CIK: 0002127798
Total reported value
$147.6M
Reporting period: 2026-03-31 · Number of holdings: 57
Northern Lights Advisors, Inc. disclosed 57 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $147.6M and a quarterly turnover rate of 6.9%.
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Northern Lights Advisors, Inc.'s disclosed holdings carry a Herfindahl concentration index of 0.055 — mathematically equivalent to about 18 equally-sized positions, well below its 57 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.48), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 2.1 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim IWF
+1.1% -$849.3K
Add VEA
+2.8% $1.2M
Trim MSFT
+21.2% -$674.8K
Add AAPL
+26.1% $794.8K
Trim VTI
-5.8% -$652.2K
Add BRK-A
+100.0% $681.5K
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VEA | Vanguard Ftse Developed ETF | ETF-Other | 16.31% | +0.65% | +2.81% | |
| 2 | MSFT | Microsoft CORP | Stock-Tech | 5.89% | -0.54% | +21.24% | |
| 3 | IWF | Ishares Russell 1000 Growth | ETF-Other | 5.87% | -0.66% | +1.09% | |
| 4 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 5.65% | +0.15% | +0.31% | |
| 5 | IWD | Ishares Russell 1000 Value E | ETF-Other | 5.29% | -0.08% | -1.73% | |
| 6 | VTEB | Vanguard Tax-exempt Bond ETF | ETF-Other | 4.97% | +0.01% | +2.34% | |
| 7 | AMZN | Amazon.com INC | Stock-Consumer Disc | 4.84% | -0.27% | +6.26% | |
| 8 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 4.02% | -0.50% | -5.83% | |
| 9 | AAPL | Apple INC | Stock-Tech | 3.58% | +0.50% | +26.11% | |
| 10 | VTV | Vanguard Value ETF | ETF-Other | 3.11% | +0.25% | +7.34% | |
| 11 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 3.09% | +0.02% | +2.56% | |
| 12 | VTIP | Vanguard Short-term Tips | ETF-Other | 3.05% | +0.31% | +11.61% | |
| 13 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 2.89% | +0.02% | +1.72% | |
| 14 | EFA | Ishares Msci Eafe ETF | ETF-Other | 2.57% | +0.02% | +0.85% | |
| 15 | IWB | Ishares Russell 1000 ETF | ETF-Other | 2.51% | -0.15% | — | |
| 16 | VBK | Vanguard Small-cap Grwth ETF | ETF-Other | 2.12% | +0.01% | +1.47% | |
| 17 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-Corp Bonds | 2.08% | +0.04% | +4.41% | |
| 18 | VOE | Vanguard Mid-cap Value ETF | ETF-Other | 2.02% | +0.04% | -0.43% | |
| 19 | VUG | Vanguard Growth ETF | ETF-Other | 1.89% | +0.10% | +18.99% | |
| 20 | SCHZ | Schwab US Aggregate Bond ETF | ETF-Other | 1.61% | -0.01% | +1.12% | |
| 21 | NVDA | Nvidia CORP | Stock-Tech | 1.57% | -0.05% | +4.78% | |
| 22 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 1.23% | +0.03% | +4.08% | |
| 23 | VOOV | Vanguard S&p 500 Value ETF | ETF-Large Cap & Growth | 1.00% | -0.02% | — | |
| 24 | SCHB | Schwab US Broad Market ETF | ETF-Other | 0.98% | -0.05% | +0.01% | |
| 25 | BRK-A | Berkshire Hathaway Inc-cl A | Stock-Other | 0.97% | +0.45% | +100.00% | |
| 26 | MUB | Ishares National Muni Bond E | ETF-Other | 0.91% | -0.05% | -3.77% | |
| 27 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.90% | -0.08% | +0.88% | |
| 28 | VCIT | Vanguard Int-term Corporate | ETF-Corp Bonds | 0.89% | -0.02% | +0.39% | |
| 29 | VXUS | Vanguard Total Intl Stock | ETF-Other | 0.64% | — | — | |
| 30 | VOOG | Vanguard S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.60% | -0.07% | -0.96% | |
| 31 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.60% | -0.02% | +2.79% | |
| 32 | VOO | Vanguard S&p 500 ETF | ETF-Large Cap & Growth | 0.47% | -0.03% | -1.11% | |
| 33 | NFLX | Netflix INC | Stock-Comm Services | 0.45% | +0.03% | +5.75% | |
| 34 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.44% | -0.06% | +3.01% | |
| 35 | AVGO | Broadcom INC | Stock-Tech | 0.43% | — | +11.62% | |
| 36 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 0.40% | — | — | |
| 37 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 0.35% | -0.03% | +2.49% | |
| 38 | TSLA | Tesla INC | Stock-Consumer Disc | 0.33% | -0.05% | +4.26% | |
| 39 | BKNG | Booking Holdings INC | Stock-Consumer Disc | 0.32% | -0.30% | -34.71% | |
| 40 | BND | Vanguard Total Bond Market | ETF-Other | 0.31% | -0.02% | -4.02% | |
| 41 | CRM | Salesforce INC | Stock-Tech | 0.27% | -0.09% | +6.53% | |
| 42 | TSM | Taiwan Semiconductor-sp Adr | Stock-Tech | 0.27% | +0.04% | +5.27% | |
| 43 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.26% | +0.26% | NEW | |
| 44 | XOM | Exxon Mobil CORP | Stock-Energy | 0.25% | +0.08% | +8.40% | |
| 45 | GBTC | Grayscale Bitcoin Trust ETF | ETF-Crypto | 0.22% | -0.07% | — | |
| 46 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.22% | -0.01% | — | |
| 47 | LLY | Eli Lilly & Co | Stock-Healthcare | 0.21% | — | +16.27% | |
| 48 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.21% | — | +7.21% | |
| 49 | VO | Vanguard Mid-cap ETF | ETF-Other | 0.21% | — | — | |
| 50 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.20% | — | +0.05% |
Performance for Q3 2026
+1.8%
Performance Last 4 Quarters
+5%
Based on 5 months of available history
Based on 79% of reported portfolio value with available pricing
Northern Lights Advisors, Inc.'s most significant position changes for 2026-03-31: New buy: Costco Wholesale CORP (COST); New buy: Schwab Municipal Bond ETF (SCMB); New buy: Vanguard Ftse All-world Ex-u (VEU); Add: Ishares Russell 1000 Growth (IWF) — shares +1.09%; Add: Vanguard Ftse Developed ETF (VEA) — shares +2.81%.
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-21 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-04-20 | 13F-HR | View on EDGAR |
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