	M/i Homes INC	+3.1%	-82.09%	Trim
6	ASRT 2.5 09-01-21	Assertio Therapeutics In	—	EXIT	Sold out
7	ECPG 3 11-27-17	Encore Capital Group INC	—	EXIT	Sold out
8	ASCMA 4 07-15-20	Ascent Capital Group INC	—	EXIT	Sold out
9	ARAY 3.5 02-01-18	Accuray INC	—	EXIT	Sold out
10	EXEL 4.25 08-15-19	Exelixis INC	—	EXIT	Sold out
11	LGND 0.75 08-15-19	Ligand Pharmaceuticals I	—	EXIT	Sold out
12	ENOC 2.25 08-15-19	Enel X North America INC	—	EXIT	Sold out
13	AMAG 2.5 02-15-19	Amag Pharmaceuticals INC	—	EXIT	Sold out
14	AFFX 4 07-01-19	Affymetrix INC	—	EXIT	Sold out

Filing History

Period	Filed	Type	EDGAR
2015-12-31	2016-02-01	13F-HR	View on EDGAR
2015-09-30	2015-11-12	13F-HR	View on EDGAR
2015-06-30	2015-08-11	13F-HR	View on EDGAR
2015-03-31	2015-05-13	13F-HR	View on EDGAR
2014-12-31	2015-02-13	13F-HR	View on EDGAR
2014-09-30	2014-11-13	13F-HR	View on EDGAR
2014-06-30	2014-08-14	13F-HR	View on EDGAR
2014-03-31	2014-07-08	Amendment	View on EDGAR
2014-03-31	2014-05-09	13F-HR	View on EDGAR

FAQ

What is Raven Rock Capital Management, LLC and what type of investor is it?

What are Raven Rock Capital Management, LLC's largest equity positions?

What changes did Raven Rock Capital Management, LLC make in its most recent portfolio filing?

What sectors does Raven Rock Capital Management, LLC focus on?

Raven Rock Capital Management, LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Consumer Discretionary: 100.0%