CIK: 0001275565
Total reported value
$30.3M
Reporting period: 2013-09-30 · Number of holdings: 68
Platinum Grove Asset Management, LP disclosed 68 holdings in its latest 13F filing for the period ending 2013-09-30, with total reported value of $30.3M and a quarterly turnover rate of 146.0%.
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Platinum Grove Asset Management, LP's disclosed holdings carry a Herfindahl concentration index of 0.136 — mathematically equivalent to about 7 equally-sized positions, well below its 68 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.90), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.4 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 15% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim 06740C519
-42.9% -$786.0K
Trim EEM
+94.7% $1.1M
Trim XLF
+49.7% $347.0K
New buy SPY
Sold out SMHC
Sold out IWM
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 35.33% | +35.33% | NEW | |
| 2 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 7.13% | -3.37% | +94.69% | |
| 3 | XLF | Ss Financial Select Sector | ETF-Other | 3.29% | -3.20% | +49.70% | |
| 4 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 2.47% | +2.47% | NEW | |
| 5 | ✓ | Barclays Bk PLC | Stock-Other | 2.25% | -12.44% | -42.90% | |
| 6 | BKNG | Booking Hldgs INC | Stock-Consumer Disc | 1.64% | +1.64% | NEW | |
| 7 | AIG | American International Group | Stock-Financials | 1.63% | — | +13.43% | |
| 8 | VNQ | Vanguard Real Estate ETF | ETF-Other | 1.38% | +1.38% | NEW | |
| 9 | AAPL | Apple INC | Stock-Tech | 1.32% | — | -6.90% | |
| 10 | GAP | Gap Inc/the | Stock-Consumer Disc | 1.32% | — | +25.84% | |
| 11 | MSFT | Microsoft CORP | Stock-Tech | 1.01% | +1.01% | NEW | |
| 12 | GOOG | Alphabet A | Stock-Comm Services | 1.01% | — | +39.20% | |
| 13 | IBM | Intl Business Machines CORP | Stock-Tech | 1.00% | — | +40.58% | |
| 14 | C | Citigroup INC | Stock-Financials | 1.00% | +1.00% | NEW | |
| 15 | BA | Boeing Co/the | Stock-Industrials | 1.00% | — | +10.56% | |
| 16 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 1.00% | — | +3.13% | |
| 17 | LBTYA | Liberty Global Ltd. | Stock-Other | 0.94% | — | +10.28% | |
| 18 | ROST | Ross Stores INC | Stock-Consumer Disc | 0.69% | +0.69% | NEW | |
| 19 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.69% | +0.69% | NEW | |
| 20 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.69% | +0.69% | NEW | |
| 21 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.69% | +0.69% | NEW | |
| 22 | ✓ | Lorillard INC | Stock-Other | 0.69% | +0.69% | NEW | |
| 23 | MCK | Mckesson CORP | Stock-Healthcare | 0.69% | +0.69% | NEW | |
| 24 | ORLY | O'reilly Automotive INC | Stock-Consumer Disc | 0.69% | +0.69% | NEW | |
| 25 | ✓ | Petsmart INC | Stock-Other | 0.69% | +0.69% | NEW | |
| 26 | CF | Cf Industries Holdings INC | Stock-Materials | 0.69% | +0.69% | NEW | |
| 27 | CHRW | C.h. Robinson Worldwide INC | Stock-Industrials | 0.69% | +0.69% | NEW | |
| 28 | GRMN | Garmin Ltd. | Stock-Tech | 0.69% | +0.69% | NEW | |
| 29 | TPR | Tapestry, Inc. | Stock-Consumer Disc | 0.69% | +0.69% | NEW | |
| 30 | FOSL | Fossil Group INC | Stock-Other | 0.69% | +0.69% | NEW | |
| 31 | WDC | Western Digital CORP | Stock-Tech | 0.69% | +0.69% | NEW | |
| 32 | GPC | Genuine Parts Co | Stock-Consumer Disc | 0.69% | +0.69% | NEW | |
| 33 | HRSEUR | L3harris Technologies INC | Stock-Other | 0.69% | +0.69% | NEW | |
| 34 | CLX | Clorox Company | Stock-Consumer Staples | 0.69% | +0.69% | NEW | |
| 35 | MCO | Moody's CORP | Stock-Financials | 0.69% | +0.69% | NEW | |
| 36 | BBBYEUR | 20230930-dk-butterfly-1 INC | Stock-Other | 0.69% | — | — | |
| 37 | CAT | Caterpillar INC | Stock-Industrials | 0.69% | +0.69% | NEW | |
| 38 | DAL | Delta Air Lines INC | Stock-Industrials | 0.69% | — | — | |
| 39 | ✓ | Directv | Stock-Other | 0.69% | +0.69% | NEW | |
| 40 | DG | Dollar General CORP | Stock-Consumer Staples | 0.69% | — | — | |
| 41 | EBAY | Ebay INC | Stock-Consumer Disc | 0.69% | — | — | |
| 42 | EMR | Emerson Electric Co | Stock-Industrials | 0.69% | — | — | |
| 43 | ✓ | Stock-Other | 0.69% | +0.69% | NEW | ||
| 44 | INTC | Intel CORP | Stock-Tech | 0.69% | — | — | |
| 45 | INTU | Intuit INC | Stock-Tech | 0.69% | +0.69% | NEW | |
| 46 | LBEUR | L Brands INC | Stock-Other | 0.69% | +0.69% | NEW | |
| 47 | ✓ | Stock-Other | 0.69% | +0.69% | NEW | ||
| 48 | LMT | Lockheed Martin CORP | Stock-Industrials | 0.69% | +0.69% | NEW | |
| 49 | MPC | Marathon Petroleum CORP | Stock-Energy | 0.69% | +0.69% | NEW | |
| 50 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.69% | +0.69% | NEW |
Not enough priced holdings yet to compute performance
Platinum Grove Asset Management, LP's most significant position changes for 2013-09-30: New buy: Ss Spdr S&p 500 ETF Trust-us (SPY); Sold out: VanEck China Semiconductor ETF (SMHC); Sold out: Ishares Russell 2000 ETF (IWM); Sold out: Ishares Msci Eafe ETF (EFA); New buy: Ishr Ibx Usd Invgd Cb Etf-ui (LQD).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XLF | Ss Financial Select Sector | -3.2% | +49.70% | Add |
| 2 | EEM | Ishares Msci Emerging Market | -3.4% | +94.69% | Add |
| 3 | ✓ | Barclays Bk PLC | -12.4% | -42.90% | Trim |
| 4 | SPY | Ss Spdr S&p 500 ETF Trust-us | — | NEW | New buy |
| 5 | SMHC | VanEck China Semiconductor ETF | — | EXIT | Sold out |
| 6 | IWM | Ishares Russell 2000 ETF | — | EXIT | Sold out |
| 7 | EFA | Ishares Msci Eafe ETF | — | EXIT | Sold out |
| 8 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | — | NEW | New buy |
| 9 | BKNG | Booking Hldgs INC | — | NEW | New buy |
| 10 | VNQ | Vanguard Real Estate ETF | — | NEW | New buy |
| 11 | DLTR | Dollar Tree INC | — | EXIT | Sold out |
| 12 | ✓ | News CORP INC | — | EXIT | Sold out |
| 13 | MSFT | Microsoft CORP | — | NEW | New buy |
| 14 | C | Citigroup INC | — | NEW | New buy |
| 15 | CLX | Clorox Company | — | NEW | New buy |
| 16 | TPR | Tapestry, Inc. | — | NEW | New buy |
| 17 | ORLY | O'reilly Automotive INC | — | NEW | New buy |
| 18 | GPC | Genuine Parts Co | — | NEW | New buy |
| 19 | CF | Cf Industries Holdings INC | — | NEW | New buy |
| 20 | ✓ | Lorillard INC | — | NEW | New buy |
| 21 | CHRW | C.h. Robinson Worldwide INC | — | NEW | New buy |
| 22 | HRSEUR | L3harris Technologies INC | — | NEW | New buy |
| 23 | FOSL | Fossil Group INC | — | NEW | New buy |
| 24 | LLY | Eli Lilly & Co | — | NEW | New buy |
| 25 | KO | Coca-cola Co/the | — | NEW | New buy |
| 26 | ROST | Ross Stores INC | — | NEW | New buy |
| 27 | CL | Colgate-palmolive Co | — | NEW | New buy |
| 28 | MCK | Mckesson CORP | — | NEW | New buy |
| 29 | WDC | Western Digital CORP | — | NEW | New buy |
| 30 | ✓ | Petsmart INC | — | NEW | New buy |
| 31 | GRMN | Garmin Ltd. | — | NEW | New buy |
| 32 | PFG | Principal Financial Group | — | NEW | New buy |
| 33 | TMO | Thermo Fisher Scientific INC | — | NEW | New buy |
| 34 | LBEUR | L Brands INC | — | NEW | New buy |
| 35 | MMM | 3m Co | — | NEW | New buy |
| 36 | MPC | Marathon Petroleum CORP | — | NEW | New buy |
| 37 | RTN1USD | Raytheon Company | — | NEW | New buy |
| 38 | NOC | Northrop Grumman CORP | — | NEW | New buy |
| 39 | VAREUR | Varian Medical Systems INC | — | NEW | New buy |
| 40 | MCO | Moody's CORP | — | NEW | New buy |
| 41 | ✓ | — | NEW | New buy | |
| 42 | CAT | Caterpillar INC | — | NEW | New buy |
| 43 | TJX | Tjx Companies INC | — | NEW | New buy |
| 44 | ✓ | Directv | — | NEW | New buy |
| 45 | ROK | Rockwell Automation INC | — | NEW | New buy |
| 46 | ACN | Accenture plc | — | NEW | New buy |
| 47 | INTU | Intuit INC | — | NEW | New buy |
| 48 | VRSN | Verisign INC | — | NEW | New buy |
| 49 | ✓ | — | NEW | New buy | |
| 50 | LMT | Lockheed Martin CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2013-09-30 | 2013-11-13 | 13F-HR | View on EDGAR |
| 2013-06-30 | 2013-08-13 | 13F-HR | View on EDGAR |
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