Optima Capital LLC

Diversified strategyMomentum followerQuality / disciplined sizing

Total reported value

$215.4M

Reporting period: 2026-03-31 · Number of holdings: 269

OPTIMA CAPITAL LLC disclosed 269 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $215.4M and a quarterly turnover rate of 29.5%.

Browse other institutions with $100M to $1B AUM Browse other institutions starting with "O"

Personality snowflake

Concentration: 6.28
Portfolio Stability: 29.53
Momentum/Contrarian: 100
Sector conviction: 48.74
Diversification: 100
Sizing Uniformity: 87.72

Recent moves

Trim IEFA
-89.5%　-$4.6M
Add SPBU
+152.8%　$4.1M
Add DBEF
+856.6%　$4.1M
Add RWL
+36.3%　$1.3M
Add VXX
+1201.8%　$1.4M
Add GVAL
+13.2%　$910.1K

Holdings Map

New buyAddUnchangedTrim

Top 10 holdings by weight

Full holdings list this quarter

Showing top 159 holdings (of 269 total)

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	DFAC	Dimensional US Core Equity 2	ETF-Other	3.78%	—	+2.34%
2	SPYM	Ste Str Spdr Pt S&p 500 ETF	ETF-Large Cap & Growth	3.73%	-0.50%	-13.79%
3	SPBU	Allizim Buf15 Uncpd Aloc ETF	ETF-Other	3.19%	+1.97%	+152.83%
4	RSP	Invesco S&p 500 Equal Weight	ETF-Large Cap & Growth	2.86%	+0.51%	+13.14%
5	JPIE	Jpmorgan Income ETF	ETF-Other	2.75%	+0.30%	+5.73%
6	DBND	Doubleline Oppor Cor Bnd-usd	ETF-Other	2.71%	+0.30%	+6.18%
7	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	2.68%	—	+1.50%
8	GVAL	Cambria Global Value ETF	ETF-Other	2.61%	+0.57%	+13.22%
9	JBND	Jpmorgan Active Bond ETF	ETF-Other	2.49%	—	+0.83%
10	RWL	Invesco S&p 500 Revenue ETF	ETF-Large Cap & Growth	2.17%	+0.69%	+36.33%
11	DFAI	Dimensional International Co	ETF-Other	2.14%	+0.49%	+18.58%
12	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.12%	+1.92%	+856.58%
13	AGGY	Wisdomtree Yield Enhanced US	ETF-Other	2.04%	—	+3.63%
14	IJR	Ishares Core S&p Small-cap E	ETF-Small Cap	1.89%	+0.45%	+18.61%
15	VIG	Vanguard Dividend Apprec ETF	ETF-Other	1.87%	+0.23%	+9.14%
16	JPST	Jpmorgan Ultra-short Income	ETF-Other	1.86%	+0.35%	+15.27%
17	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	1.81%	+0.39%	+26.42%
18	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	1.77%	+0.25%	+5.28%
19	GARP	Ishares Msci USA Quality Gar	ETF-Other	1.70%	-0.04%	-3.07%
20	WTV	Wisdomtree U.s. Value Fund	ETF-Other	1.68%	—	+0.53%
21	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	1.61%	+0.30%	+20.42%
22	XOM	Exxon Mobil CORP	Stock-Energy	1.31%	+0.45%	+0.53%
23	IDMO	Invesco S&p International De	ETF-Other	1.30%	—	+2.92%
24	VOO	Vanguard S&p 500 ETF	ETF-Large Cap & Growth	1.22%	—	+1.59%
25	BITB	Bitwise Bitcoin ETF	ETF-Crypto	1.20%	-0.15%	+7.85%
26	SCHB	Schwab US Broad Market ETF	ETF-Other	1.20%	—	+1.88%
27	BUFB	Innovator Ladd Allo Buff ETF	ETF-Other	1.13%	—	+10.59%
28	DDWM	Wisdomtree Dy Inter Eq Fd-us	ETF-Other	1.10%	—	-3.11%
29	IGIB	Ishares 5-10y Inv Grade CORP	ETF-Corp Bonds	1.06%	—	+4.32%
30	VBR	Vanguard Small-cap Value ETF	ETF-Other	1.04%	—	+3.39%
31	IBUF	Innv Id 10 Buffer ETF Qurtly	ETF-Other	1.01%	—	-0.60%
32	USFR	Wisdomtree Floating Rate Tre	ETF-Other	1.00%	-0.06%	-12.38%
33	GDE	Wisdomtree Efficient Gold Pl	ETF-Commodities	0.99%	—	+1.93%
34	AAAU	Goldman Sachs Physical Gold	ETF-Commodities	0.99%	—	-8.06%
35	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.97%	-0.06%	-4.49%
36	PSFF	Pacer Swan Sos Fund Of Funds	ETF-Other	0.92%	—	-1.02%
37	AMZN	Amazon.com INC	Stock-Consumer Disc	0.91%	—	+7.85%
38	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.85%	—	-8.66%
39	VTWO	Vanguard Russell 2000 ETF	ETF-Small Cap	0.80%	—	+6.95%
40	VUG	Vanguard Growth ETF	ETF-Other	0.77%	—	+5.59%
41	VO	Vanguard Mid-cap ETF	ETF-Other	0.74%	—	+12.60%
42	VXX	Ipath Series B S&p 500 Vix	ETF-Large Cap & Growth	0.70%	+0.66%	+1201.76%
43	QBUF	Innv Nasdaq -100 10 B - Qrt	ETF-Tech	0.69%	—	—
44	AAPL	Apple INC	Stock-Tech	0.68%	—	-3.09%
45	ORCL	Oracle CORP	Stock-Tech	0.68%	-0.14%	+2.77%
46	IBND	State Street Spdr Bloomberg	ETF-Other	0.67%	—	-3.61%
47	EES	Wisdomtree US Smallcap Fund	ETF-Other	0.65%	—	+0.02%
48	PLTR	Palantir Technologies Inc-a	Stock-Tech	0.62%	-0.08%	-0.09%
49	VUSB	Vanguard Ultra Short Bond Et	ETF-Other	0.57%	+0.57%	NEW
50	SPYD	Ss Spdr P S&p 500 Hi Div ETF	ETF-Large Cap & Growth	0.57%	+0.25%	+57.95%

1–50 of 159

Reported value over time

Sector allocation

Sector allocation over time

Quarterly history

Period	Holdings	Total value	Stability	Top holdings
2026-03-31	269	$215.4M	30	1DFAC 2SPYM 3SPBU Top holdings2026-03-31 1.DFAC 2.SPYM 3.SPBU 4.RSP 5.JPIE 6.DBND 7.VTI 8.GVAL 9.JBND 10.RWL
2025-12-31	1937	$230.9M	56	1SPYM 2DFAC 3VTI Top holdings2025-12-31 1.SPYM 2.DFAC 3.VTI 4.JPIE 5.DBND 6.RSP 7.JBND 8.IEFA 9.GVAL 10.AGGY
2025-09-30	264	$206.2M	0	1DBND 2SPHQ 3DFAC Top holdings2025-09-30 1.DBND 2.SPHQ 3.DFAC 4.JPIE 5.VTI 6.SCHG 7.RSP 8.WTV 9.IEFA 10.GVAL
2025-06-30	254	$185.9M	0	1SPHQ 2DFAC 3DBND Top holdings2025-06-30 1.SPHQ 2.DFAC 3.DBND 4.WTV 5.VTI 6.RSP 7.JPIE 8.USFR 9.AAAU 10.SPY
2025-03-31	230	$157.0M	0	1DFAC 2DBND 3SPHQ Top holdings2025-03-31 1.DFAC 2.DBND 3.SPHQ 4.VTI 5.DBEF 6.USFR 7.WTV 8.RSP 9.JPIE 10.SPLV
2024-12-31	241	$145.0M	0	1DFAC 2VTI 3DBND Top holdings2024-12-31 1.DFAC 2.VTI 3.DBND 4.IJR 5.RSP 6.IVV 7.SCHG 8.DBEF 9.COWZ 10.VIG

Holding changes this quarter

Optima Capital LLC's most significant position changes for 2026-03-31: Sold out: In Gro-100 Pwr Buf ETF - Dec (NDEC); New buy: Vanguard Ultra Short Bond Et (VUSB); Sold out: Ishares Silver Trust (SLV); New buy: Cap Group Dividend Value (CGDV); Sold out: Ss Spdr S&p Metals Mining (XME).

Position changes disclosed by Optima Capital LLC for the quarter ending 2026-03-31, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SPBU	Allizim Buf15 Uncpd Aloc ETF	+2%	+152.83%	Add
2	DBEF	Xtrackers Msci Eafe Hedged E	+1.9%	+856.58%	Add
3	RWL	Invesco S&p 500 Revenue ETF	+0.7%	+36.33%	Add
4	VXX	Ipath Series B S&p 500 Vix	+0.7%	+1201.76%	Add
5	GVAL	Cambria Global Value ETF	+0.6%	+13.22%	Add
6	RSP	Invesco S&p 500 Equal Weight	+0.5%	+13.14%	Add
7	DFAI	Dimensional International Co	+0.5%	+18.58%	Add
8	XOM	Exxon Mobil CORP	+0.5%	+0.53%	Add
9	IJR	Ishares Core S&p Small-cap E	+0.5%	+18.61%	Add
10	QQQ	Invesco Qqq Trust Series 1	+0.4%	+26.42%	Add
11	JPST	Jpmorgan Ultra-short Income	+0.4%	+15.27%	Add
12	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.3%	+20.42%	Add
13	DBND	Doubleline Oppor Cor Bnd-usd	+0.3%	+6.18%	Add
14	JPIE	Jpmorgan Income ETF	+0.3%	+5.73%	Add
15	NLR	Vaneck Urani & Nuclr Etf-usd	+0.3%	+619.46%	Add
16	SPYD	Ss Spdr P S&p 500 Hi Div ETF	+0.3%	+57.95%	Add
17	SPDW	Ste Str Spdr Pt Dw EU ETF	+0.3%	+5.28%	Add
18	VIG	Vanguard Dividend Apprec ETF	+0.2%	+9.14%	Add
19	GARP	Ishares Msci USA Quality Gar	0%	-3.07%	Trim
20	USFR	Wisdomtree Floating Rate Tre	-0.1%	-12.38%	Trim
21	GOOGL	Alphabet Inc-cl A	-0.1%	-4.49%	Trim
22	SPTS	Ss Spdr P St Term Tsy ETF	-0.1%	-30.01%	Trim
23	PLTR	Palantir Technologies Inc-a	-0.1%	-0.09%	Trim
24	MSFT	Microsoft CORP	-0.1%	+3.67%	Add
25	ORCL	Oracle CORP	-0.1%	+2.77%	Add
26	BITB	Bitwise Bitcoin ETF	-0.2%	+7.85%	Add
27	QQQM	Invesco Nasdaq 100 ETF	-0.5%	-59.95%	Trim
28	SPYM	Ste Str Spdr Pt S&p 500 ETF	-0.5%	-13.79%	Trim
29	IEFA	Ishares Core Msci Eafe ETF	-2%	-89.47%	Trim
30	NDEC	In Gro-100 Pwr Buf ETF - Dec	—	EXIT	Sold out
31	VUSB	Vanguard Ultra Short Bond Et	—	NEW	New buy
32	SLV	Ishares Silver Trust	—	EXIT	Sold out
33	CGDV	Cap Group Dividend Value	—	NEW	New buy
34	XME	Ss Spdr S&p Metals Mining	—	EXIT	Sold out
35	EWX	State Street Spdr S&p Emergi	—	EXIT	Sold out
36	BA	Boeing Co/the	—	EXIT	Sold out
37	DXUV	Dimensional US Vtor Eqty ETF	—	NEW	New buy
38	IGV	Ishares Expanded Tech-softwa	—	NEW	New buy
39	JPM	Jpmorgan Chase & Co	—	EXIT	Sold out
40	VGK	Vanguard Ftse Europe ETF	—	NEW	New buy
41	QCOM	Qualcomm INC	—	EXIT	Sold out
42	PYPL	Paypal Holdings INC	—	EXIT	Sold out
43	VHT	Vanguard Health Care ETF	—	EXIT	Sold out
44	BAC	Bank Of America CORP	—	EXIT	Sold out
45	AUGU	Allianzim US Bf15 Uncap Aug	—	EXIT	Sold out
46	RVNU	Xtrackers Municipal Infrastr	—	EXIT	Sold out
47	PAUG	Innovator U.s. Equity Power	—	EXIT	Sold out
48	ZDEK	Inno Equ Def Pro ETF - 1 De	—	EXIT	Sold out
49	COPX	Global X Copper Miners ETF	—	EXIT	Sold out
50	IVE	Ishares S&p 500 Value ETF	—	EXIT	Sold out

FAQ

What is Optima Capital LLC and what type of investor is it?

Optima Capital LLC is a investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-03-31), the firm manages a tracked equity portfolio valued at approximately $215.4M, spread across 269 disclosed positions.

What are Optima Capital LLC's largest equity positions?

Based on the latest 13F filing, Optima Capital LLC's top holdings by market value are: 1. Dimensional US Core Equity 2 (DFAC) — $8.1M (3.8%) 2. Ste Str Spdr Pt S&p 500 ETF (SPYM) — $8.0M (3.7%) 3. Allizim Buf15 Uncpd Aloc ETF (SPBU) — $6.9M (3.2%) 4. Invesco S&p 500 Equal Weight (RSP) — $6.2M (2.9%) 5. Jpmorgan Income ETF (JPIE) — $5.9M (2.8%)

What changes did Optima Capital LLC make in its most recent portfolio filing?

In the latest reported quarter, Optima Capital LLC made 50 notable position adjustments: 5 new positions were initiated, 21 existing holdings were added to, 8 positions were partially reduced, and 16 were completely exited. The largest of these moves: Sold out: In Gro-100 Pwr Buf ETF - Dec (NDEC); New buy: Vanguard Ultra Short Bond Et (VUSB); Sold out: Ishares Silver Trust (SLV); New buy: Cap Group Dividend Value (CGDV); Sold out: Ss Spdr S&p Metals Mining (XME)

What sectors does Optima Capital LLC focus on?

Optima Capital LLC is concentrated in the following sectors based on its current disclosed equity portfolio: • Information Technology: 27.9% • Energy: 17.8% • Consumer Discretionary: 11.9% • Communication Services: 11.6% • Consumer Staples: 11.4% • Financials: 7.4%