CIK: 0001973224
Total reported value
$2.1B
Reporting period: 2026-03-31 · Number of holdings: 1191
PFG Investments, LLC disclosed 1191 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $2.1B and a quarterly turnover rate of 16.9%.
Browse other institutions with $1B to $10B AUMBrowse other institutions starting with "P"
PFG Investments, LLC's disclosed holdings carry a Herfindahl concentration index of 0.010 — mathematically equivalent to about 99 equally-sized positions, well below its 1191 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 3.31), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 43% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim MSFT
+4.6% -$12.3M
Trim AAPL
-0.8% -$10.6M
Trim TSLA
+0.0% -$10.7M
Add XOM
-0.7% $6.9M
Trim NVDA
+1.1% -$4.3M
Trim META
-3.1% -$4.7M
Showing top 200 holdings (of 1191 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AAPL | Apple INC | Stock-Tech | 6.24% | -0.57% | -0.76% | |
| 2 | NVDA | Nvidia CORP | Stock-Tech | 3.41% | -0.24% | +1.06% | |
| 3 | TSLA | Tesla INC | Stock-Consumer Disc | 2.37% | -0.53% | +0.04% | |
| 4 | MSFT | Microsoft CORP | Stock-Tech | 2.31% | -0.61% | +4.64% | |
| 5 | JPST | Jpmorgan Ultra-short Income | ETF-Other | 2.17% | — | -2.13% | |
| 6 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.72% | -0.16% | +2.59% | |
| 7 | CLM | Cornerstone Strategic Invest | Stock-Other | 1.40% | +0.22% | +37.53% | |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.38% | — | +1.14% | |
| 9 | XLK | Ss Technology Select Sector | ETF-Tech | 1.26% | +0.10% | +19.41% | |
| 10 | PDI | Pimco Dynamic Income Fund | Stock-Financials | 1.22% | — | +5.05% | |
| 11 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 1.20% | -0.08% | +2.61% | |
| 12 | JNJ | Johnson & Johnson | Stock-Healthcare | 1.20% | +0.19% | +1.58% | |
| 13 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.15% | -0.23% | -3.09% | |
| 14 | XOM | Exxon Mobil CORP | Stock-Energy | 1.13% | +0.31% | -0.74% | |
| 15 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 1.05% | — | +4.16% | |
| 16 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.97% | — | +4.04% | |
| 17 | EMNT | Pimco Enhcd St M-active Esg | ETF-Other | 0.93% | — | +2.02% | |
| 18 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.88% | -0.10% | -0.19% | |
| 19 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.83% | +0.10% | -0.47% | |
| 20 | GRNB | Vaneck Green Bond ETF | ETF-Other | 0.81% | — | -1.67% | |
| 21 | PLTR | Palantir Technologies Inc-a | Stock-Tech | 0.76% | -0.10% | +8.62% | |
| 22 | CEF | Sprott Physical Gold And Sil | Stock-Other | 0.71% | — | -2.86% | |
| 23 | GLD | Spdr Gold Shares | ETF-Commodities | 0.68% | — | -3.31% | |
| 24 | CSCO | Cisco Systems INC | Stock-Tech | 0.62% | — | +3.77% | |
| 25 | WMT | Walmart INC | Stock-Consumer Staples | 0.60% | — | -6.51% | |
| 26 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.58% | +0.11% | +29.42% | |
| 27 | BIL | Ss Spdr Bb 1-3m T-bill ETF | ETF-Gov Bonds | 0.57% | +0.09% | +19.74% | |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.55% | — | +3.27% | |
| 29 | DSI | Ishares Esg Msci Kld 400 ETF | ETF-Other | 0.54% | — | +2.69% | |
| 30 | CHGX | Stance Sustainable Beta ETF | ETF-Other | 0.53% | — | +0.30% | |
| 31 | VZ | Verizon Communications INC | Stock-Comm Services | 0.53% | — | -10.61% | |
| 32 | AVGO | Broadcom INC | Stock-Tech | 0.50% | — | +1.71% | |
| 33 | IBM | Intl Business Machines CORP | Stock-Tech | 0.48% | -0.13% | -1.91% | |
| 34 | AMD | Advanced Micro Devices | Stock-Tech | 0.48% | — | +14.33% | |
| 35 | GLW | Corning INC | Stock-Tech | 0.48% | +0.15% | -3.28% | |
| 36 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 0.48% | -0.08% | -9.88% | |
| 37 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.48% | — | +6.46% | |
| 38 | CVX | Chevron CORP | Stock-Energy | 0.47% | +0.14% | +5.99% | |
| 39 | PEP | Pepsico INC | Stock-Consumer Staples | 0.46% | — | -12.40% | |
| 40 | VGSR | Vert Glb Sust Re ETF | ETF-Other | 0.44% | — | +0.86% | |
| 41 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 0.43% | +0.16% | +59.18% | |
| 42 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.42% | — | +10.40% | |
| 43 | NUDM | Nuveen Esg Intl Devel Mrk Eq | ETF-Other | 0.42% | — | -1.65% | |
| 44 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.41% | — | +11.93% | |
| 45 | V | Visa Inc-class A Shares | Stock-Financials | 0.41% | -0.09% | -3.00% | |
| 46 | PHYS | Sprott Physical Gold Trust | Stock-Other | 0.41% | — | -5.12% | |
| 47 | NFLX | Netflix INC | Stock-Comm Services | 0.40% | — | +6.77% | |
| 48 | BEPC | Brookfield Renewable CORP | Stock-Utilities | 0.39% | — | -0.48% | |
| 49 | PFE | Pfizer INC | Stock-Healthcare | 0.39% | — | -4.31% | |
| 50 | HASI | Ha Sustainable Infrastructur | Stock-Financials | 0.38% | +0.05% | -0.14% |
Performance for Q3 2026
+2.6%
Performance Last 4 Quarters
+21.2%
Based on 75% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 1191 | $2.1B | 17 | |
| 2025-12-31 | 1150 | $2.1B | 20 | |
| 2025-09-30 | 1111 | $1.9B | 30 | |
| 2025-06-30 | 1046 | $1.7B | 0 | |
| 2025-03-31 | 1017 | $1.6B | 0 | |
| 2024-12-31 | 1027 | $1.6B | 0 | |
| 2024-09-30 | 1021 | $1.5B | 0 | |
| 2024-06-30 | 943 | $1.4B | 0 | |
| 2024-03-31 | 1152 | $1.7B | 0 | |
| 2023-12-31 | 485 | $538.1M | 0 | |
| 2023-09-30 | 510 | $532.9M | 0 | |
| 2023-06-30 | 519 | $563.7M | 0 | |
| 2023-03-31 | 496 | $491.7M | 0 |
PFG Investments, LLC's most significant position changes for 2026-03-31: New buy: Ishares Russell Top 200 Grow (IWY); Sold out: Invesco S&p 500 Quality ETF (SPHQ); New buy: USA Rare Earth INC (USAR); New buy: Nuveen Esg Mid-cap Grow ETF (NUMG); New buy: B&g Foods INC (BGS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | XOM | Exxon Mobil CORP | +0.3% | -0.74% | Trim |
| 2 | CLM | Cornerstone Strategic Invest | +0.2% | +37.53% | Add |
| 3 | JNJ | Johnson & Johnson | +0.2% | +1.58% | Add |
| 4 | SGOV | Ishares 0-3 Month Treasury B | +0.2% | +59.18% | Add |
| 5 | GLW | Corning INC | +0.2% | -3.28% | Trim |
| 6 | CVX | Chevron CORP | +0.1% | +5.99% | Add |
| 7 | CRWV | Coreweave Inc-cl A | +0.1% | +73.73% | Add |
| 8 | GM | General Motors Co | +0.1% | +285.83% | Add |
| 9 | VOO | Vanguard S&p 500 ETF | +0.1% | +29.42% | Add |
| 10 | XLK | Ss Technology Select Sector | +0.1% | +19.41% | Add |
| 11 | COST | Costco Wholesale CORP | +0.1% | -0.47% | Trim |
| 12 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +19.74% | Add |
| 13 | D | Dominion Energy INC | +0.1% | +264.86% | Add |
| 14 | QQQI | Neos Nasdaq-100 High INC ETF | +0.1% | +53.05% | Add |
| 15 | GEV | GE Vernova INC | +0.1% | -0.33% | Trim |
| 16 | CAT | Caterpillar INC | +0.1% | +5.89% | Add |
| 17 | PWR | Quanta Services INC | +0.1% | +262.21% | Add |
| 18 | CAG | Conagra Brands INC | +0.1% | +534.32% | Add |
| 19 | DVA | Davita INC | +0.1% | +260.54% | Add |
| 20 | IFV | First Trust Dw Focus 5 Intl | +0.1% | +163.74% | Add |
| 21 | HASI | Ha Sustainable Infrastructur | +0.1% | -0.14% | Trim |
| 22 | ZIM | ZIM Integrated Shipping Services Ltd. | -0.1% | -76.21% | Trim |
| 23 | USMV | Ishares Msci USA Min Vol Fac | -0.1% | -63.85% | Trim |
| 24 | BITO | Proshares Bitcoin Etf-usd | -0.1% | -52.16% | Trim |
| 25 | VTI | Vanguard Total Stock Mkt ETF | -0.1% | -9.88% | Trim |
| 26 | GOOGL | Alphabet Inc-cl A | -0.1% | +2.61% | Add |
| 27 | ADMA | Adma Biologics INC | -0.1% | +4.08% | Add |
| 28 | V | Visa Inc-class A Shares | -0.1% | -3.00% | Trim |
| 29 | VGT | Vanguard Info Tech ETF | -0.1% | -46.98% | Trim |
| 30 | BAC | Bank Of America CORP | -0.1% | -12.54% | Trim |
| 31 | PLTR | Palantir Technologies Inc-a | -0.1% | +8.62% | Add |
| 32 | GOOG | Alphabet Inc-cl C | -0.1% | -0.19% | Trim |
| 33 | IVV | Ishares Core S&p 500 ETF | -0.1% | -33.13% | Trim |
| 34 | ECC | Eagle Point Credit Co | -0.1% | -22.36% | Trim |
| 35 | AIQ | Global X Art Intel & Tech | -0.1% | -52.52% | Trim |
| 36 | IBM | Intl Business Machines CORP | -0.1% | -1.91% | Trim |
| 37 | FV | First Trust Dw Focus 5 Fund | -0.1% | -32.32% | Trim |
| 38 | AMZN | Amazon.com INC | -0.2% | +2.59% | Add |
| 39 | META | Meta Platforms Inc-class A | -0.2% | -3.09% | Trim |
| 40 | NVDA | Nvidia CORP | -0.2% | +1.06% | Add |
| 41 | TSLA | Tesla INC | -0.5% | +0.04% | Add |
| 42 | AAPL | Apple INC | -0.6% | -0.76% | Trim |
| 43 | MSFT | Microsoft CORP | -0.6% | +4.64% | Add |
| 44 | IWY | Ishares Russell Top 200 Grow | — | NEW | New buy |
| 45 | SPHQ | Invesco S&p 500 Quality ETF | — | EXIT | Sold out |
| 46 | USAR | USA Rare Earth INC | — | NEW | New buy |
| 47 | NUMG | Nuveen Esg Mid-cap Grow ETF | — | NEW | New buy |
| 48 | BGS | B&g Foods INC | — | NEW | New buy |
| 49 | ESML | Ishares Esg Aware Msci USA S | — | NEW | New buy |
| 50 | BLDX | Impax Global Sustainable Inf | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-27 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-26 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-31 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-18 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-04-22 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-22 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-24 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-08-07 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-22 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-17 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-11-06 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-08-03 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-11 | 13F-HR | View on EDGAR |
Institutions with a similar AUM
CIK 0001764807
Total reported value
$2.1B
766 stks
2026-03-31
AUM within 0.0% of this institution
CIK 0001133197
Total reported value
$2.1B
373 stks
2022-09-30
Stale — no recent filing
AUM within 0.1% of this institution
CIK 0001017645
Total reported value
$2.1B
12 stks
2026-03-31
AUM within 0.1% of this institution
Institutions with overlapping top holdings
CIK 0001166588
Total reported value
$2.1B
17,681 stks
2026-03-31
4 of the top 5 holdings overlap, including Nvidia CORP
CIK 0001569518
Total reported value
$1.1B
233 stks
2026-03-31
4 of the top 5 holdings overlap, including Nvidia CORP
CIK 0001929008
Total reported value
$596.2M
455 stks
2026-03-31
4 of the top 5 holdings overlap, including Nvidia CORP