CIK: 0001741426
Total reported value
$278.2M
Reporting period: 2026-06-30 · Number of holdings: 209
Quad-Cities Investment Group, LLC disclosed 209 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $278.2M and a quarterly turnover rate of 18.8%.
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Quad-Cities Investment Group, LLC's disclosed holdings carry a Herfindahl concentration index of 0.016 — mathematically equivalent to about 62 equally-sized positions, well below its 209 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.55), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 35% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IAGG
-78.4% -$2.8M
Add PYLD
+166.5% $2.2M
Trim XOM
-21.1% -$922.0K
Add ACYN
+515.3% $1.1M
Trim CRON
-74.8% -$716.9K
Add QQQ
-0.2% $1.3M
Showing top 200 holdings (of 209 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 5.82% | +0.08% | -1.51% | |
| 2 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 3.79% | +0.13% | +3.60% | |
| 3 | FPE | Ft-preferred Secur & INC ETF | ETF-Other | 3.63% | -0.16% | +5.22% | |
| 4 | DGRO | Ishares Core Dividend Growth | ETF-Other | 3.11% | +0.05% | +4.36% | |
| 5 | IJH | Ishares Core S&p Midcap ETF | ETF-Other | 2.94% | +0.07% | -0.41% | |
| 6 | DFAU | Dimensional US Core Equity M | ETF-Other | 2.70% | +0.22% | +5.51% | |
| 7 | JAAA | Janus Henderson Aaa Clo ETF | ETF-Other | 2.48% | — | +3.48% | |
| 8 | AMZN | Amazon.com INC | Stock-Consumer Disc | 2.32% | +0.05% | -0.64% | |
| 9 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 2.26% | +0.29% | -0.22% | |
| 10 | DFAI | Dimensional International Co | ETF-Other | 2.24% | -0.06% | +2.34% | |
| 11 | FBND | Fidelity Total Bond ETF | ETF-Other | 2.13% | — | +4.19% | |
| 12 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 2.07% | -0.01% | -3.52% | |
| 13 | NVDA | Nvidia CORP | Stock-Tech | 1.86% | +0.06% | -0.09% | |
| 14 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 1.82% | +0.14% | +0.82% | |
| 15 | WFC | Wells Fargo & Co | Stock-Financials | 1.52% | — | -0.33% | |
| 16 | HYLS | Ft Tactical High Yield ETF | ETF-High Yield | 1.38% | — | +6.40% | |
| 17 | MSFT | Microsoft CORP | Stock-Tech | 1.35% | — | -6.39% | |
| 18 | TPYP | Tortoise North American Pipe | ETF-Other | 1.33% | — | -1.53% | |
| 19 | PYLD | Pimco Multisector Bond Actv | ETF-Other | 1.28% | +0.75% | +166.53% | |
| 20 | DE | Deere & Co | Stock-Industrials | 1.25% | +0.01% | -0.51% | |
| 21 | CAT | Caterpillar INC | Stock-Industrials | 1.20% | +0.20% | -11.92% | |
| 22 | DFAC | Dimensional US Core Equity 2 | ETF-Other | 1.17% | +0.10% | +6.11% | |
| 23 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 1.16% | +0.05% | +0.62% | |
| 24 | DFAE | Dimensional Emerging Core Eq | ETF-Emerging Markets | 1.16% | +0.06% | -1.32% | |
| 25 | WMT | Walmart INC | Stock-Consumer Staples | 1.04% | -0.23% | -0.43% | |
| 26 | DFAX | Dimensional World Ex US Core | ETF-Other | 0.93% | — | +1.64% | |
| 27 | RQI | Cohen & Steers Qual INC Rlty | Stock-Other | 0.91% | — | +3.74% | |
| 28 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.91% | +0.10% | +1.25% | |
| 29 | AVGO | Broadcom INC | Stock-Tech | 0.91% | +0.07% | -2.61% | |
| 30 | TSLA | Tesla INC | Stock-Consumer Disc | 0.87% | +0.13% | +15.40% | |
| 31 | DFAS | Dimensional US Small Cap ETF | ETF-Small Cap | 0.83% | +0.05% | +2.89% | |
| 32 | AVMC | Avantis US Mid Cap Eq ETF | ETF-Other | 0.82% | +0.11% | +15.62% | |
| 33 | JCPB | Jpmorgan Core Plus Bond ETF | ETF-Other | 0.79% | — | +1.64% | |
| 34 | FBT | First Trust Nyse Arca Biotec | ETF-Other | 0.78% | +0.09% | +1.93% | |
| 35 | FDL | First Trust Morn Dvd Lead In | ETF-Other | 0.74% | — | -2.23% | |
| 36 | FEMS | First Trust Emerging Markets | ETF-Emerging Markets | 0.72% | — | -2.57% | |
| 37 | RDVI | Ft Vest Rising Dividend Achi | ETF-Other | 0.70% | +0.05% | +3.76% | |
| 38 | FTCS | First Trust Capital Strength | ETF-Other | 0.67% | — | -5.09% | |
| 39 | AXON | Axon Enterprise INC | Stock-Industrials | 0.64% | +0.17% | +15.50% | |
| 40 | RDVY | First Trust Rising Dividend | ETF-Other | 0.60% | — | -0.61% | |
| 41 | XOM | Exxon Mobil CORP | Stock-Energy | 0.58% | -0.43% | -21.08% | |
| 42 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.57% | — | -3.01% | |
| 43 | FTSM | First Trust Enh Short Mat Fd | ETF-Other | 0.56% | -0.24% | -22.69% | |
| 44 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.55% | +0.12% | -0.03% | |
| 45 | DFIC | Dimensional International Co | ETF-Other | 0.55% | — | +6.37% | |
| 46 | COLB | Columbia Banking System INC | Stock-Financials | 0.53% | — | +0.73% | |
| 47 | ICVT | Ishares Convertible Bond ETF | ETF-Other | 0.51% | — | -3.22% | |
| 48 | FTSL | First Trust Senior Loan ETF | ETF-Other | 0.50% | — | -1.09% | |
| 49 | VLO | Valero Energy CORP | Stock-Energy | 0.50% | — | -5.16% | |
| 50 | ACYN | Ft Lad Autocall Bar INC ETF | ETF-Other | 0.49% | +0.40% | +515.30% |
Performance for Q3 2026
+3%
Performance Last 4 Quarters
+19.4%
Based on 74% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-06-30 | 209 | $278.2M | 19 | |
| 2026-03-31 | 200 | $250.9M | 12 | |
| 2025-12-31 | 190 | $242.4M | 9 | |
| 2025-09-30 | 189 | $234.9M | 22 | |
| 2025-06-30 | 184 | $220.2M | 0 | |
| 2025-03-31 | 183 | $202.7M | 100 | |
| 2024-12-31 | 179 | $204.0M | 0 | |
| 2024-09-30 | 184 | $199.3M | 0 | |
| 2024-06-30 | 176 | $180.8M | 0 | |
| 2024-03-31 | 179 | $171.3M | 0 | |
| 2023-12-31 | 174 | $161.8M | 0 | |
| 2023-09-30 | 175 | $149.0M | 0 | |
| 2023-06-30 | 177 | $153.2M | 0 | |
| 2023-03-31 | 168 | $144.4M | 0 | |
| 2022-12-31 | 173 | $135.8M | 0 | |
| 2022-09-30 | 173 | $128.8M | 0 | |
| 2022-06-30 | 175 | $134.8M | 0 | |
| 2022-03-31 | 181 | $156.4M | 0 | |
| 2021-12-31 | 190 | $160.1M | 0 | |
| 2021-09-30 | 173 | $143.1M | 0 | |
| 2021-06-30 | 182 | $147.2M | 94 | |
| 2021-03-31 | 168 | $131.8M | 17 | |
| 2020-12-31 | 158 | $121.7M | 23 | |
| 2020-09-30 | 151 | $104.7M | 18 | |
| 2020-06-30 | 155 | $97.3M | 25 | |
| 2020-03-31 | 148 | $78.2M | 32 | |
| 2019-12-31 | 167 | $105.2M | 33 | |
| 2019-09-30 | 5536 | $118.4M | 12 | |
| 2019-06-30 | 5503 | $114.5M | 15 | |
| 2019-03-31 | 5385 | $110.1M | 22 | |
| 2018-12-31 | 5450 | $97.4M | 22 | |
| 2018-09-30 | 5435 | $113.6M | 14 | |
| 2018-06-30 | 5340 | $107.7M | 42 | |
| 2018-03-31 | 153 | $78.1M | 0 |
Quad-Cities Investment Group, LLC's most significant position changes for 2026-06-30: Sold out: Ft Vest US Small Cap Moderat (SNOV); New buy: Ft Vest U.s. Small Cap Moder (SMAY); New buy: Ishares Ibonds 2029 Tm Hy In (IBHI); New buy: Ft Vest US Equity Moderate B (GAPR); New buy: Marvell Technology INC (MRVL).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | PYLD | Pimco Multisector Bond Actv | +0.8% | +166.53% | Add |
| 2 | ACYN | Ft Lad Autocall Bar INC ETF | +0.4% | +515.30% | Add |
| 3 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | -0.22% | Trim |
| 4 | DFAU | Dimensional US Core Equity M | +0.2% | +5.51% | Add |
| 5 | SMAY | Ft Vest U.s. Small Cap Moder | +0.2% | NEW | New buy |
| 6 | CAT | Caterpillar INC | +0.2% | -11.92% | Trim |
| 7 | IBHI | Ishares Ibonds 2029 Tm Hy In | +0.2% | NEW | New buy |
| 8 | GAPR | Ft Vest US Equity Moderate B | +0.2% | NEW | New buy |
| 9 | AXON | Axon Enterprise INC | +0.2% | +15.50% | Add |
| 10 | MRVL | Marvell Technology INC | +0.2% | NEW | New buy |
| 11 | CRWD | Crowdstrike Holdings INC - A | +0.2% | NEW | New buy |
| 12 | IJR | Ishares Core S&p Small-cap E | +0.1% | +0.82% | Add |
| 13 | BSJS | Invesco Bulletshares 2028 Hy | +0.1% | +138.50% | Add |
| 14 | VGT | Vanguard Info Tech ETF | +0.1% | +1608.09% | Add |
| 15 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +3.60% | Add |
| 16 | TSLA | Tesla INC | +0.1% | +15.40% | Add |
| 17 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | -0.03% | Trim |
| 18 | QQQM | Invesco Nasdaq 100 ETF | +0.1% | +26.46% | Add |
| 19 | HOOD | Robinhood Markets INC - A | +0.1% | +54.85% | Add |
| 20 | AVMC | Avantis US Mid Cap Eq ETF | +0.1% | +15.62% | Add |
| 21 | DFAC | Dimensional US Core Equity 2 | +0.1% | +6.11% | Add |
| 22 | GOOG | Alphabet Inc-cl C | +0.1% | +1.25% | Add |
| 23 | CPA | Copa Holdings, S.A. | +0.1% | +1.82% | Add |
| 24 | FBT | First Trust Nyse Arca Biotec | +0.1% | +1.93% | Add |
| 25 | AAPL | Apple INC | +0.1% | -1.51% | Trim |
| 26 | EMXC | Ishares Msci Emr Mrk Ex Chna | +0.1% | +9.40% | Add |
| 27 | APLD | Applied Digital CORP | +0.1% | -7.49% | Trim |
| 28 | IJH | Ishares Core S&p Midcap ETF | +0.1% | -0.41% | Trim |
| 29 | AVGO | Broadcom INC | +0.1% | -2.61% | Trim |
| 30 | NVDA | Nvidia CORP | +0.1% | -0.09% | Trim |
| 31 | DFAE | Dimensional Emerging Core Eq | +0.1% | -1.32% | Trim |
| 32 | DGRO | Ishares Core Dividend Growth | +0.1% | +4.36% | Add |
| 33 | AMZN | Amazon.com INC | +0.1% | -0.64% | Trim |
| 34 | ITOT | Ishares Core S&p Total U.s. | +0.1% | +0.62% | Add |
| 35 | DFAS | Dimensional US Small Cap ETF | +0.1% | +2.89% | Add |
| 36 | RDVI | Ft Vest Rising Dividend Achi | +0.1% | +3.76% | Add |
| 37 | DE | Deere & Co | 0% | -0.51% | Trim |
| 38 | IVV | Ishares Core S&p 500 ETF | 0% | -3.52% | Trim |
| 39 | DFAI | Dimensional International Co | -0.1% | +2.34% | Add |
| 40 | HON | Honeywell International INC | -0.1% | EXIT | Sold out |
| 41 | BNDX | Vanguard Total Intl Bond ETF | -0.1% | EXIT | Sold out |
| 42 | AGG | Ishares Core U.s. Aggregate | -0.1% | EXIT | Sold out |
| 43 | FPE | Ft-preferred Secur & INC ETF | -0.2% | +5.22% | Add |
| 44 | IBHF | Ishares Ibond 2026 Hy & INC | -0.2% | -37.31% | Trim |
| 45 | WMT | Walmart INC | -0.2% | -0.43% | Trim |
| 46 | FTSM | First Trust Enh Short Mat Fd | -0.2% | -22.69% | Trim |
| 47 | SNOV | Ft Vest US Small Cap Moderat | -0.3% | EXIT | Sold out |
| 48 | CRON | Cronos Group INC | -0.3% | -74.77% | Trim |
| 49 | XOM | Exxon Mobil CORP | -0.4% | -21.08% | Trim |
| 50 | IAGG | Ishares Intl Aggregate Bond | -1.2% | -78.42% | Trim |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-06-30 | 2026-07-07 | 13F-HR | View on EDGAR |
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-14 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-16 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-11 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-09 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-14 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-16 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-12 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-12 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-10 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-05 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-12 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-21 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-02-14 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-14 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-08-08 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-06 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-02 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-12 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-10 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-29 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-10 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-09 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-05 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-11 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-28 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-29 | Amendment | View on EDGAR |
| 2019-09-30 | 2019-10-25 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-07-17 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-04-09 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-06 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-18 | Amendment | View on EDGAR |
| 2018-09-30 | 2018-10-17 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-08-07 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-23 | 13F-HR | View on EDGAR |
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