CIK: 0001651336
Total reported value
$800.0M
Reporting period: 2021-09-30 · Number of holdings: 347
Optimal Asset Management, Inc. disclosed 347 holdings in its latest 13F filing for the period ending 2021-09-30, with total reported value of $800.0M and a quarterly turnover rate of 0.0%.
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Optimal Asset Management, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.005 — mathematically equivalent to about 193 equally-sized positions, well below its 347 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes are fairly uniform across the portfolio (a coefficient of variation of 0.90), suggesting a disciplined, rules-based approach to how much capital goes into each idea.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 30% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
No holding changes this quarter
Showing top 200 holdings (of 347 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | WMT | Walmart INC | Stock-Consumer Staples | 1.39% | — | +0.18% | |
| 2 | FTNT | Fortinet INC | Stock-Tech | 1.22% | — | +0.22% | |
| 3 | OMC | Omnicom Group | Stock-Comm Services | 1.22% | — | +0.17% | |
| 4 | ADBE | Adobe INC | Stock-Tech | 1.22% | — | +0.11% | |
| 5 | BR | Broadridge Financial Solutio | Stock-Tech | 1.17% | — | +0.12% | |
| 6 | QRVO | Qorvo INC | Stock-Tech | 1.15% | — | +0.27% | |
| 7 | TMUS | T-mobile US INC | Stock-Comm Services | 1.08% | — | +0.32% | |
| 8 | CLX | Clorox Company | Stock-Consumer Staples | 1.04% | — | +0.26% | |
| 9 | LLY | Eli Lilly & Co | Stock-Healthcare | 1.04% | — | +0.11% | |
| 10 | ORCL | Oracle CORP | Stock-Tech | 1.02% | — | +0.09% | |
| 11 | CHTR | Charter Communications Inc-a | Stock-Comm Services | 1.00% | — | +0.28% | |
| 12 | AKAM | Akamai Technologies INC | Stock-Tech | 0.96% | — | +0.32% | |
| 13 | TYL | Tyler Technologies INC | Stock-Tech | 0.93% | — | +0.26% | |
| 14 | FISV | Fiserv INC | Stock-Other | 0.91% | — | +0.13% | |
| 15 | AZO | Autozone INC | Stock-Consumer Disc | 0.90% | — | +0.21% | |
| 16 | MSI | Motorola Solutions INC | Stock-Tech | 0.87% | — | +0.13% | |
| 17 | KEYS | Keysight Technologies In | Stock-Tech | 0.86% | — | +0.13% | |
| 18 | TGT | Target CORP | Stock-Consumer Disc | 0.86% | — | +0.11% | |
| 19 | T | At&t INC | Stock-Comm Services | 0.85% | — | +0.16% | |
| 20 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.81% | — | +0.09% | |
| 21 | DGX | Quest Diagnostics INC | Stock-Healthcare | 0.79% | — | +0.12% | |
| 22 | NVR | Nvr INC | Stock-Consumer Disc | 0.78% | — | — | |
| 23 | BG | Bunge Global SA | Stock-Consumer Staples | 0.73% | — | +0.20% | |
| 24 | PAYC | Paycom Software INC | Stock-Tech | 0.72% | — | +0.19% | |
| 25 | NOW | Servicenow INC | Stock-Tech | 0.72% | — | +0.19% | |
| 26 | IDXX | Idexx Laboratories INC | Stock-Healthcare | 0.72% | — | +0.24% | |
| 27 | NWSA | News CORP - Class A | Stock-Comm Services | 0.71% | — | +0.29% | |
| 28 | CTXSEUR | Citrix Systems INC | Stock-Other | 0.71% | — | +0.12% | |
| 29 | ATVIEUR | Activision Blizzard INC | Stock-Comm Services | 0.68% | — | +0.14% | |
| 30 | MTD | Mettler-toledo International | Stock-Healthcare | 0.67% | — | +0.23% | |
| 31 | EA | Electronic Arts INC | Stock-Comm Services | 0.66% | — | +0.18% | |
| 32 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.65% | — | +0.06% | |
| 33 | TSLA | Tesla INC | Stock-Consumer Disc | 0.64% | — | +0.18% | |
| 34 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.62% | — | +0.11% | |
| 35 | QCOM | Qualcomm INC | Stock-Tech | 0.61% | — | +0.22% | |
| 36 | GE | General Electric | Stock-Industrials | 0.61% | — | — | |
| 37 | MSFT | Microsoft CORP | Stock-Tech | 0.60% | — | — | |
| 38 | CTSH | Cognizant Tech Solutions-a | Stock-Tech | 0.60% | — | +0.27% | |
| 39 | GIS | General Mills INC | Stock-Consumer Staples | 0.60% | — | +0.23% | |
| 40 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.60% | — | +0.22% | |
| 41 | LUMN | Lumen Technologies INC | Stock-Comm Services | 0.60% | — | +0.26% | |
| 42 | HSY | Hershey Co/the | Stock-Consumer Staples | 0.59% | — | +0.15% | |
| 43 | SJM | Jm Smucker Co/the | Stock-Consumer Staples | 0.59% | — | +0.26% | |
| 44 | ORLY | O'reilly Automotive INC | Stock-Consumer Disc | 0.58% | — | +0.04% | |
| 45 | MMM | 3m Co | Stock-Industrials | 0.58% | — | +0.05% | |
| 46 | EXPD | Expeditors Intl Wash INC | Stock-Industrials | 0.57% | — | +0.04% | |
| 47 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.57% | — | +0.11% | |
| 48 | FIS | Fidelity National Info Serv | Stock-Tech | 0.56% | — | +0.20% | |
| 49 | WAT | Waters CORP | Stock-Healthcare | 0.56% | — | +0.18% | |
| 50 | VZ | Verizon Communications INC | Stock-Comm Services | 0.56% | — | +0.17% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2021-09-30 | 347 | $800.0M | 0 | |
| 2021-06-30 | 352 | $844.8M | 95 | |
| 2021-03-31 | 346 | $771.0M | 57 | |
| 2020-12-31 | 394 | $705.0M | 23 | |
| 2020-09-30 | 395 | $690.7M | 38 | |
| 2020-06-30 | 399 | $616.5M | 63 | |
| 2020-03-31 | 392 | $1.1B | 59 | |
| 2019-12-31 | 380 | $658.6M | 0 |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2021-09-30 | 2021-11-15 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-16 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-17 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-02-16 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-16 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-04 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-28 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-05-06 | 13F-HR | View on EDGAR |
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