CIK: 0001775361
Total reported value
$145.5M
Reporting period: 2019-12-31 · Number of holdings: 74
OptiFour Integrated Wealth Management, LLC disclosed 74 holdings in its latest 13F filing for the period ending 2019-12-31, with total reported value of $145.5M and a quarterly turnover rate of 6.0%.
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OptiFour Integrated Wealth Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.061 — mathematically equivalent to about 16 equally-sized positions, well below its 74 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.88), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.9 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 9% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add ITOT
+0.1% $1.7M
Trim MINT
-27.3% -$660.0K
Trim VTEB
-3.1% -$354.0K
Add IXUS
+1.2% $794.0K
Add AAPL
-5.2% $458.0K
Trim BNDX
-0.0% -$212.0K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | ITOT | Ishares Core S&p Total U.s. | ETF-Other | 15.36% | +0.74% | +0.08% | |
| 2 | SCHB | Schwab US Broad Market ETF | ETF-Other | 9.51% | -0.13% | -5.99% | |
| 3 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 8.16% | +0.16% | -2.75% | |
| 4 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 7.17% | -0.49% | -3.14% | |
| 5 | IXUS | Ishares Core Intl Stock ETF | ETF-Other | 7.01% | +0.34% | +1.19% | |
| 6 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 4.40% | +0.10% | +6.47% | |
| 7 | SPIP | Ss Spdr P Tips ETF | ETF-Other | 3.68% | — | +0.03% | |
| 8 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 3.63% | — | +0.17% | |
| 9 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 3.62% | -0.27% | -0.05% | |
| 10 | REET | Ishares Global Reit ETF | ETF-Other | 3.37% | -0.23% | -1.60% | |
| 11 | MUB | Ishares National Muni Bond E | ETF-Other | 3.04% | -0.14% | -1.05% | |
| 12 | SCHF | Schwab Intl Equity ETF | ETF-Other | 2.96% | -0.07% | -4.23% | |
| 13 | VXUS | Vanguard Total Intl Stock | ETF-Other | 2.28% | +0.08% | -0.90% | |
| 14 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 1.98% | -0.15% | -3.33% | |
| 15 | ALG | Alamo Group INC | Stock-Other | 1.78% | +0.12% | +3.52% | |
| 16 | AAPL | Apple INC | Stock-Tech | 1.61% | +0.27% | -5.23% | |
| 17 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.23% | +0.03% | -3.01% | |
| 18 | MINT | Pimco Enhanced Short Maturit | ETF-Other | 1.20% | -0.51% | -27.33% | |
| 19 | ADP | Automatic Data Processing | Stock-Tech | 0.92% | +0.02% | — | |
| 20 | MSFT | Microsoft CORP | Stock-Tech | 0.83% | +0.08% | +0.67% | |
| 21 | PG | Procter & Gamble Co/the | Stock-Consumer Staples | 0.75% | -0.07% | -6.14% | |
| 22 | MDT | Medtronic plc | Stock-Healthcare | 0.74% | +0.01% | — | |
| 23 | MCD | Mcdonald's CORP | Stock-Consumer Disc | 0.62% | -0.08% | — | |
| 24 | PEP | Pepsico INC | Stock-Consumer Staples | 0.56% | — | — | |
| 25 | UNP | Union Pacific CORP | Stock-Industrials | 0.51% | +0.04% | — | |
| 26 | CNI | Canadian Natl Railway Co | Stock-Industrials | 0.50% | — | — | |
| 27 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.48% | +0.01% | -4.23% | |
| 28 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 0.47% | +0.02% | — | |
| 29 | LDOS | Leidos Holdings INC | Stock-Tech | 0.47% | +0.04% | — | |
| 30 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.45% | +0.03% | — | |
| 31 | KMB | Kimberly-clark CORP | Stock-Consumer Staples | 0.41% | -0.02% | — | |
| 32 | KO | Coca-cola Co/the | Stock-Consumer Staples | 0.40% | — | — | |
| 33 | CL | Colgate-palmolive Co | Stock-Consumer Staples | 0.39% | -0.04% | — | |
| 34 | CSX | Csx CORP | Stock-Industrials | 0.39% | +0.01% | — | |
| 35 | ABT | Abbott Laboratories | Stock-Healthcare | 0.38% | — | — | |
| 36 | HD | Home Depot INC | Stock-Consumer Disc | 0.38% | -0.04% | +0.04% | |
| 37 | AOA | Ishares Core 80/20 Aggressiv | ETF-Other | 0.37% | +0.01% | — | |
| 38 | IVW | Ishares S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.36% | +0.01% | — | |
| 39 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 0.35% | +0.02% | — | |
| 40 | JNJ | Johnson & Johnson | Stock-Healthcare | 0.34% | +0.03% | +0.03% | |
| 41 | D | Dominion Energy INC | Stock-Utilities | 0.33% | — | +0.49% | |
| 42 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.32% | -0.09% | -24.54% | |
| 43 | SAIC | Science Applications Inte | Stock-Tech | 0.29% | — | — | |
| 44 | XOM | Exxon Mobil CORP | Stock-Energy | 0.28% | — | -0.41% | |
| 45 | TJX | Tjx Companies INC | Stock-Consumer Disc | 0.28% | +0.02% | — | |
| 46 | IBM | Intl Business Machines CORP | Stock-Tech | 0.27% | -0.04% | +0.03% | |
| 47 | GD | General Dynamics CORP | Stock-Industrials | 0.23% | — | — | |
| 48 | NVS | Novartis Ag-sponsored Adr | Stock-Healthcare | 0.23% | +0.01% | — | |
| 49 | VYM | Vanguard High Dvd Yield ETF | ETF-Other | 0.23% | — | — | |
| 50 | FTS | Fortis INC | Stock-Utilities | 0.22% | — | — |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2019-12-31 | 74 | $145.5M | 6 | |
| 2019-09-30 | 71 | $140.9M | 6 | |
| 2019-06-30 | 78 | $143.2M | 17 | |
| 2019-03-31 | 50 | $122.5M | 12 | |
| 2018-12-31 | 46 | $109.5M | 34 | |
| 2018-09-30 | 55 | $121.4M | 7 | |
| 2018-06-30 | 53 | $115.7M | 13 | |
| 2018-03-31 | 58 | $119.8M | 9 | |
| 2017-12-31 | 61 | $119.6M | 0 |
OptiFour Integrated Wealth Management, LLC's most significant position changes for 2019-12-31: New buy: Meta Platforms Inc-class A (META); New buy: Ishares Msci Acwi ETF (ACWI); New buy: Applied Materials INC (AMAT); Add: Ishares Core S&p Total U.s. (ITOT) — shares +0.08%; Trim: Pimco Enhanced Short Maturit (MINT) — shares -27.33%.
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2019-12-31 | 2020-01-16 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-04 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-06 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-07 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-05-07 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2019-05-07 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2019-05-07 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2019-05-07 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2019-05-07 | 13F-HR | View on EDGAR |
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