CIK: 0001669662
Total reported value
$393.9M
Reporting period: 2026-03-31 · Number of holdings: 100
Peak Financial Management, Inc. disclosed 100 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $393.9M and a quarterly turnover rate of 7.2%.
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Peak Financial Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.043 — mathematically equivalent to about 23 equally-sized positions, well below its 100 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.82), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 5% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add SDCI
+3.2% $2.2M
Trim VOO
-6.0% -$1.8M
Trim VTI
-0.6% -$1.5M
Add FLXR
+21.1% $1.8M
Trim GLTR
-14.6% -$1.4M
Trim SPGM
-1.4% -$769.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VXUS | Vanguard Total Intl Stock | ETF-Other | 11.61% | +0.03% | -0.34% | |
| 2 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 7.54% | -0.51% | -0.61% | |
| 3 | SPGM | State Street Spdr Portfolio | ETF-Other | 7.00% | -0.31% | -1.43% | |
| 4 | RSP | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 4.63% | +0.08% | +3.26% | |
| 5 | JPIB | Jpmorgan Intl Bnd ETF | ETF-Other | 4.18% | +0.26% | +10.24% | |
| 6 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 3.83% | -0.52% | -5.97% | |
| 7 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 3.48% | +0.16% | +7.65% | |
| 8 | GLTR | Abrdn Precious Metals Basket | ETF-Other | 3.43% | -0.41% | -14.55% | |
| 9 | NFLT | Virtus Newfleet Multi-sector | ETF-Other | 3.25% | +0.21% | +9.93% | |
| 10 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 3.14% | +0.09% | +5.11% | |
| 11 | SPEM | State Street Sp Ptf Em ETF | ETF-Other | 3.11% | — | +0.48% | |
| 12 | SCHM | Schwab US Mid Cap ETF | ETF-Other | 3.08% | +0.04% | -0.03% | |
| 13 | SCHB | Schwab US Broad Market ETF | ETF-Other | 2.99% | -0.17% | +0.25% | |
| 14 | RPV | Invesco S&p 500 Pure Value E | ETF-Large Cap & Growth | 2.88% | +0.13% | +2.28% | |
| 15 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-Corp Bonds | 2.80% | +0.06% | +4.96% | |
| 16 | FLXR | Tcw Flexible Income ETF | ETF-Other | 2.79% | +0.43% | +21.11% | |
| 17 | SDCI | Uscf Summerhaven Dynamic ETF | ETF-Other | 2.61% | +0.53% | +3.18% | |
| 18 | SCHP | Schwab U.s. Tips ETF | ETF-Other | 2.37% | +0.10% | +5.94% | |
| 19 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 2.32% | +0.19% | +11.32% | |
| 20 | IJR | Ishares Core S&p Small-cap E | ETF-Small Cap | 2.20% | +0.03% | -0.36% | |
| 21 | USRT | Ishares Core US Reit ETF | ETF-Other | 1.54% | +0.09% | +3.82% | |
| 22 | AAPL | Apple INC | Stock-Tech | 1.54% | +0.24% | +28.95% | |
| 23 | ACWI | Ishares Msci Acwi ETF | ETF-Other | 1.49% | -0.08% | -1.77% | |
| 24 | SCHX | Schwab US Large-cap ETF | ETF-Other | 1.10% | -0.11% | -2.72% | |
| 25 | SCHF | Schwab Intl Equity ETF | ETF-Other | 1.03% | — | -1.18% | |
| 26 | NVDA | Nvidia CORP | Stock-Tech | 0.99% | -0.07% | +1.91% | |
| 27 | CEF | Sprott Physical Gold And Sil | Stock-Other | 0.91% | — | -2.20% | |
| 28 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.75% | — | — | |
| 29 | TIP | Ishares Tips Bond ETF | ETF-Other | 0.59% | — | -1.93% | |
| 30 | STIP | Ishares 0-5 Year Tips Bond E | ETF-Other | 0.58% | — | +2.96% | |
| 31 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 0.58% | -0.07% | -5.29% | |
| 32 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.56% | -0.06% | -2.64% | |
| 33 | DJP | Ipath Bloomberg Commodity In | ETF-Commodities | 0.56% | +0.12% | -0.02% | |
| 34 | FMAT | Fidelity Msci Materials Indx | ETF-Other | 0.50% | +0.02% | -2.52% | |
| 35 | RSPH | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.43% | -0.05% | -2.61% | |
| 36 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.38% | — | +3.46% | |
| 37 | TOTL | Ss Doubleline Tr Tact ETF | ETF-Other | 0.33% | — | -1.49% | |
| 38 | RTX | Rtx CORP | Stock-Industrials | 0.31% | — | -0.14% | |
| 39 | MSFT | Microsoft CORP | Stock-Tech | 0.28% | -0.27% | -32.20% | |
| 40 | VTV | Vanguard Value ETF | ETF-Other | 0.26% | — | -2.28% | |
| 41 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.25% | — | +0.12% | |
| 42 | RSPM | Invesco S&p 500 Equal Weight | ETF-Large Cap & Growth | 0.24% | +0.02% | -1.86% | |
| 43 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.22% | -0.05% | -6.53% | |
| 44 | ESGD | Ishares Trust Ishares Esg Aw | ETF-Other | 0.20% | — | -0.60% | |
| 45 | PHYS | Sprott Physical Gold Trust | Stock-Other | 0.20% | — | — | |
| 46 | DSI | Ishares Esg Msci Kld 400 ETF | ETF-Other | 0.19% | — | -2.06% | |
| 47 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.19% | — | +1.00% | |
| 48 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.18% | -0.04% | -8.13% | |
| 49 | SCHC | Schwab Intl Small-cap Equity | ETF-Other | 0.18% | — | — | |
| 50 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.17% | +0.03% | +3.58% |
Performance for Q3 2026
+2.4%
Performance Last 4 Quarters
+19.3%
Based on 72% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 100 | $393.9M | 7 | |
| 2025-12-31 | 98 | $387.7M | 4 | |
| 2025-09-30 | 101 | $378.3M | 28 | |
| 2025-06-30 | 95 | $351.6M | 0 | |
| 2025-03-31 | 97 | $333.9M | 100 | |
| 2024-12-31 | 96 | $333.9M | 0 | |
| 2024-09-30 | 98 | $340.6M | 0 | |
| 2024-06-30 | 94 | $319.5M | 0 | |
| 2024-03-31 | 96 | $315.5M | 0 | |
| 2023-12-31 | 85 | $297.7M | 0 | |
| 2023-09-30 | 72 | $274.9M | 0 | |
| 2023-06-30 | 78 | $280.8M | 0 | |
| 2023-03-31 | 69 | $268.9M | 0 | |
| 2022-12-31 | 71 | $254.3M | 0 | |
| 2022-09-30 | 66 | $239.8M | 0 | |
| 2022-06-30 | 66 | $260.0M | 0 | |
| 2022-03-31 | 75 | $298.5M | 0 | |
| 2021-12-31 | 77 | $308.8M | 0 | |
| 2021-09-30 | 71 | $295.1M | 0 | |
| 2021-06-30 | 71 | $294.4M | 97 | |
| 2021-03-31 | 73 | $276.0M | 6 | |
| 2020-12-31 | 66 | $265.6M | 15 | |
| 2020-09-30 | 59 | $231.7M | 9 | |
| 2020-06-30 | 54 | $213.0M | 11 | |
| 2020-03-31 | 52 | $195.8M | 23 | |
| 2019-12-31 | 56 | $234.4M | 12 | |
| 2019-09-30 | 56 | $225.1M | 3 | |
| 2019-06-30 | 56 | $222.7M | 3 | |
| 2019-03-31 | 57 | $217.5M | 16 | |
| 2018-12-31 | 54 | $203.2M | 29 | |
| 2018-09-30 | 51 | $222.4M | 13 | |
| 2018-06-30 | 51 | $216.5M | 27 | |
| 2018-03-31 | 47 | $210.3M | 32 | |
| 2017-12-31 | 49 | $263.9M | 10 | |
| 2017-09-30 | 46 | $259.3M | 17 | |
| 2017-06-30 | 47 | $255.5M | 5 | |
| 2017-03-31 | 45 | $247.6M | 28 | |
| 2016-12-31 | 40 | $229.8M | 22 | |
| 2016-09-30 | 30 | $231.1M | 13 | |
| 2016-06-30 | 34 | $224.2M | 29 | |
| 2015-12-31 | 30 | $218.7M | 0 |
Peak Financial Management, Inc.'s most significant position changes for 2026-03-31: Sold out: Eli Lilly & Co (LLY); New buy: Palantir Technologies Inc-a (PLTR); New buy: Texas Pacific Land CORP (TPL); New buy: Chevron CORP (CVX); Sold out: Hubspot INC (HUBS).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | SDCI | Uscf Summerhaven Dynamic ETF | +0.5% | +3.18% | Add |
| 2 | FLXR | Tcw Flexible Income ETF | +0.4% | +21.11% | Add |
| 3 | JPIB | Jpmorgan Intl Bnd ETF | +0.3% | +10.24% | Add |
| 4 | AAPL | Apple INC | +0.2% | +28.95% | Add |
| 5 | NFLT | Virtus Newfleet Multi-sector | +0.2% | +9.93% | Add |
| 6 | SCHZ | Schwab US Aggregate Bond ETF | +0.2% | +11.32% | Add |
| 7 | VCIT | Vanguard Int-term Corporate | +0.2% | +7.65% | Add |
| 8 | RPV | Invesco S&p 500 Pure Value E | +0.1% | +2.28% | Add |
| 9 | DJP | Ipath Bloomberg Commodity In | +0.1% | -0.02% | Trim |
| 10 | SCHP | Schwab U.s. Tips ETF | +0.1% | +5.94% | Add |
| 11 | AGG | Ishares Core U.s. Aggregate | +0.1% | +5.11% | Add |
| 12 | USRT | Ishares Core US Reit ETF | +0.1% | +3.82% | Add |
| 13 | RSP | Invesco S&p 500 Equal Weight | +0.1% | +3.26% | Add |
| 14 | SHYG | Ishares 0-5 Yr Hy CORP Bond | +0.1% | +4.96% | Add |
| 15 | META | Meta Platforms Inc-class A | +0.1% | +101.85% | Add |
| 16 | SCHM | Schwab US Mid Cap ETF | 0% | -0.03% | Trim |
| 17 | XOM | Exxon Mobil CORP | 0% | +3.80% | Add |
| 18 | LMAT | Lemaitre Vascular INC | 0% | — | Unchanged |
| 19 | VZ | Verizon Communications INC | 0% | +10.86% | Add |
| 20 | VXUS | Vanguard Total Intl Stock | 0% | -0.34% | Trim |
| 21 | IJR | Ishares Core S&p Small-cap E | 0% | -0.36% | Trim |
| 22 | COST | Costco Wholesale CORP | 0% | +3.58% | Add |
| 23 | FMAT | Fidelity Msci Materials Indx | 0% | -2.52% | Trim |
| 24 | RSPM | Invesco S&p 500 Equal Weight | 0% | -1.86% | Trim |
| 25 | GLD | Spdr Gold Shares | 0% | -43.05% | Trim |
| 26 | AMZN | Amazon.com INC | 0% | -8.13% | Trim |
| 27 | TJX | Tjx Companies INC | 0% | -32.82% | Trim |
| 28 | AMD | Advanced Micro Devices | -0.1% | -40.07% | Trim |
| 29 | GOOG | Alphabet Inc-cl C | -0.1% | -6.53% | Trim |
| 30 | RSPH | Invesco S&p 500 Equal Weight | -0.1% | -2.61% | Trim |
| 31 | IVV | Ishares Core S&p 500 ETF | -0.1% | -2.64% | Trim |
| 32 | ITOT | Ishares Core S&p Total U.s. | -0.1% | -5.29% | Trim |
| 33 | NVDA | Nvidia CORP | -0.1% | +1.91% | Add |
| 34 | ACWI | Ishares Msci Acwi ETF | -0.1% | -1.77% | Trim |
| 35 | MU | Micron Technology INC | -0.1% | -69.28% | Trim |
| 36 | SCHX | Schwab US Large-cap ETF | -0.1% | -2.72% | Trim |
| 37 | SCHB | Schwab US Broad Market ETF | -0.2% | +0.25% | Add |
| 38 | MSFT | Microsoft CORP | -0.3% | -32.20% | Trim |
| 39 | SPGM | State Street Spdr Portfolio | -0.3% | -1.43% | Trim |
| 40 | GLTR | Abrdn Precious Metals Basket | -0.4% | -14.55% | Trim |
| 41 | VTI | Vanguard Total Stock Mkt ETF | -0.5% | -0.61% | Trim |
| 42 | VOO | Vanguard S&p 500 ETF | -0.5% | -5.97% | Trim |
| 43 | LLY | Eli Lilly & Co | — | EXIT | Sold out |
| 44 | PLTR | Palantir Technologies Inc-a | — | NEW | New buy |
| 45 | TPL | Texas Pacific Land CORP | — | NEW | New buy |
| 46 | CVX | Chevron CORP | — | NEW | New buy |
| 47 | HUBS | Hubspot INC | — | EXIT | Sold out |
| 48 | CTVA | Corteva INC | — | NEW | New buy |
| 49 | ED | Consolidated Edison INC | — | NEW | New buy |
| 50 | XLY | Ss Consumer Disc Select Sect | — | EXIT | Sold out |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-28 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-23 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-09 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-23 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-13 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-22 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-15 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-23 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-23 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-18 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-25 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-27 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-04-25 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-30 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-10-28 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-29 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-04-20 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-01-27 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-10-19 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-04 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-04-29 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-26 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-10-19 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-06 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-29 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-31 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-29 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-01 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-01 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-01-30 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-11-06 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-19 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-05-08 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-08 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-10-30 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-15 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-15 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-12-16 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-15 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-08-15 | Amendment | View on EDGAR |
| 2015-12-31 | 2016-04-06 | 13F-HR | View on EDGAR |
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